BROWN FINANCIAL MANAGEMENT GROUP, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	New York, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	2
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	82	$44.6M
Non-Discretionary	2	$1.7M
Total	84	$46.4M

Clients

Type	Number	RAUM
Individuals	71	$24.3M
HNW Individuals	13	$20.3M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$1.7M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPORTFOLIO MGMT FOR PENSION, PSP 401K PLANS
Compensation	% of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	2.2M
Both for Same	0

Portfolio Manager to Program	Sponsor
SEI MANAGED ACCOUNT SOLUTIONS	SEI INVESTMENTS MANAGEMENT CORP
SYMMETRY WRAP PROGRAM	SYMMETRY PARTNERS

Identifiers

SEC RIA File Number	801-107128
SEC ERA File Number	801-107128
SEC CIK Numbers	None
SEC CRD Numbers	282501
Legal Entity Identifier	None

Principal Office

950 NEW LOUDON ROAD
SUITE 105
LATHAM
NY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic