COURIER CAPITAL, LLC
Adviser information for COURIER CAPITAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,157 | $2.5B |
| Non-Discretionary | 65 | $400.8M |
| Total | 2,222 | $2.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,684 | $429.6M |
| HNW Individuals | 406 | $1.4B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 71 | $577.6M |
| Charitable organizations | 33 | $352.0M |
| State or municipal gov entities | 1 | $2.6M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 27 | $101.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 16.5M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WELLS FARGO PILOT PLUS | WELLS FARGO ADVISORS |
Principal Office
1114 DELAWARE AVENUEBUFFALO
NY
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 716-883-9595, Fax: 716-883-8048
Chief Compliance Officer
REBECCA WESTERVELT
SENIOR MANAGING DIRECTOR; DIRECTOR OF RETIREMENT SERVICES
100 CHESTNUT STREET
ROCHESTER
NY
United States
Tel:
585-673-3339
R***********@*****************M
(Full email address available in API data)
Regulatory Contact
HEATHER L. WISINSKI
SENIOR DIRECTOR OF OPERATIONS
1114 DELAWARE AVENUE
BUFFALO
NY
United States
Tel:
716-883-9595
Fax:
716-883-8048
H********@*****************M
(Full email address available in API data)
Industry Affiliates
| FIVE STAR BANK | Banking or thrift institution |
| SDN INSURANCE AGENCY LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WISINSKI, HEATHER, LYNN | Individual | – | SENIOR DIRECTOR OF OPERATIONS | 01/2022 | < 5% |
| FINANCIAL INSTITUTIONS, INC. | Domestic Entity | – | OWNER (100%) | 01/2016 | > 75% |
| HANLON, THOMAS, JAMES | Individual | – | EXECUTIVE VICE PRESIDENT, WEALTH MANAGEMENT | 10/2023 | < 5% |
| IGLEWSKI, JAMES, EDWARD | Individual | – | PRESIDENT | 10/2023 | < 5% |
| WESTERVELT, REBECCA, LEVENGOOD | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2023 | < 5% |
| Stronz, Jason, Michael | Individual | – | SENIOR MANAGING DIRECTOR | 10/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 2M | 15K | – |
| ABBOTT LABS | COM | 2M | 23K | – |
| ABBVIE INC | COM | 3M | 15K | – |
| ABBVIE INC | COM | 233K | 1K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 509K | 2K | – |
| ADOBE INC | COM | 305K | 549 | – |
| ADVANCED MICRO DEVICES INC | COM | 1M | 7K | – |
| AFLAC INC | COM | 223K | 3K | – |
| AGILENT TECHNOLOGIES INC | COM | 225K | 2K | – |
| AIR PRODS & CHEMS INC | COM | 413K | 2K | – |
| ALBEMARLE CORP | COM | 1M | 13K | – |
| ALLSTATE CORP | COM | 717K | 4K | – |
| ALPHABET INC | CAP STK CL A | 2M | 14K | – |
| ALPHABET INC | CAP STK CL C | 17M | 91K | – |
| ALPHABET INC | CAP STK CL C | 246K | 1K | – |
| ALPHATEC HLDGS INC | COM NEW | 199K | 19K | – |
| ALPS ETF TR | ALERIAN MLP | 421K | 9K | – |
| ALTRIA GROUP INC | COM | 212K | 5K | – |
| ALTRIA GROUP INC | COM | 462K | 10K | – |
| AMAZON COM INC | COM | 11M | 56K | – |
| AMERICAN ELEC PWR CO INC | COM | 1M | 16K | – |
| AMERICAN EXPRESS CO | COM | 3M | 13K | – |
