DOUGLAS C. LANE & ASSOCIATES
DOUGLAS LANE & ASSOCIATES, LLC Legal Name
Adviser information for DOUGLAS C. LANE & ASSOCIATES last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 38 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,520 | $7.6B |
| Non-Discretionary | 0 | $0 |
| Total | 5,520 | $7.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 261 | $140.1M |
| HNW Individuals | 899 | $6.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 33 | $529.4M |
| Charitable organizations | 14 | $175.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 24 | $223.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsCREDIT, CASH MANAGEMENT, AND INSURANCE SOLUTIONS |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | CREDIT & CASH MGMT SOLUTIONS; INSURANCE SOLUTIONS |
Principal Office
ONE DAG HAMMARSKJOLD PLAZA885 SECOND AVENUE, 42 FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 212-262-7670, Fax: 212-262-2801
Chief Compliance Officer
NICOLE SOLINGA-STASI
ONE DAG HAMMARSKJOLD PLAZA
885 SECOND AVENUE, 42 FLOOR
NEW YORK
NY
United States
Tel:
212-262-7670
Fax:
212-262-2801
N*************@**********M
(Full email address available in API data)
Industry Affiliates
| FOCUS RISK SOLUTIONS | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOCUS OPERATING, LLC | Domestic Entity | – | MEMBER (MANAGER) | 01/2016 | > 75% |
| DEWEES, EDWARD, DAKIN | Individual | – | MANAGING PARTNER | 01/2016 | < 5% |
| SETHI, SARAT | Individual | – | MANAGING PARTNER | 01/2016 | < 5% |
| Solinga-Stasi, Nicole, Anne | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2016 | < 5% |
| FOCUS FINANCIAL PARTNERS, LLC | Domestic Entity | FOCUS OPERATING, LLC | MEMBER | 01/2007 | > 75% |
| FOCUS FINANCIAL PARTNERS INC. | Domestic Entity | FOCUS FINANCIAL PARTNERS, LLC | MEMBER | 07/2018 | > 75% |
| FERDINAND FFP ACQUISITION, LLC | Domestic Entity | FOCUS FINANCIAL PARTNERS, LLC | SHAREHOLDER, CLASS A COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS B COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Domestic Entity | FERDINAND FFP ACQUISITION, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP PARENT, INC. | Domestic Entity | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FERDINAND FFP PARENT, INC. | SHAREHOLDER | 08/2023 | > 75% |
| CD&R FERDINAND HOLDINGS, L.P | Domestic Entity | FERDINAND FFP ULTIMATE HOLDINGS, LP | PARTNER | 08/2023 | 50-75% |
| CD&R FERDINAND CO-INVESTOR, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P | PARTNER | 08/2023 | 25-50% |
| CLAYTON DUBILIER & RICE FUND XII, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P | PARTNER | 08/2023 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COMMON | 318K | 3K | – |
| ABBOTT LABS | COMMON | 2M | 16K | – |
| ABBVIE INC | COMMON | 2M | 11K | – |
| ACCENTURE PLC IRELAND SHS CLAS | COMMON | 10M | 33K | – |
