CREATION INVESTMENTS
CREATION INVESTMENTS CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for CREATION INVESTMENTS last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 22 | $2.2B |
| Non-Discretionary | 0 | $0 |
| Total | 22 | $2.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 22 | $2.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-107138 |
|---|---|
| SEC ERA File Number | 801-107138 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171581 |
| Legal Entity Identifier | 2549009VUYYMP65SUY86 |
Principal Office
156 N JEFFERSON STREET SUITE 201CHICAGO
IL
United States
Monday - Friday, 9AM TO 5PM
Tel: 312-784-3988, Fax: 312-993-5880
Chief Compliance Officer
PATRICK FISHER
MANAGING MEMBER, FOUNDER, MANAGING PARTNER, CHIEF COMPLIANCE OFFICER
156 N JEFFERSON STREET SUITE 201
CHICAGO
IL
United States
Tel:
312-784-3988
Fax:
312-993-5880
P******@**********************M
(Full email address available in API data)
Industry Affiliates
| CI CREDIT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CREATION INVESTMENTS GLOBAL MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CREATION INVESTMENTS GP3, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CREATION INVESTMENTS GP4, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CREATION INVESTMENTS GP5, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CREATION IMPACT CREDIT FUND (INDIA) II, LP | PRIVATE CREDIT FUND | $5.2M | $0.1M | 6 |
| CREATION IMPACT CREDIT FUND (INDIA), LP | PRIVATE CREDIT FUND | $23.2M | $0.0M | 42 |
| CREATION INVESTMENTS SOCIAL VENTURES FUND I | Private Equity Fund | $13.1M | $0.1M | 75 |
| CREATION INVESTMENTS SOCIAL VENTURES FUND II, LP | Private Equity Fund | $27.8M | $0.0M | 106 |
| CREATION INVESTMENTS SOCIAL VENTURES FUND III, LP | Private Equity Fund | $162.3M | $0.0M | 132 |
| CREATION INVESTMENTS SOCIAL VENTURES FUND IV, LP | Private Equity Fund | $1,094.0M | $0.0M | 160 |
| CREATION INVESTMENTS SOCIAL VENTURES FUND V, LP | Private Equity Fund | $275.1M | $0.0M | 234 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FISHER, PATRICK THOMAS | Individual | – | MANAGING MEMBER, FOUNDER, MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 08/2008 | 50-75% |
| WAGNER, BRYAN, THEODORE | Individual | – | PARTNER | 08/2019 | 10-25% |
| KUDU INVESTMENT US LLC | Domestic Entity | – | MEMBER | 03/2020 | 10-25% |
| MUSSO, BRIAN, B. | Individual | – | MEMBER | 05/2018 | < 5% |
| MUSSO, J., ZACHARY | Individual | – | MEMBER | 05/2018 | < 5% |
| SARAH A WUELLNER TRUST | Domestic Entity | – | MEMBER | 05/2018 | < 5% |
| STEVEN R BROWN REVOCABLE TRUST | Domestic Entity | – | MEMBER | 05/2018 | < 5% |
| THE CODE FAMILY PARTNERSHIP, L.P. | Domestic Entity | – | MEMBER | 05/2018 | < 5% |
| CODE, ANDREW, W. | Individual | THE CODE FAMILY PARTNERSHIP, L.P. | GENERAL PARTNER | 05/2018 | 25-50% |
| WUELLNER, SARAH | Individual | SARAH A WUELLNER TRUST | TRUSTEE | 05/2018 | > 75% |
| BROWN, STEVEN, R. | Individual | STEVEN R BROWN REVOCABLE TRUST | TRUSTEE | 05/2018 | > 75% |
| KUDU INVESTMENT HOLDINGS, LLC | Domestic Entity | KUDU INVESTMENT US LLC | MANAGING MEMBER | 11/2019 | > 75% |
| DAY, JOHN, TYLER | Individual | – | PARTNER | 09/2021 | < 5% |