ETF MANAGERS GROUP LLC
Adviser information for ETF MANAGERS GROUP LLC last updated from Form ADV on November 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $3.5B |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $3.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 12 | $3.5B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-107165 |
|---|---|
| SEC ERA File Number | 801-107165 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 268796 |
| Legal Entity Identifier | 549300K4RW5UJ3CZL626 |
Principal Office
350 SPRINGFIELD AVENUESUITE #200
SUMMIT
NJ
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 908-897-0510, Fax: 908-286-8286
Chief Compliance Officer
MATTHEW BROMBERG
GENERAL COUNSEL
350 SPRINGFIELD AVENUE
SUITE #200
SUMMIT
NJ
United States
Tel:
908-897-0525
M***@********M
(Full email address available in API data)
Regulatory Contact
MELISSA BEUTHER
OFFICE MANAGER
350 SPRINGFIELD AVENUE
SUITE #200
SUMMIT
NJ
United States
Tel:
908-897-0494
M******@********M
(Full email address available in API data)
Industry Affiliates
| ETF MANAGERS CAPITAL LLC | Commodity pool operator or commodity trading advisor |
| ETFMG FINANCIAL LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Ilyevsky, Boris | Individual | EXCHANGE TRADED MANAGERS GROUP LLC | MANAGER | 10/2020 | |
| FLANAGAN, JOHN AUGUSTIN | Individual | – | CFO | 01/2015 | < 5% |
| EXCHANGE TRADED MANAGERS GROUP LLC | Domestic Entity | – | HOLDING COMPANY | 10/2013 | > 75% |
| BROMBERG, MATTHEW | Individual | – | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 04/2020 | < 5% |
| Zito, Robert | Individual | EXCHANGE TRADED MANAGERS GROUP LLC | MANAGER | 10/2020 | |
| WEDBUSH FINANCIAL SERVICES, LLC | Domestic Entity | EXCHANGE TRADED MANAGERS GROUP LLC | MEMBER | 05/2021 | |
| MASUCCI, SAMUEL, RALPH | Individual | EXCHANGE TRADED MANAGERS GROUP LLC | MEMBER/MANAGER | 10/2013 | 50-75% |