| AMERICAN EXPRESS CO | COM | 1M | 5K | – |
| AMERICAN INTL GROUP INC | COM NEW | 539K | 7K | – |
| AMERIPRISE FINL INC | COM | 261K | 610 | – |
| AMERIPRISE FINL INC | COM | 1M | 2K | – |
| AMGEN INC | COM | 6M | 18K | – |
| AMPHENOL CORP NEW | CL A | 344K | 5K | – |
| ANALOG DEVICES INC | COM | 223K | 976 | – |
| APA CORPORATION | COM | 250K | 9K | – |
| APPLE INC | COM | 55M | 263K | – |
| APPLE INC | COM | 7M | 32K | – |
| APPLIED MATLS INC | COM | 1M | 5K | – |
| ARCADIUM LITHIUM PLC | COM SHS | 385K | 114K | – |
| ARCHER DANIELS MIDLAND CO | COM | 987K | 16K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 758K | 10K | – |
| AT&T INC | COM | 1M | 72K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 2M | 8K | – |
| AVERY DENNISON CORP | COM | 507K | 2K | – |
| BANK AMERICA CORP | COM | 5M | 116K | – |
| BANK AMERICA CORP | COM | 1M | 25K | – |
| BANK NEW YORK MELLON CORP | COM | 433K | 7K | – |
| BECTON DICKINSON & CO | COM | 2M | 7K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 1 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 4K | – |
| BLACKROCK INCOME TR INC | COM NEW | 2M | 136K | – |
| BLACKSTONE INC | COM | 390K | 3K | – |
| BOEING CO | COM | 4M | 19K | – |
| BOSTON SCIENTIFIC CORP | COM | 819K | 11K | – |
| BP PLC | SPONSORED ADR | 721K | 20K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 1M | 31K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 553K | 13K | – |
| BROADCOM INC | COM | 891K | 555 | – |
| BROADCOM INC | COM | 201K | 125 | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 224K | 1K | – |
| CAMECO CORP | COM | 315K | 6K | – |
| CAPITAL ONE FINL CORP | COM | 1M | 10K | – |
| CARDINAL HEALTH INC | COM | 210K | 2K | – |
| CARRIER GLOBAL CORPORATION | COM | 582K | 9K | – |
| CATERPILLAR INC | COM | 852K | 3K | – |
| CATERPILLAR INC | COM | 829K | 2K | – |
| CHENIERE ENERGY INC | COM NEW | 2M | 13K | – |
| CHEVRON CORP NEW | COM | 7M | 45K | – |
| CHEVRON CORP NEW | COM | 3M | 18K | – |
| CHUBB LIMITED | COM | 381K | 1K | – |
| CHURCH & DWIGHT CO INC | COM | 349K | 3K | – |
| CISCO SYS INC | COM | 6M | 118K | – |
| CISCO SYS INC | COM | 2M | 44K | – |
| CITIGROUP INC | COM NEW | 4M | 58K | – |
| CLEARWAY ENERGY INC | CL C | 1M | 44K | – |
| CLEVELAND-CLIFFS INC NEW | COM | 619K | 40K | – |
| CLOROX CO DEL | COM | 327K | 2K | – |
| COCA COLA CO | COM | 1M | 22K | – |
| COLGATE PALMOLIVE CO | COM | 848K | 9K | – |
| COMCAST CORP NEW | CL A | 2M | 48K | – |
| COMCAST CORP NEW | CL A | 2M | 40K | – |
| CONAGRA BRANDS INC | COM | 759K | 27K | – |
| CONOCOPHILLIPS | COM | 2M | 16K | – |
| CONOCOPHILLIPS | COM | 401K | 4K | – |
| CONSOLIDATED EDISON INC | COM | 341K | 4K | – |
| CONSTELLATION BRANDS INC | CL A | 215K | 835 | – |
| CORNING INC | COM | 395K | 10K | – |
| CORNING INC | COM | 824K | 21K | – |
| CORTEVA INC | COM | 243K | 5K | – |
| CORTEVA INC | COM | 434K | 8K | – |
| COSTAR GROUP INC | COM | 224K | 3K | – |
| COSTCO WHSL CORP NEW | COM | 7M | 8K | – |
