SUMMIT WEALTH GROUP LLC
Adviser information for SUMMIT WEALTH GROUP LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Vermont, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,137 | $516.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1,137 | $516.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 194 | $55.7M |
| HNW Individuals | 215 | $460.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agentAccountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-107026 |
|---|---|
| SEC ERA File Number | 801-107026 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282205 |
| Legal Entity Identifier | None |
Principal Office
205 BILLINGS FARM ROADSUITE 2A
WHITE RIVER JUNCTION
VT
United States
MONDAY - THURSDAY, 9:00 AM - 5:00 PM
Tel: 802-295-5300, Fax: None
Websites
Chief Compliance Officer
THOMAS HARTMAN
MANAGING MEMBER
205 BILLINGS FARM ROAD
SUITE 2A
WHITE RIVER JUNCTION
VT
United States
Tel:
802-295-5300
T*******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARTMAN, THOMAS, COLT | Individual | – | PRINCIPAL/CCO | 01/2016 | 25-50% |
| HURLBURT, ABIGAIL, LECHTHALER | Individual | – | PRINCIPAL | 01/2016 | 25-50% |
| POTTS, ERIK, MATTHEW | Individual | – | PRINCIPAL | 01/2021 | 25-50% |