POLARIS FINANCIAL, LLC
Adviser information for POLARIS FINANCIAL, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 26 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 510 | $34.4M |
| Non-Discretionary | 0 | $0 |
| Total | 510 | $34.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 507 | $31.9M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-107177 |
|---|---|
| SEC ERA File Number | 801-107177 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281952 |
| Legal Entity Identifier | None |
Principal Office
38 MAURICE ROADWELLESLEY
MA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 7089960213, Fax: None
Chief Compliance Officer
MICHAEL MCDERMOTT
PRINCIPAL
38 MAURICE ROAD
WELLESLEY
MA
United States
Tel:
7084871458
M******@************M
(Full email address available in API data)
Regulatory Contact
EVAN KULAK
PRINCIPAL
1140 NORTH LASALLE DRIVE
APT 317
CHICAGO
IL
United States
Tel:
7089960213
E***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KULAK, EVAN, ALEXANDER | Individual | – | PRINCIPAL, FINANCIAL ADVISOR | 09/2015 | 50-75% |
| WHITE, GRANT, JUSTIN | Individual | – | PRINCIPAL | 09/2015 | 5-10% |
| McDermott, Michael, James | Individual | – | PRINCIPAL, CHIEF COMPLIANCE OFFICER | 09/2015 | 25-50% |