| CSX CORP | COM | 398K | 12K | – |
| CVS HEALTH CORP | COM | 1M | 21K | – |
| CVS HEALTH CORP | COM | 304K | 5K | – |
| DANAHER CORPORATION | COM | 405K | 2K | – |
| DEERE & CO | COM | 261K | 698 | – |
| DELL TECHNOLOGIES INC | CL C | 209K | 2K | – |
| DELL TECHNOLOGIES INC | CL C | 223K | 2K | – |
| DEVON ENERGY CORP NEW | COM | 769K | 16K | – |
| DIAGEO PLC | SPON ADR NEW | 2M | 14K | – |
| DIGITAL RLTY TR INC | COM | 3M | 19K | – |
| DISNEY WALT CO | COM | 5M | 46K | – |
| DOMINION ENERGY INC | COM | 1M | 27K | – |
| DOW INC | COM | 373K | 7K | – |
| DUKE ENERGY CORP NEW | COM NEW | 1M | 14K | – |
| DUPONT DE NEMOURS INC | COM | 491K | 6K | – |
| EATON CORP PLC | SHS | 551K | 2K | – |
| ECOLAB INC | COM | 554K | 2K | – |
| EDISON INTL | COM | 215K | 3K | – |
| ELI LILLY & CO | COM | 649K | 717 | – |
| ELI LILLY & CO | COM | 4M | 4K | – |
| EMERSON ELEC CO | COM | 2M | 17K | – |
| ENBRIDGE INC | COM | 228K | 6K | – |
| ENTERPRISE FINL SVCS CORP | COM | 262K | 6K | – |
| EQUINIX INC | COM | 3M | 4K | – |
| ERIE INDTY CO | CL A | 1M | 3K | – |
| EVERCORE INC | CLASS A | 208K | 1K | – |
| EXTRA SPACE STORAGE INC | COM | 2M | 11K | – |
| EXXON MOBIL CORP | COM | 7M | 58K | – |
| EXXON MOBIL CORP | COM | 4M | 32K | – |
| FAIR ISAAC CORP | COM | 219K | 147 | – |
| FEDEX CORP | COM | 1M | 4K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 6M | 144K | – |
| FINANCIAL INSTNS INC | COM | 7M | 342K | – |
| FIRST SOLAR INC | COM | 3M | 14K | – |
| FLEXSHARES TR | IBOXX 5YR TRGT | 2M | 78K | – |
| FLEXSHARES TR | QLT DIV DEF IDX | 1M | 16K | – |
| FMC CORP | COM NEW | 570K | 10K | – |
| FORD MTR CO DEL | COM | 297K | 24K | – |
| GE AEROSPACE | COM NEW | 1M | 8K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 368K | 5K | – |
| GE VERNOVA INC | COM | 362K | 2K | – |
| GENERAL DYNAMICS CORP | COM | 2M | 8K | – |
| GENERAL MLS INC | COM | 316K | 5K | – |
| GENERAL MLS INC | COM | 1M | 20K | – |
| GOLDMAN SACHS GROUP INC | COM | 1M | 3K | – |
| GOLDMAN SACHS GROUP INC | COM | 489K | 1K | – |
| GRAINGER W W INC | COM | 2M | 2K | – |
| HERSHEY CO | COM | 368K | 2K | – |
| HESS CORP | COM | 260K | 2K | – |
| HOME DEPOT INC | COM | 2M | 7K | – |
| HOME DEPOT INC | COM | 2M | 7K | – |
| HONEYWELL INTL INC | COM | 2M | 8K | – |
| HP INC | COM | 315K | 9K | – |
| HSBC HLDGS PLC | SPON ADR NEW | 387K | 9K | – |
| HUNT J B TRANS SVCS INC | COM | 980K | 6K | – |
| ILLINOIS TOOL WKS INC | COM | 240K | 1K | – |
| IMMUNITYBIO INC | COM | 126K | 20K | – |
| INTEL CORP | COM | 3M | 101K | – |
| INTEL CORP | COM | 279K | 9K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 4M | 23K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 4M | 24K | – |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 767K | 32K | – |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 423K | 18K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 3M | 122K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 1M | 9K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 234K | 4K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 26M | 160K | – |