| ADOBE INC | COMMON | 2M | 3K | – |
| AES CORP | COMMON | 63M | 4M | – |
| AIR LEASE CORP CL A | COMMON | 37M | 788K | – |
| AIR PRODUCTS & CHEMICALS INC | COMMON | 45M | 173K | – |
| AKAMAI TECHNOLOGIES INC | COMMON | 234K | 3K | – |
| ALCOA CORP | COMMON | 55M | 1M | – |
| ALCON INC ORD SHS | COMMON | 9M | 104K | – |
| ALIBABA GROUP HOLDING LTD SPON | COMMON | 9M | 119K | – |
| ALLAKOS INC | COMMON | 10K | 10K | – |
| ALPHABET INC CAP STK CL A | COMMON | 45M | 247K | – |
| ALPHABET INC CAP STK CL C | COMMON | 175M | 954K | – |
| AMAZON.COM INC | COMMON | 47M | 245K | – |
| AMERICAN AIRLINES GROUP INC | COMMON | 2M | 166K | – |
| AMERICAN ELECTRIC POWER CO INC | COMMON | 217K | 2K | – |
| AMERICAN EXPRESS CO | COMMON | 134M | 577K | – |
| AMERICAN TOWER CORP NEW | COMMON | 78M | 400K | – |
| AMERIPRISE FINANCIAL INC | COMMON | 320K | 750 | – |
| AMGEN INC | COMMON | 4M | 14K | – |
| ANHEUSER BUSCH INBEV SA/NV SPO | COMMON | 74M | 1M | – |
| APA CORP | COMMON | 19M | 639K | – |
| APPLE INC | COMMON | 40M | 191K | – |
| APPLIED MATERIALS INC | COMMON | 206K | 875 | – |
| APTIV PLC SHS | COMMON | 42M | 595K | – |
| AT&T INC | COMMON | 6M | 319K | – |
| AUTODESK INC | COMMON | 31M | 126K | – |
| AUTOMATIC DATA PROCESSING INC | COMMON | 1M | 6K | – |
| AUTOZONE INC | COMMON | 362K | 122 | – |
| BANK OF AMERICA CORP | COMMON | 101M | 3M | – |
| BECTON DICKINSON & CO | COMMON | 408K | 2K | – |
| BERKSHIRE HATHAWAY INC CL B NE | COMMON | 7M | 17K | – |
| BLACKROCK INC | COMMON | 218K | 277 | – |
| BLACKSTONE INC | COMMON | 98M | 789K | – |
| BOEING CO | COMMON | 66M | 365K | – |
| BRISTOL-MYERS SQUIBB CO | COMMON | 75M | 2M | – |
| BROADCOM INC | COMMON | 649K | 404 | – |
| BROADRIDGE FINANCIAL SOLUTIONS | COMMON | 15M | 76K | – |
| BROOKFIELD CORP CL A LTD VT SH | COMMON | 365K | 9K | – |
| CARRIER GLOBAL CORP | COMMON | 350K | 6K | – |
| CATERPILLAR INC | COMMON | 2M | 5K | – |
| CF INDUSTRIES HOLDINGS INC | COMMON | 6M | 81K | – |
| CHARTER COMMUNICATIONS INC NEW | COMMON | 75M | 251K | – |
| CHEVRON CORP NEW | COMMON | 71M | 452K | – |
| CHUBB LIMITED | COMMON | 6M | 25K | – |
| CISCO SYSTEMS INC | COMMON | 9M | 199K | – |
| CITIGROUP INC NEW | COMMON | 41M | 648K | – |
| CLEVELAND-CLIFFS INC NEW | COMMON | 39M | 3M | – |
| COCA COLA CO | COMMON | 69M | 1M | – |
| COGNIZANT TECHNOLOGY SOLUTIONS | COMMON | 204K | 3K | – |
| COLGATE PALMOLIVE CO | COMMON | 2M | 21K | – |
| COMCAST CORP NEW CL A | COMMON | 86M | 2M | – |
| COMPAGNIE FINANCIERE RICHEMONT | COMMON | 34M | 2M | – |
| CONOCOPHILLIPS | COMMON | 504K | 4K | – |
| CONSOLIDATED EDISON INC | COMMON | 322K | 4K | – |
| CONSTELLATION BRANDS INC CL A | COMMON | 53M | 204K | – |
| CORPAY INC | COMMON | 2M | 8K | – |
| COSTCO WHOLESALE CORP NEW | COMMON | 4M | 5K | – |
