MCLAUGHLIN RYDER INVESTMENTS, INC.
Adviser information for MCLAUGHLIN RYDER INVESTMENTS, INC. last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $8.9M |
| Non-Discretionary | 650 | $419.0M |
| Total | 662 | $427.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 242 | $69.6M |
| HNW Individuals | 150 | $288.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 23 | $52.8M |
| Charitable organizations | 20 | $15.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 375.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MCLAUGHLIN RYDER INVESTMENTS ASSET MANAGEMENT ACCOUNT | MCLAUGHLIN RYDER INVESTMENTS, INC. |
Principal Office
1421 PRINCE STREETSUITE 200
ALEXANDRIA
VA
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: 703-684-9222, Fax: 703-684-9224
Websites
Chief Compliance Officer
CATHERINE CUCHARALE
CHIEF COMPLIANCE OFFICER
1421 PRINCE STREET
SUITE 200
ALEXANDRIA
VA
United States
Tel:
315-794-9863
Fax:
703-684-9224
C*********@******************M
(Full email address available in API data)
Regulatory Contact
SHAWN P. MCLAUGHLIN
CEO
1421 PRINCE STREET
SUITE 200
ALEXANDRIA
VA
United States
Tel:
703-684-9222
Fax:
703-684-9224
S**********@******************M
(Full email address available in API data)
Industry Affiliates
| UNION STREET PARTNERS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCLAUGHLIN, SHAWN PATRICK | Individual | – | PRESIDENT, CEO | 10/2010 | < 5% |
| THE MCLAUGHLIN COMPANIES, LLC | Domestic Entity | – | PARENT COMPANY | 10/2010 | > 75% |
| MCLAUGHLIN, SHAWN PATRICK | Individual | THE MCLAUGHLIN COMPANIES, LLC | SOLE MEMBER OF PARENT COMPANY LLC | 11/2003 | > 75% |
| CUCHARALE, CATHERINE ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |
| STAMOVA, ILINA S | Individual | – | FINOP | 04/2021 | < 5% |