| IRON MTN INC DEL | COM | 3M | 38K | – |
| ISHARES INC | MSCI EMRG CHN | 6M | 109K | – |
| ISHARES INC | CORE MSCI EMKT | 280K | 5K | – |
| ISHARES TR | MSCI EAFE MIN VL | 439K | 6K | – |
| ISHARES TR | CORE MSCI EAFE | 818K | 11K | – |
| ISHARES TR | MSCI USA QLT FCT | 208K | 1K | – |
| ISHARES TR | CORE TOTAL USD | 284K | 6K | – |
| ISHARES TR | GLOBAL REIT ETF | 513K | 22K | – |
| ISHARES TR | 0-5YR HI YL CP | 4M | 88K | – |
| ISHARES TR | EXPONENTIAL TECH | 770K | 13K | – |
| ISHARES TR | INTERNATIONAL SL | 2M | 73K | – |
| ISHARES TR | MSCI USA MIN VOL | 237K | 3K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 10M | 102K | – |
| ISHARES TR | FLTG RATE NT ETF | 8M | 152K | – |
| ISHARES TR | MBS ETF | 569K | 6K | – |
| ISHARES TR | PFD AND INCM SEC | 2M | 69K | – |
| ISHARES TR | INTL DEV RE ETF | 3M | 146K | – |
| ISHARES TR | ISHS 5-10YR INVT | 258K | 5K | – |
| ISHARES TR | INTRM GOV CR ETF | 4M | 41K | – |
| ISHARES TR | DEVSMCP EXNA ETF | 2M | 43K | – |
| ISHARES TR | TIPS BD ETF | 1M | 14K | – |
| ISHARES TR | ISHS 1-5YR INVS | 3M | 61K | – |
| ISHARES TR | EAFE VALUE ETF | 4M | 76K | – |
| ISHARES TR | EAFE GRWTH ETF | 5M | 52K | – |
| ISHARES TR | CORE S&P MCP ETF | 17M | 283K | – |
| ISHARES TR | S&P MC 400VL ETF | 26M | 226K | – |
| ISHARES TR | S&P MC 400GR ETF | 21M | 241K | – |
| ISHARES TR | CORE S&P SCP ETF | 6M | 60K | – |
| ISHARES TR | SP SMCP600VL ETF | 4M | 42K | – |
| ISHARES TR | S&P SML 600 GWT | 3M | 23K | – |
| ISHARES TR | S&P 500 VAL ETF | 53M | 291K | – |
| ISHARES TR | CORE S&P500 ETF | 80M | 146K | – |
| ISHARES TR | S&P 500 GRWT ETF | 97M | 1M | – |
| ISHARES TR | RUS 1000 ETF | 988K | 3K | – |
| ISHARES TR | RUS 1000 VAL ETF | 804K | 5K | – |
| ISHARES TR | RUS 1000 GRW ETF | 2M | 5K | – |
| ISHARES TR | RUSSELL 2000 ETF | 12M | 58K | – |
| ISHARES TR | RUS 2000 VAL ETF | 22M | 145K | – |
| ISHARES TR | U.S. REAL ES ETF | 4M | 51K | – |
| ISHARES TR | MSCI EAFE ETF | 20M | 252K | – |
| ISHARES TR | RUS 2000 GRW ETF | 12M | 44K | – |
| ISHARES TR | ISHARES BIOTECH | 1M | 9K | – |
| ISHARES TR | RUS MID CAP ETF | 3M | 33K | – |
| ISHARES TR | RUS MD CP GR ETF | 4M | 34K | – |
| ISHARES TR | RUS MDCP VAL ETF | 1M | 11K | – |
| ISHARES TR | GLOB HLTHCRE ETF | 315K | 3K | – |
| ISHARES TR | GLOBAL TECH ETF | 4M | 54K | – |
| ISHARES TR | U.S. TECH ETF | 662K | 4K | – |
| ISHARES TR | MSCI EMG MKT ETF | 262K | 6K | – |
| ISHARES TR | CORE S&P SCP ETF | 4M | 37K | – |
| ISHARES TR | FLTG RATE NT ETF | 2M | 42K | – |
| ISHARES TR | 3 7 YR TREAS BD | 1M | 10K | – |
| ISHARES TR | CORE S&P MCP ETF | 2M | 31K | – |
| ISHARES TR | 0-5YR HI YL CP | 5M | 128K | – |
| ISHARES TR | ISHS 1-5YR INVS | 9M | 169K | – |
| ISHARES U S ETF TR | BLACKROCK SH DUR | 546K | 11K | – |
| ITT INC | COM | 246K | 2K | – |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 288K | 6K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 675K | 12K | – |