| CVS HEALTH CORP | COMMON | 69M | 1M | – |
| DANAHER CORP | COMMON | 81M | 323K | – |
| DEERE & CO | COMMON | 208K | 556 | – |
| DELTA AIR LINES INC NEW | COMMON | 109M | 2M | – |
| DIAGEO P L C SPON ADR NEW | COMMON | 58M | 459K | – |
| DISNEY WALT CO | COMMON | 65M | 652K | – |
| DOMINOS PIZZA INC | COMMON | 2M | 3K | – |
| DUKE ENERGY CORP NEW | COMMON | 354K | 4K | – |
| DUPONT DE NEMOURS INC | COMMON | 216K | 3K | – |
| EATON CORP PLC SHS | COMMON | 384K | 1K | – |
| ECOLAB INC | COMMON | 10M | 44K | – |
| EDISON INTERNATIONAL | COMMON | 41M | 565K | – |
| ELANCO ANIMAL HEALTH INC | COMMON | 54M | 4M | – |
| ELECTRONIC ARTS INC | COMMON | 1M | 8K | – |
| EMERSON ELECTRIC CO | COMMON | 890K | 8K | – |
| ENTERPRISE PRODUCTS PARTNERS L | COMMON | 480K | 17K | – |
| EOG RESOURCES INC | COMMON | 65M | 513K | – |
| EQUINIX INC | COMMON | 74M | 97K | – |
| EXPEDITORS INTL INC | COMMON | 17M | 133K | – |
| EXXON MOBIL CORP | COMMON | 50M | 436K | – |
| FEDEX CORP | COMMON | 3M | 9K | – |
| FERRARI N V | COMMON | 48M | 117K | – |
| FORD MOTOR CO | COMMON | 28M | 2M | – |
| FORTIVE CORP | COMMON | 425K | 6K | – |
| FREEPORT-MCMORAN INC CL B | COMMON | 71M | 1M | – |
| GALLAGHER ARTHUR J & CO | COMMON | 221K | 851 | – |
| GARTNER INC | COMMON | 4M | 8K | – |
| GE AEROSPACE NEW | COMMON | 109M | 687K | – |
| GE HEALTHCARE TECHNOLOGIES INC | COMMON | 35M | 450K | – |
| GE VERNOVA INC | COMMON | 17M | 99K | – |
| GENERAL DYNAMICS CORP | COMMON | 289K | 995 | – |
| GENERAL MILLS INC | COMMON | 447K | 7K | – |
| GENERAL MOTORS CO | COMMON | 98M | 2M | – |
| GODADDY INC CL A | COMMON | 123M | 881K | – |
| GOLDMAN SACHS GROUP INC | COMMON | 627K | 1K | – |
| GRAIL INC | COMMON | 635K | 41K | – |
| GSK PLC SPONSORED ADR | COMMON | 85M | 2M | – |
| GXO LOGISTICS INC | COMMON | 24M | 469K | – |
| HALEON PLC ADR | COMMON | 70M | 9M | – |
| HARTCOURT COMPANIES INC NEW | COMMON | 0 | 10K | – |
| HARTFORD FINANCIAL SERVICES GR | COMMON | 221K | 2K | – |
| HCA HEALTHCARE INC | COMMON | 334K | 1K | – |
| HEALTHPEAK PROPERTIES INC | COMMON | 5M | 236K | – |
| HERSHEY CO | COMMON | 31M | 167K | – |
| HOME DEPOT INC | COMMON | 10M | 30K | – |
| HONEYWELL INTERNATIONAL INC | COMMON | 38M | 176K | – |
| HUBBELL INC | COMMON | 380K | 1K | – |
| IHEARTMEDIA INC CL A | COMMON | 8M | 8M | – |
| ILLINOIS TOOL WORKS INC | COMMON | 13M | 57K | – |
| ILLUMINA INC | COMMON | 27M | 257K | – |
| INGERSOLL-RAND PLC SHS | COMMON | 88M | 972K | – |
| INTEL CORP | COMMON | 1M | 42K | – |
| INTERNATIONAL BUSINESS MACHINE | COMMON | 42M | 241K | – |
| INTERNATIONAL FLAVORS & FRAGRA | COMMON | 91M | 959K | – |
| INTUIT INC | COMMON | 1M | 2K | – |
| INTUITIVE SURGICAL INC NEW | COMMON | 18M | 39K | – |
| JOHNSON & JOHNSON | COMMON | 84M | 577K | – |
| JPMORGAN CHASE & CO | COMMON | 168M | 829K | – |
