UNIGESTION (UK) LTD
Adviser information for UNIGESTION (UK) LTD last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $1.5B |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $415.5M |
| Pension and profit sharing plans | <5 | $137.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $720.7M |
| Other investment advisers | 1 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $227.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 92 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesINTERCOMPANY TRANSFER PRICING |
Identifiers
| SEC RIA File Number | 801-107017 |
|---|---|
| SEC ERA File Number | 801-107017 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282265 |
| Legal Entity Identifier | 54930042TIMYS2JSCR60 |
Principal Office
123 VICTORIA STREET2ND FLOOR MYO
LONDON
United Kingdom
Monday - Friday, 09:00 - 17:30
Tel: +44 (0) 20 7529 5200, Fax: +44 (0) 20 7529 6389
Chief Compliance Officer
ANNETTE FORBES
HEAD OF COMPLIANCE
123 VICTORIA STREET
2ND FLOOR MYO
LONDON
United Kingdom
Tel:
+44 (0) 20 7529 5208
Fax:
+44 (0) 20 7529 6389
A******@*************M
(Full email address available in API data)
Industry Affiliates
| EURO CHOICE III GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| UNI CIF SYNDICATE GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| UNICAPITAL INVESTMENT (MANAGEMENT) SA | Sponsor, GP, manager of pooled investment vehicles |
| UNIGESTION (JERSEY) GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| UNIGESTION (US) LTD | Other investment adviser, including financial planners |
| UNIGESTION ASIA PTE LTD | Other investment adviser, including financial planners |
| UNIGESTION ASSET MANAGEMENT (CANADA) INC. | Other investment adviser, including financial planners |
| UNIGESTION ASSET MANAGEMENT (FRANCE) SA | Other investment adviser, including financial planners |
| UNIGESTION GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| UNIGESTION SA | Other investment adviser, including financial planners |
| WCTPT CHOICE LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| UNIGESTION HOLDING SA | Foreign Entity | – | SHAREHOLDER | 11/1999 | > 75% |
| Martin, Regis, Fernand | Individual | – | EXECUTIVE DIRECTOR | 09/2018 | < 5% |
| FORBES, ANNETTE, SUSANNE | Individual | – | CCO | 02/2010 | < 5% |
| FAMSA FOUNDATION | Foreign Entity | UNIGESTION HOLDING SA | SHAREHOLDER | 07/2011 | 25-50% |
| Sabrier, Bernard, Jean | Individual | FAMSA FOUNDATION | DIRECTOR | 07/2011 | |
| Wilson, Paul | Individual | – | CHAIRMAN | 01/2018 | < 5% |
| Sabrier, Yasmina | Individual | FAMSA FOUNDATION | DIRECTOR | 03/2020 | |
| Turysk, David, Emmanuel | Individual | FAMSA FOUNDATION | DIRECTOR | 03/2020 | |
| Audi, Hala, Corinne Marie | Individual | FAMSA FOUNDATION | DIRECTOR | 10/2022 |