| JANUS DETROIT STR TR | HENDRSN SHRT ETF | 20M | 405K | – |
| JOHNSON & JOHNSON | COM | 9M | 64K | – |
| JOHNSON & JOHNSON | COM | 810K | 6K | – |
| JPMORGAN CHASE & CO. | COM | 15M | 76K | – |
| JPMORGAN CHASE & CO. | COM | 3M | 16K | – |
| KIMBERLY-CLARK CORP | COM | 2M | 15K | – |
| KIMBERLY-CLARK CORP | COM | 278K | 2K | – |
| KINDER MORGAN INC DEL | COM | 3M | 128K | – |
| KLA CORP | COM NEW | 415K | 503 | – |
| KORE GROUP HLDGS INC | COMMON STOCK | 73K | 172K | – |
| KRAFT HEINZ CO | COM | 272K | 8K | – |
| KROGER CO | COM | 1M | 25K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 207K | 920 | – |
| LAMB WESTON HLDGS INC | COM | 290K | 3K | – |
| LINDE PLC | SHS | 8M | 18K | – |
| LOCKHEED MARTIN CORP | COM | 6M | 12K | – |
| LOCKHEED MARTIN CORP | COM | 1M | 3K | – |
| LOWES COS INC | COM | 4M | 20K | – |
| LOWES COS INC | COM | 1M | 6K | – |
| M & T BK CORP | COM | 5M | 32K | – |
| MARATHON PETE CORP | COM | 394K | 2K | – |
| MARATHON PETE CORP | COM | 1M | 6K | – |
| MARSH & MCLENNAN COS INC | COM | 2M | 9K | – |
| MCDONALDS CORP | COM | 2M | 9K | – |
| MCDONALDS CORP | COM | 575K | 2K | – |
| MCKESSON CORP | COM | 569K | 975 | – |
| MEDTRONIC PLC | SHS | 3M | 35K | – |
| MEDTRONIC PLC | SHS | 1M | 15K | – |
| MERCK & CO INC | COM | 7M | 56K | – |
| MERCK & CO INC | COM | 2M | 15K | – |
| META PLATFORMS INC | CL A | 929K | 2K | – |
| MICRON TECHNOLOGY INC | COM | 1M | 9K | – |
| MICROSOFT CORP | COM | 30M | 68K | – |
| MICROSOFT CORP | COM | 7M | 15K | – |
| MONDELEZ INTL INC | CL A | 3M | 48K | – |
| MOOG INC | CL A | 632K | 4K | – |
| MOOG INC | CL B | 230K | 1K | – |
| MORGAN STANLEY | COM NEW | 1M | 15K | – |
| NATIONAL FUEL GAS CO | COM | 497K | 9K | – |
| NETFLIX INC | COM | 346K | 513 | – |
| NEXTERA ENERGY INC | COM | 274K | 4K | – |
| NEXTERA ENERGY INC | COM | 2M | 21K | – |
| NORFOLK SOUTHN CORP | COM | 313K | 1K | – |
| NORTHROP GRUMMAN CORP | COM | 1M | 3K | – |
| NORTHROP GRUMMAN CORP | COM | 1M | 3K | – |
| NORTHWEST BANCSHARES INC MD | COM | 157K | 14K | – |
| NUCOR CORP | COM | 319K | 2K | – |
| NVIDIA CORPORATION | COM | 1M | 11K | – |
| NVIDIA CORPORATION | COM | 4M | 34K | – |
| OCCIDENTAL PETE CORP | COM | 217K | 3K | – |
| OKTA INC | CL A | 326K | 3K | – |
| ORACLE CORP | COM | 5M | 39K | – |
| ORACLE CORP | COM | 4M | 27K | – |
| OTIS WORLDWIDE CORP | COM | 290K | 3K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 267K | 11K | – |
| PARKER-HANNIFIN CORP | COM | 212K | 419 | – |
| PAYCHEX INC | COM | 3M | 25K | – |
| PAYPAL HLDGS INC | COM | 208K | 4K | – |
| PENSKE AUTOMOTIVE GRP INC | COM | 336K | 2K | – |
| PEPSICO INC | COM | 8M | 51K | – |
| PFIZER INC | COM | 1M | 45K | – |
| PFIZER INC | COM | 432K | 15K | – |
| PHILIP MORRIS INTL INC | COM | 402K | 4K | – |
| PHILLIPS 66 | COM | 498K | 4K | – |
| PLUMAS BANCORP | COM | 360K | 10K | – |
| POWERSHARES ACTIVELY MANAGED | VAR RATE INVT | 841K | 33K | – |
