CAPITAL GENERATION PARTNERS LLP
Adviser information for CAPITAL GENERATION PARTNERS LLP last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 46 |
|---|---|
| Investment Advisory/Research | 27 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $1.0B |
| Non-Discretionary | 9 | $2.0B |
| Total | 26 | $3.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 3 | $157.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $219.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 2 | $52.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 16 | $2.4B |
| Other | 4 | $235.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 88 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-107172 |
|---|---|
| SEC ERA File Number | 801-107172 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281808 |
| Legal Entity Identifier | 549300SMB53PXFMKBQ74 |
Principal Office
BERKELEY SQUARE HOUSEBERKELEY SQUARE
LONDON
United Kingdom
Monday - Friday, 9:00 - 18:00
Tel: 44-207-543-1500, Fax: 44-207-543-1520
Chief Compliance Officer
RICHARD ADAMS
PARTNER, COO & COMPLIANCE OFFICER
BERKELEY SQUARE HOUSE
BERKELEY SQUARE
LONDON
United Kingdom
Tel:
44-207-543-1500
Fax:
44-207-543-1520
R************@*****************M
(Full email address available in API data)
Regulatory Contact
JONATHAN FRY
COMPLIANCE ASSOCIATE DIRECTOR
BERKELEY SQUARE HOUSE
BERKELEY SQUARE
LONDON
United Kingdom
Tel:
44-207-543-1500
Fax:
44-207-543-1520
J***********@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Said, Khaled, Rida | Individual | – | MANAGING PARTNER, MEMBER | 10/2007 | < 5% |
| Thorne, Charlotte, Louise | Individual | – | MEMBER | 10/2007 | 10-25% |
| BARNARD, IAN, CLIVE | Individual | – | CHIEF EXECUTIVE OFFICER, MEMBER | 11/2007 | 25-50% |
| Said, Khaled, Rida | Individual | CAPITAL GENERATION CAPITAL LIMITED | SHAREHOLDER | 12/2015 | > 75% |
| CAPITAL GENERATION HOLDINGS LLP | Foreign Entity | – | MEMBER | 02/2017 | > 75% |
| GENCAP LIMITED | Foreign Entity | CAPITAL GENERATION HOLDINGS LLP | MEMBER | 12/2016 | 25-50% |
| BARNARD, IAN, CLIVE | Individual | CAPITAL GENERATION HOLDINGS LLP | MEMBER | 12/2016 | 25-50% |
| Adams, Richard, John | Individual | – | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER | 04/2020 | < 5% |
| Sears, Robert, Peter Newton | Individual | – | MEMBER | 06/2017 | < 5% |
| Davies, Ross, Owain | Individual | – | MEMBER | 06/2019 | < 5% |
| Flanagan, Clare, Elizabeth | Individual | – | MEMBER | 04/2020 | < 5% |
| Chambers, Sharon, Ann | Individual | – | MEMBER | 04/2020 | < 5% |