MULHOLLAND WEALTH ADVISORS, LLC
Adviser information for MULHOLLAND WEALTH ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 32 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,211 | $430.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1,211 | $430.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 678 | $86.5M |
| HNW Individuals | 48 | $33.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 2 | $310.1M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSUB-ADVISER TO INVESTMENT ADVISERS |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-107079 |
|---|---|
| SEC ERA File Number | 801-107079 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282408 |
| Legal Entity Identifier | None |
Principal Office
4110 N. SCOTTSDALE RD., STE. 125SCOTTSDALE
AZ
United States
Monday - Friday, 7:00 AM TO 5:00 PM
Tel: 3102728185, Fax: 4806877979
Websites
Chief Compliance Officer
JOHN YUNG
4110 N. SCOTTSDALE RD., STE. 125
SCOTTSDALE
AZ
United States
Tel:
3102728188
Fax:
4806877979
J****@***************M
(Full email address available in API data)
Regulatory Contact
MICHAEL MESSINGER
CHIEF EXECUTIVE OFFICER, MANAGING MEMBER
4110 N. SCOTTSDALE RD., STE. 125
SCOTTSDALE
AZ
United States
Tel:
3102728187
Fax:
4806877979
M*********@***************M
(Full email address available in API data)
Industry Affiliates
| REDWOOD INVESTMENT MANAGEMENT, LLC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MESSINGER, MICHAEL, TODD | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2015 | < 5% |
| YUNG, JOHN, CHI WAI | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2018 | < 5% |
| MULHOLLAND HOLDCO LLC | Domestic Entity | – | OWNER | 01/2023 | > 75% |
| MYSTIC PINES INVESTMENT HOLDINGS, LLC | Domestic Entity | MULHOLLAND HOLDCO LLC | OWNER | 01/2018 | 25-50% |
| GARDEN STATE INVESTMENT HOLDINGS, LLC | Domestic Entity | MULHOLLAND HOLDCO LLC | OWNER | 01/2018 | 25-50% |
| DUFF, RICHARD, MUSSER | Individual | – | PRESIDENT | 03/2015 | < 5% |
| CHEUNG, MICHAEL, TZE-CHUN | Individual | – | PORTFOLIO MANAGER | 11/2017 | < 5% |