CHARLESTON FINANCIAL ADVISORS, LLC
Adviser information for CHARLESTON FINANCIAL ADVISORS, LLC last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 574 | $206.1M |
| Non-Discretionary | 21 | $4.6M |
| Total | 595 | $210.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 112 | $37.3M |
| HNW Individuals | 77 | $167.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.6M |
| Charitable organizations | <5 | $142,368 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $432,591 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-107090 |
|---|---|
| SEC ERA File Number | 801-107090 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137536 |
| Legal Entity Identifier | None |
Principal Office
4 NORTH ATLANTIC WHARF, SUITE 200CHARLESTON
SC
United States
Monday - Friday, BY APPOINTMENT
Tel: 843-722-3331, Fax: 843-408-4622
Websites
Chief Compliance Officer
DIANE H. BLACKWELDER
CCO
4 N. ATLANTIC WHARF
SUITE 200
CHARLESTON
SC
United States
Tel:
843-722-3331
Fax:
843-408-4622
D****@**********************T
(Full email address available in API data)
Regulatory Contact
WILLIAM PREWITT
FINANCIAL PLANNER
4 NORTH ATLANTIC WHARF, SUITE 200
SUITE 200
CHARLESTON
SC
United States
Tel:
843-722-3331
Fax:
843-408-4622
B***@**********************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PREWITT, WILLIAM, CHANDLER | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2006 | < 5% |
| BRANDT, MYLES, BURDELL | Individual | – | PRINCIPAL | 01/2018 | 50-75% |
| BLACKWELDER, DIANE, HALL | Individual | – | PRINCIPAL | 01/2018 | 50-75% |