| POWERSHARES ACTIVELY MANAGED | VAR RATE INVT | 15M | 593K | – |
| PROCTER AND GAMBLE CO | COM | 6M | 37K | – |
| PROCTER AND GAMBLE CO | COM | 233K | 1K | – |
| PRUDENTIAL FINL INC | COM | 3M | 27K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 383K | 5K | – |
| QUALCOMM INC | COM | 506K | 3K | – |
| QUEST DIAGNOSTICS INC | COM | 490K | 4K | – |
| REGIONS FINANCIAL CORP NEW | COM | 501K | 25K | – |
| RIO TINTO PLC | SPONSORED ADR | 448K | 7K | – |
| RIO TINTO PLC | SPONSORED ADR | 488K | 7K | – |
| ROCKWELL AUTOMATION INC | COM | 2M | 6K | – |
| ROPER TECHNOLOGIES INC | COM | 975K | 2K | – |
| ROSS STORES INC | COM | 872K | 6K | – |
| RYDER SYS INC | COM | 2M | 20K | – |
| SALESFORCE INC | COM | 3M | 13K | – |
| SANOFI | SPONSORED ADR | 818K | 17K | – |
| SCHLUMBERGER LTD | COM STK | 469K | 10K | – |
| SCHWAB CHARLES CORP | COM | 3M | 46K | – |
| SELECT SECTOR SPDR TR | ENERGY | 2M | 22K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 455K | 11K | – |
| SELECT SECTOR SPDR TR | INDL | 2M | 15K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 459K | 2K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 4M | 29K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 636K | 9K | – |
| SERVOTRONICS INC | COM | 119K | 10K | – |
| SHELL PLC | SPON ADS | 485K | 7K | – |
| SIMMONS 1ST NATL CORP | CL A $1 PAR | 212K | 12K | – |
| SOUTHERN CO | COM | 746K | 10K | – |
| SPDR GOLD TR | GOLD SHS | 284K | 1K | – |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 11M | 227K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 1M | 33K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 9M | 16K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 770K | 1K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 2M | 5K | – |
| SPDR SER TR | S&P 600 SMCP VAL | 213K | 3K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 26M | 328K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 18M | 363K | – |
| SPDR SER TR | PORTFOLIO SHORT | 3M | 115K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 691K | 11K | – |
| SPDR SER TR | BLOOMBERG INVT | 7M | 243K | – |
| SPDR SER TR | BLOOMBERG SHT TE | 629K | 25K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 276K | 7K | – |
| SPDR SER TR | S&P BIOTECH | 290K | 3K | – |
| SPDR SER TR | S&P 400 MDCP VAL | 2M | 23K | – |
| SPDR SER TR | BLOOMBERG 3-12 M | 297K | 3K | – |
| SPDR SER TR | PORTFOLIO INTRMD | 1M | 39K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 6M | 97K | – |
| SPDR SER TR | PORTFOLIO SHORT | 3M | 86K | – |
| SPDR SER TR | S&P METALS MNG | 406K | 7K | – |
| SPDR SER TR | S&P BK ETF | 203K | 4K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 1M | 33K | – |
| STERIS PLC | SHS USD | 292K | 1K | – |
| STRYKER CORPORATION | COM | 268K | 788 | – |
| SUNCOR ENERGY INC NEW | COM | 763K | 20K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 452K | 3K | – |
| TAYLOR DEVICES INC | COM | 2M | 40K | – |
| TETRA TECH INC NEW | COM | 432K | 2K | – |