| KENVUE INC | COMMON | 7M | 399K | – |
| KIMBERLY CLARK CORP | COMMON | 438K | 3K | – |
| KIMCO REALTY CORP | COMMON | 28M | 1M | – |
| KKR & CO INC | COMMON | 904K | 9K | – |
| KLA CORP | COMMON | 265K | 321 | – |
| KYNDRYL HOLDINGS INC | COMMON | 28M | 1M | – |
| L3HARRIS TECHNOLOGIES INC | COMMON | 202K | 899 | – |
| LAMAR ADVERTISING CO NEW CL A | COMMON | 2M | 13K | – |
| LAMB WESTON HOLDINGS INC | COMMON | 71M | 840K | – |
| LAUDER ESTEE COS INC CL A | COMMON | 24M | 227K | – |
| LILLY ELI & CO | COMMON | 2M | 3K | – |
| LINDE PLC SHS | COMMON | 374K | 852 | – |
| LIQUIDMETAL TECHNOLOGIES INC | COMMON | 537 | 10K | – |
| LOWE'S COS INC | COMMON | 67M | 302K | – |
| MACYS INC | COMMON | 37M | 2M | – |
| MARATHON PETROLEUM CORP | COMMON | 23M | 131K | – |
| MARSH & MCLENNAN COS INC | COMMON | 1M | 5K | – |
| MARTIN MARIETTA MATERIALS INC | COMMON | 19M | 35K | – |
| MASTERCARD INC CL A | COMMON | 97M | 220K | – |
| MCCORMICK & CO INC | COMMON | 566K | 8K | – |
| MCDONALDS CORP | COMMON | 535K | 2K | – |
| MERCK & CO INC | COMMON | 63M | 511K | – |
| META PLATFORMS INC CL A | COMMON | 62M | 123K | – |
| MICROCHIP TECHNOLOGY INC | COMMON | 656K | 7K | – |
| MICROSOFT CORP | COMMON | 187M | 418K | – |
| MILLERKNOLL INC | COMMON | 8M | 294K | – |
| MODERNA INC | COMMON | 48M | 404K | – |
| MONDELEZ INTL INC CL A | COMMON | 919K | 14K | – |
| MORGAN STANLEY NEW | COMMON | 100M | 1M | – |
| NESTLE S A SPON ADR | COMMON | 88M | 861K | – |
| NETFLIX INC | COMMON | 327K | 485 | – |
| NEW YORK TIMES CO CL A | COMMON | 6M | 114K | – |
| NEXTERA ENERGY INC | COMMON | 533K | 8K | – |
| NIKE INC CL B | COMMON | 387K | 5K | – |
| NORDSTROM INC | COMMON | 26M | 1M | – |
| NORFOLK SOUTHERN CORP | COMMON | 248K | 1K | – |
| NORTHERN OIL AND GAS INC MN | COMMON | 243K | 7K | – |
| NOVARTIS A G SPON ADR | COMMON | 19M | 177K | – |
| NOVO-NORDISK A S ADR | COMMON | 686K | 5K | – |
| NUCOR CORP | COMMON | 13M | 80K | – |
| NVIDIA CORP | COMMON | 294M | 2M | – |
| OMNICOM GROUP INC | COMMON | 221K | 2K | – |
| ORACLE CORP | COMMON | 85M | 604K | – |
| ORGANON & CO | COMMON | 11M | 528K | – |
| OTIS WORLDWIDE CORP | COMMON | 327K | 3K | – |
| PAYCHEX INC | COMMON | 315K | 3K | – |
| PAYPAL HOLDINGS INC | COMMON | 47M | 814K | – |
| PEPSICO INC | COMMON | 30M | 181K | – |
| PFIZER INC | COMMON | 1M | 43K | – |
| PHILIP MORRIS INTERNATIONAL IN | COMMON | 511K | 5K | – |
| PHILLIPS 66 | COMMON | 295K | 2K | – |
| PLUG POWER INC | COMMON | 54K | 23K | – |
| PROCTER AND GAMBLE CO | COMMON | 3M | 21K | – |
| PROLOGIS INC | COMMON | 398K | 4K | – |
| PRUDENTIAL FINANCIAL INC | COMMON | 73M | 622K | – |
| QUALCOMM INC | COMMON | 235M | 1M | – |
| QURATE RETAIL INC | COMMON | 15K | 24K | – |
| RBC BEARINGS INC | COMMON | 22M | 82K | – |
| REINSURANCE GROUP AMERICA INC | COMMON | 122M | 595K | – |
