CHEQUERS FINANCIAL MANAGEMENT LLC
Adviser information for CHEQUERS FINANCIAL MANAGEMENT LLC last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 914 | $721.9M |
| Non-Discretionary | 159 | $90.0M |
| Total | 1,073 | $812.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 204 | $800.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $6.2M |
| Charitable organizations | 1 | $5.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 73 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)HIGHLY-TAILORED FAMILY OFFICE, ESTATE, TAX, WEALTH TRANSFER, AND STRATEGIC FINANCIAL CONSULTING TO ULTRA HIGH NET WORTH CLIENTS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-107158 |
|---|---|
| SEC ERA File Number | 801-107158 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 175209 |
| Legal Entity Identifier | None |
Principal Office
434 JACKSON STREETSUITE A
SAN FRANCISCO
CA
United States
Monday - Friday, BY APPOINTMENT
Tel: 415-964-5001, Fax: NONE
Chief Compliance Officer
MEGAN GORMAN
MANAGING MEMBER
434 JACKSON STREET
SUITE A
SAN FRANCISCO
CA
United States
Tel:
415-964-5001
Fax:
NONE
C*********@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GORMAN, MEGAN, ELISE | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 11/2015 | > 75% |
| KEARNEY, EDWARD, JAMES | Individual | – | MEMBER | 01/2018 | 10-25% |
| Tanenbaum, Nicole, Anne | Individual | – | MEMBER | 01/2021 | 5-10% |