AZ APICE CAPITAL MANAGEMENT LLC
Adviser information for AZ APICE CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 8 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 138 | $338.6M |
| Non-Discretionary | 28 | $6.2M |
| Total | 166 | $344.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 165 | $328.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $16.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 95 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-107020 |
|---|---|
| SEC ERA File Number | 801-107020 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281973 |
| Legal Entity Identifier | None |
Principal Office
1450 BRICKELL AVESUITE 2610
MIAMI
FL
United States
Monday - Friday, 8:30-5:30
Tel: 305-912-0915, Fax: 305-912-0930
Websites
Chief Compliance Officer
CARLOS JAVIER GONZALEZ
1450 BRICKELL AVENUE
SUITE 2610
MIAMI
FL
United States
Tel:
9547273117
Fax:
305-912-0930
C********@************M
(Full email address available in API data)
Regulatory Contact
BRUNO GORGATTI
EXTERNAL ADVISOR
1450 BRICKELL AVE
SUITE 2610
MIAMI
FL
United States
Tel:
305-680-8122
B****@**********M
(Full email address available in API data)
Industry Affiliates
| AZ FUND MANAGEMENT SA | Sponsor, GP, manager of pooled investment vehicles |
| AZIMUT BRAZIL WEALTH MANAGEMENT | Other investment adviser, including financial planners |
| AZIMUT GENESIS ADVISORS | Other investment adviser, including financial planners |
| SANCTUARY SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AZIMUT HOLDING SPA | Foreign Entity | AZ INTERNATIONAL HOLDINGS SA | SHARE HOLDER | 10/2010 | 50-75% |
| AZ US HOLDINGS INC. | Domestic Entity | – | MEMBER | 09/2015 | 50-75% |
| FREDDI, MARITA, SOBIGLIA | Individual | – | MANAGER | 09/2015 | < 5% |
| SONZOGNI, MARIA, GRAZIA | Individual | – | MANAGER | 09/2015 | < 5% |
| GORGATTI, BRUNO, COLACO | Individual | – | MEMBER, MANAGING PARTNER | 02/2016 | 10-25% |
| ALVES, WALTER, JOSE | Individual | – | MANAGING PARTNER | 10/2020 | 10-25% |
| PERRUCCI, GIUSEPPE, NMN | Individual | – | MANAGER | 03/2018 | < 5% |
| Guiati, Massimo | Individual | – | MANAGER | 02/2020 | < 5% |
| Gonzalez, Carlos, Javier | Individual | – | CCO | 01/2023 | < 5% |
| AZIMUT UK HOLDINGS LIMITED | Foreign Entity | AZ US HOLDINGS INC. | SHAREHOLDER | 07/2021 | > 75% |