| ROBLOX CORP CL A | COMMON | 9M | 237K | – |
| ROPER TECHNOLOGIES INC | COMMON | 45M | 80K | – |
| RTX CORP | COMMON | 40M | 394K | – |
| RXO INC | COMMON | 71M | 3M | – |
| S&P GLOBAL INC | COMMON | 796K | 2K | – |
| SCHLUMBERGER LTD | COMMON | 42M | 886K | – |
| SELINA HOSPITALITY PLC ORDINAR | COMMON | 12K | 162K | – |
| SHELL PLC | COMMON | 58M | 807K | – |
| SIMON PROPERTY GROUP INC NEW | COMMON | 38M | 253K | – |
| SMUCKER J M CO NEW | COMMON | 27M | 247K | – |
| SNAP INC CL A | COMMON | 187K | 11K | – |
| SOLUCORP INDUSTRIES LTD | COMMON | 0 | 17K | – |
| SOUTHWEST AIRLINES CO | COMMON | 932K | 33K | – |
| STANLEY BLACK & DECKER INC | COMMON | 13M | 163K | – |
| STARBUCKS CORP | COMMON | 1M | 13K | – |
| STEELCASE INC CL A | COMMON | 44M | 3M | – |
| STERLING INFRASTRUCTURE INC | COMMON | 240K | 2K | – |
| STRATASYS LTD SHS | COMMON | 11M | 1M | – |
| STRYKER CORP | COMMON | 294K | 864 | – |
| SYNCHRONY FINANCIAL | COMMON | 3M | 53K | – |
| TARGET CORP | COMMON | 705K | 5K | – |
| TECK RESOURCES LTD CL B | COMMON | 39M | 820K | – |
| TENCENT HOLDINGS LTD UNSPONSOR | COMMON | 6M | 134K | – |
| TEXAS INSTRUMENTS INC | COMMON | 367K | 2K | – |
| THE CIGNA GROUP | COMMON | 540K | 2K | – |
| THERMO FISHER SCIENTIFIC INC | COMMON | 101M | 182K | – |
| TRANE TECHNOLOGIES PLC SHS | COMMON | 207K | 630 | – |
| TRANSACT TECHNOLOGIES | COMMON | 46K | 12K | – |
| TRANSDIGM GROUP INC | COMMON | 107M | 84K | – |
| TRUIST FINANCIAL CORP | COMMON | 54M | 1M | – |
| UBER TECHNOLOGIES INC | COMMON | 40M | 553K | – |
| ULTA BEAUTY INC | COMMON | 864K | 2K | – |
| UNILEVER PLC SPON ADR NEW | COMMON | 426K | 8K | – |
| UNION PACIFIC CORP | COMMON | 631K | 3K | – |
| UNITED AIRLINES HOLDINGS INC | COMMON | 25M | 509K | – |
| UNITED PARCEL SERVICE INC CL B | COMMON | 396K | 3K | – |
| UNITED RENTALS INC | COMMON | 11M | 16K | – |
| UNITEDHEALTH GROUP INC | COMMON | 43M | 84K | – |
| US BANCORP DEL NEW | COMMON | 63M | 2M | – |
| VALERO ENERGY CORP NEW | COMMON | 5M | 31K | – |
| VERALTO CORP | COMMON | 2M | 19K | – |
| VERISIGN INC | COMMON | 21M | 116K | – |
| VERISK ANALYTICS INC | COMMON | 1M | 5K | – |
| VERIZON COMMUNICATIONS INC | COMMON | 813K | 20K | – |
| VISA INC CL A | COMMON | 109M | 416K | – |
| VULCAN MATERIALS CO | COMMON | 35M | 142K | – |
| WALMART INC | COMMON | 2M | 26K | – |
| WARNER BROS. DISCOVERY INC | COMMON | 9M | 1M | – |
| WASTE CONNECTIONS INC | COMMON | 17M | 99K | – |
| WASTE MANAGEMENT INC | COMMON | 879K | 4K | – |
| WELLS FARGO CO NEW | COMMON | 687K | 12K | – |
| WHEATON PRECIOUS METAL | COMMON | 26M | 499K | – |
| WORKDAY INC CL A | COMMON | 19M | 84K | – |
| XPO INC | COMMON | 48M | 452K | – |
| ZIMMER BIOMET HOLDINGS INC | COMMON | 49M | 453K | – |
| ZIONS BANCORPORATION N A | COMMON | 248K | 6K | – |
| ZOETIS INC CL A | COMMON | 1M | 8K | – |