RAISON ASSET MANAGEMENT
RAISON ASSET MANAGEMENT CORP. Legal Name
Adviser information for RAISON ASSET MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | British Virgin Islands |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $55.6M |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $55.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11 | $1.6M |
| HNW Individuals | <5 | $3.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $50.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-107170 |
|---|---|
| SEC ERA File Number | 801-107170 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282147 |
| Legal Entity Identifier | 5493008ZTCV22U0F8503 |
Principal Office
ROOSIKRANTSI 11TALLINN
Estonia
Monday - Friday, 10:00-20:00 (EEST)
Tel: +372 602 6855, Fax: None
Websites
Chief Compliance Officer
ELENA ROMANOVA
VIVULSKIO G. 7, OFFICE 406
VILNIUS
Lithuania
Tel:
+370 624 05 088
C*********@****************P
(Full email address available in API data)
Industry Affiliates
| RAISON | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ELEMENT GLOBAL TECHNOLOGIES PRIVATE PORTFOLIO | Private Equity Fund | $50.7M | $0.1M | 106 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROMANOVA, ELENA, S | Individual | – | CHIEF CUSTOMER OFFICER | 10/2015 | < 5% |
| ZAYTSEV, ALEXANDER, S | Individual | – | MANAGING DIRECTOR | 06/2018 | < 5% |
| BEREZIN, ANDREY, D | Individual | – | MANAGING DIRECTOR | 06/2018 | < 5% |
| ZAYTSEV, ALEXANDER, S | Individual | RAISON GLOBAL HOLDINGS LLP | DESIGNATED MEMBER | 03/2022 | > 75% |
| KARCHER, WALDEMAR | Individual | MAK VC LLC | MEMBER | 03/2022 | > 75% |
| RAISON FINTECHNOLOGIES, INC. | Domestic Entity | – | SHAREHOLDER | 10/2022 | > 75% |
| RAISON GLOBAL HOLDINGS LLP | Foreign Entity | RAISON FINTECHNOLOGIES, INC. | SHAREHOLDER | 10/2022 | 50-75% |
| MAK VC LLC | Domestic Entity | RAISON FINTECHNOLOGIES, INC. | SHAREHOLDER | 10/2022 | |
| KON PARTNERS LLP | Foreign Entity | RAISON FINTECHNOLOGIES, INC. | SHAREHOLDER | 10/2022 | |
| SERVER PARTNERS OU | Foreign Entity | RAISON FINTECHNOLOGIES, INC. | SHAREHOLDER | 10/2022 |