| TEXAS INSTRS INC | COM | 2M | 10K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 517K | 935 | – |
| TRANE TECHNOLOGIES PLC | SHS | 493K | 2K | – |
| TRANSMEDICS GROUP INC | COM | 1M | 7K | – |
| TRANSOCEAN LTD | REGISTERED SHS | 160K | 30K | – |
| UNILEVER PLC | SPON ADR NEW | 4M | 64K | – |
| UNION PAC CORP | COM | 763K | 3K | – |
| UNITED PARCEL SERVICE INC | CL B | 3M | 20K | – |
| UNITED RENTALS INC | COM | 213K | 330 | – |
| UNITEDHEALTH GROUP INC | COM | 636K | 1K | – |
| US BANCORP DEL | COM NEW | 390K | 10K | – |
| V F CORP | COM | 145K | 11K | – |
| VALERO ENERGY CORP | COM | 2M | 16K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 2M | 26K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 294K | 1K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 542K | 4K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 269K | 1K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 1M | 5K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 7M | 37K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 209K | 3K | – |
| VANGUARD INDEX FDS | VALUE ETF | 23M | 143K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 3M | 15K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 225K | 602 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 2M | 3K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 1M | 5K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 6M | 141K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 15M | 218K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 1M | 22K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 5M | 61K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 981K | 17K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 2M | 39K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 282K | 2K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 574K | 12K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 5M | 66K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 317K | 3K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 248K | 1K | – |
| VANGUARD WORLD FD | INF TECH ETF | 518K | 899 | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 262K | 986 | – |
| VERIZON COMMUNICATIONS INC | COM | 1M | 34K | – |
| VICI PPTYS INC | COM | 631K | 22K | – |
| VISA INC | COM CL A | 11M | 42K | – |
| WALMART INC | COM | 1M | 20K | – |
| WEC ENERGY GROUP INC | COM | 330K | 4K | – |
| WELLS FARGO CO NEW | COM | 1M | 20K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 497K | 18K | – |
| WHIRLPOOL CORP | COM | 3M | 27K | – |
| WISDOMTREE TR | EUROPE SMCP DV | 7M | 116K | – |
| WISDOMTREE TR | INTL EQUITY FD | 1M | 27K | – |
| WISDOMTREE TR | US LARGECAP DIVD | 348K | 5K | – |
| WISDOMTREE TR | EMER MKT HIGH FD | 241K | 6K | – |
| WOODWARD INC | COM | 213K | 1K | – |
| XYLEM INC | COM | 318K | 2K | – |
| YUM BRANDS INC | COM | 425K | 3K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 450K | 4K | – |
| ZOETIS INC | CL A | 263K | 2K | – |