SETANTA ASSET MANAGEMENT LTD
Adviser information for SETANTA ASSET MANAGEMENT LTD last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ireland |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $15.3B |
| Non-Discretionary | 0 | $0 |
| Total | 19 | $15.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 5 | $237.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $207.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $413.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $579.4M |
| Insurance companies | 5 | $13.9B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 58 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-107083 |
|---|---|
| SEC ERA File Number | 801-107083 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281781 |
| Legal Entity Identifier | 635400OGCJBX1UFS6F61 |
Principal Office
BERESFORD COURT, BERESFORD PLACEDUBLIN
Ireland
Monday - Friday, 8.00 AM TO 6.00 PM
Tel: 00 353 1 612 4900, Fax: None
Chief Compliance Officer
DONAL WOODCOCK
HEAD OF COMPLIANCE & BUSINESS RISK
BERESFORD COURT, BERESFORD PLACE
DUBLIN 1
Ireland
Tel:
00 35387 2220042
Fax:
00 353 1 704 2500
D*************@*******M
(Full email address available in API data)
Regulatory Contact
AOIFE NOLAN
DEPUTY EXECUTIVE MANAGER- COMPLIANCE
BERESFORD COURT, BERESFORD PLACE
DUBLIN 1
Ireland
Tel:
00 353 1 704 2870
C*********@****************M
(Full email address available in API data)
Industry Affiliates
| IRISH LIFE INVESTMENT MANAGERS LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURKE, PATRICK, CHRISTOPHER | Individual | – | DIRECTOR | 10/2013 | < 5% |
| DEMPSEY, KIERAN, PATRICK | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2008 | < 5% |
| WOODCOCK, DONAL, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2013 | < 5% |
| THE CANADA LIFE GROUP (UK) LIMITED | Foreign Entity | – | SOLE PROPRIETOR | 11/2007 | > 75% |
| CANADA LIFE INTERNATIONAL HOLDINGS LIMITED | Foreign Entity | THE CANADA LIFE GROUP (UK) LIMITED | SHAREHOLDER | 07/2013 | > 75% |
| CANADA LIFE CAPITAL CORPORATION INC. | Foreign Entity | CANADA LIFE INTERNATIONAL HOLDINGS LIMITED | SHAREHOLDER | 07/2013 | > 75% |
| THE CANADA LIFE ASSURANCE COMPANY | Foreign Entity | CANADA LIFE CAPITAL CORPORATION INC. | SHAREHOLDER | 07/2013 | > 75% |
| GREAT-WEST LIFECO INC. | Foreign Entity | THE CANADA LIFE ASSURANCE COMPANY | SHAREHOLDER | 07/2013 | > 75% |
| POWER FINANCIAL CORPORATION | Foreign Entity | PANSOLO HOLDING INC. | SHAREHOLDER | 03/1986 | 50-75% |
| POWER CORPORATION OF CANADA | Foreign Entity | DESMARAIS, SOPHIE, CAROLINE | SHAREHOLDER | 12/1998 | > 75% |
| PANSOLO HOLDING INC. | Foreign Entity | POWER CORPORATION OF CANADA | SHAREHOLDER | 10/2015 | 50-75% |
| THE DESMARAIS FAMILY RESIDUARY TRUST | Foreign Entity | PANSOLO HOLDING INC. | SHAREHOLDER | 10/2015 | > 75% |
| DESMARAIS, SOPHIE, CAROLINE | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE, NON-VOTING | 03/2018 | |
| DESMARAIS, ANDRE, ROGER | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| DESMARAIS, PAUL, GUY | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| Srivastava, Raman | Individual | – | CHAIRMAN AND DIRECTOR | 01/2019 | < 5% |
| Mchugh, Rose | Individual | – | DIRECTOR | 06/2019 | < 5% |
| DOER, GARY, ALBERT | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 02/2023 | |
| Kremers, Iris, Maria Andrea | Individual | – | DIRECTOR | 02/2024 | < 5% |