RESOLVE ASSET MANAGEMENT INC.
Adviser information for RESOLVE ASSET MANAGEMENT INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $95.5M |
| Non-Discretionary | 6 | $268.7M |
| Total | 8 | $364.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $231,672 |
| HNW Individuals | <5 | $268.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $95.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
401 BAY STREET16TH FLOOR
TORONTO
Canada
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 416-572-5474, Fax: None
Chief Compliance Officer
CHERYL DAVIDSON
PRESIDENT
401 BAY STREET
16TH FLOOR
TORONTO
Canada
Tel:
416-860-1940
C**************@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Davidson, Cheryl, Ann | Individual | – | CCO AND PRESIDENT | 09/2023 | < 5% |
| MIGHTY OAK HOLDINGS INC | Foreign Entity | – | OWNER | 09/2023 | > 75% |
| RESOLVE ASSET MANAGEMENT SEZC | Foreign Entity | MIGHTY OAK HOLDINGS INC | SHAREHOLDER | 09/2023 | 25-50% |
| PHILBRICK, MICHAEL, LEIGHTON | Individual | RESOLVE ASSET MANAGEMENT SEZC | SHAREHOLDER | 09/2023 | 25-50% |
| BUTLER, ADAM, DONALD | Individual | RESOLVE ASSET MANAGEMENT SEZC | SHAREHOLDER | 09/2023 | 25-50% |