AXIOM ALTERNATIVE INVESTMENTS
AXIOM ALTERNATIVE INVESTMENTS SARL Legal Name
Adviser information for AXIOM ALTERNATIVE INVESTMENTS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | France |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $1.7B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $95.9M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-107063 |
|---|---|
| SEC ERA File Number | 801-107063 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282155 |
| Legal Entity Identifier | 969500QVL977C8L8Q834 |
Principal Office
39, AVENUE PIERRE 1ER DE SERBIEPARIS
France
Monday - Friday, 9AM-5PM
Tel: +0033184173607, Fax: None
Websites
Chief Compliance Officer
GUILLAUME CARRIOU
39, AVENUE PIERRE 1ER DE SERBIE
PARIS
France
Tel:
+33 06 69 02 58 97
G****************@***********M
(Full email address available in API data)
Regulatory Contact
DAVID BENAMOU
CHIEF EXECUTIVE OFFICER
11 ALBEMARLE STREET
3RD FLOOR
LONDON
United Kingdom
Tel:
+44 7775 552229
D************@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PARIS-BRUXELLES CAPITAL PARTNERS SAS | Foreign Entity | – | SHAREHOLDER | 07/2009 | > 75% |
| FOCUS CONSEIL SAS | Foreign Entity | – | SHAREHOLDER | 06/2013 | 5-10% |
| OPERA FINANCE INTERNATIONAL | Foreign Entity | – | SHAREHOLDER | 05/2018 | 5-10% |
| SURRY, GILDAS, XAVIER ARNAUD | Individual | – | SHAREHOLDER | 06/2015 | < 5% |
| BEN AMOU, DAVID, ALEXANDRE | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2013 | < 5% |
| BEN AMOU, DAVID, ALEXANDRE | Individual | PARIS-BRUXELLES CAPITAL PARTNERS SAS | SHAREHOLDER | 12/2008 | 25-50% |
| SURJON, LAURENT, PIERRE CHARLES | Individual | – | SHAREHOLDER AND EXECUTIVE OFFICER | 07/2014 | < 5% |
| CAZENAVE, PHILIPPE, DAVID | Individual | – | SHAREHOLDER AND EXECUTIVE OFFICER | 07/2014 | < 5% |
| Paturle, Adrian, Fran�ois, Herv� | Individual | – | EXECUTIVE OFFICER | 06/2013 | < 5% |
| Raab, Gregory, Emmanuel | Individual | – | EXECUTIVE OFFICER | 12/2014 | < 5% |
| Legras, J�r�me, Ren� | Individual | – | EXECUTIVE OFFICER | 06/2013 | < 5% |
| Paturle, Adrian, Fran�ois, Herv� | Individual | FOCUS CONSEIL SAS | SHAREHOLDER | 12/2009 | > 75% |
| Carriou, Guillaume, Xavier | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2015 | < 5% |
| Legras, J�r�me, Ren� | Individual | PARIS-BRUXELLES CAPITAL PARTNERS SAS | SHAREHOLDER | 12/2008 | 25-50% |
| Ganansia, Patrick | Individual | – | SHAREHOLDER | 08/2017 | < 5% |