Hedge Fund Database

HORAN WEALTH MANAGEMENT

HORAN SECURITIES, INC. Legal Name

Adviser information for HORAN WEALTH MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 25
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 25
Registered State Investment Advisers 12
Licensed Agents of an Insurance Company 16
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,197 $540.2M
Non-Discretionary 15 $5.0M
Total 2,212 $545.2M

Clients

Type Number RAUM
Individuals 770 $212.5M
HNW Individuals 197 $316.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 1 $432,372
Charitable organizations 2 $16.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 1 $44,222
Other 0 $0
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Broker-dealer

Identifiers

SEC RIA File Number 801-107181
SEC ERA File Number 801-107181
SEC CIK Numbers 1671623
SEC CRD Numbers 40794
Legal Entity Identifier None

Principal Office

8044 MONTGOMERY RD
STE 640
CINCINNATI
OH
United States
Monday - Friday, 8:30-5:00
Tel: 513-745-0707, Fax: 513-745-9731

Websites

www.linkedin.com/company/horan-wealth www.horanwealth.com

Chief Compliance Officer

CONNIE S GROSSER
CCO
8044 MONTGOMERY ROAD
STE 640
CINCINNATI
OH
United States
Tel: 513-587-2735
Fax: 513-985-3911
(Full email address available in API data)

Regulatory Contact

MICHAEL REYNOLDS
CHIEF FINANCIAL OFFICER
8044 MONTGOMERY RD
STE 640
CINCINNATI
OH
United States
Tel: 5137943573
Fax: 513-985-3911
(Full email address available in API data)

Industry Affiliates

HORAN CAPITAL ADVISORS, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HORAN, TERENCE LEE Individual – PRESIDENT 07/1997 > 75%
NAPIER, MICHAEL DUNLAP Individual – VICE PRESIDENT/ REG REP 10/2017 5-10%
HOERNSCHEMEYER, GREGORY LEO Individual – VICE PRESIDENT/REG REP 12/2018 < 5%
SOLOMON, GEOFFREY EDWARD Individual – VICE PRESIDENT 02/2020 < 5%
GROSSER, CONNIE SUE Individual – CHIEF COMPLIANCE OFFICER 10/2023 < 5%
REYNOLDS, MICHAEL JASON Individual – CHIEF FINANCIAL OFFICER 02/2024 < 5%

No. Employees, Historic

30150201920202021202220232024202516 on 11/25/201916 on 2/25/202016 on 3/30/202016 on 5/7/202016 on 6/30/202016 on 7/9/202016 on 8/19/202016 on 8/19/202016 on 10/6/202016 on 12/4/202016 on 1/4/202116 on 2/16/202116 on 2/17/202116 on 2/25/202124 on 3/30/202124 on 4/12/202124 on 4/30/202124 on 5/12/202124 on 5/21/202124 on 7/16/202124 on 9/30/202124 on 1/5/202224 on 3/24/202224 on 3/24/202224 on 9/15/202226 on 3/24/202326 on 3/26/202326 on 3/26/202326 on 4/10/202326 on 4/24/202326 on 4/26/202326 on 4/28/202326 on 4/28/202326 on 9/8/202325 on 10/31/202325 on 11/7/202325 on 3/29/2024

RAUM, Historic

600M300M02019202020212022202320242025194829453 on 11/25/2019194829453 on 2/25/2020274812301 on 3/30/2020274812301 on 5/7/2020274812301 on 6/30/2020274812301 on 7/9/2020274812301 on 8/19/2020274812301 on 8/19/2020274812301 on 10/6/2020274812301 on 12/4/2020274812301 on 1/4/2021274812301 on 2/16/2021274812301 on 2/17/2021274812301 on 2/25/2021349702756 on 3/30/2021349702756 on 4/12/2021349702756 on 4/30/2021349702756 on 5/12/2021349702756 on 5/21/2021349702756 on 7/16/2021349702756 on 9/30/2021349702756 on 1/5/2022513108347 on 3/24/2022513108347 on 3/24/2022513108347 on 9/15/2022510836921 on 3/24/2023510836921 on 3/26/2023510836921 on 3/26/2023510836921 on 4/10/2023510836921 on 4/24/2023510836921 on 4/26/2023510836921 on 4/28/2023510836921 on 4/28/2023510836921 on 9/8/2023510836921 on 10/31/2023510836921 on 11/7/2023545224456 on 3/29/2024

No. Clients, Historic

3,0001,50002019202020212022202320242025712 on 11/25/2019712 on 2/25/2020838 on 3/30/2020838 on 5/7/2020838 on 6/30/2020838 on 7/9/2020838 on 8/19/2020838 on 8/19/2020838 on 10/6/2020838 on 12/4/2020838 on 1/4/2021838 on 2/16/2021838 on 2/17/2021838 on 2/25/20211191 on 3/30/20211191 on 4/12/20211191 on 4/30/20211191 on 5/12/20211191 on 5/21/20211191 on 7/16/20211191 on 9/30/20211191 on 1/5/20221485 on 3/24/20221485 on 3/24/20221485 on 9/15/20222466 on 3/24/20232466 on 3/26/20232466 on 3/26/20232466 on 4/10/20232466 on 4/24/20232466 on 4/26/20232466 on 4/28/20232466 on 4/28/20232466 on 9/8/20232466 on 10/31/20232466 on 11/7/2023971 on 3/29/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Amazon.com Inc Stock 244K 1K –
Anthem Inc Stock 488K 901 –
iShares Core International Aggt Bd ETF ETF 295K 6K –
Johnson & Johnson Stock 938K 6K –
Vanguard Total Stock Market ETF ETF 562K 2K –
iShares MSCI Emerging Markets ETF ETF 252K 6K –
Shell PLC ADR 268K 4K –
Procter & Gamble Co Stock 6M 39K –
United Parcel Service Inc Stock 265K 2K –
Vanguard Real Estate ETF ETF 440K 5K –
Merck & Co Inc Stock 508K 4K –
iShares Short-Term National Muni Bd ETF ETF 253K 2K –
SPDR S&P 500 ETF Trust ETF 852K 2K –
Illinois Tool Works Inc Stock 327K 1K –
iShares Core US REIT ETF ETF 204K 4K –
American Financial Group Inc Stock 308K 3K –
ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF ETF 224K 5K –
Verizon Communications Inc Stock 446K 11K –
PepsiCo Inc Stock 497K 3K –
Trane Technologies PLC Stock 562K 2K –
U.S. Bancorp Stock 261K 7K –
The Home Depot Inc Stock 911K 3K –
Automatic Data Processing Inc Stock 357K 1K –
Southern Co Stock 209K 3K –
iShares Russell 1000 Growth ETF ETF 3M 9K –
Schwab US Broad Market ETF ETF 803K 13K –
Schwab International Equity ETF ETF 246K 6K –
iShares Core S&P Small-Cap ETF ETF 23M 212K –
iShares iBonds Dec 2027 Term Corp ETF ETF 1M 46K –
Berkshire Hathaway Inc Stock 890K 2K –
Adobe Inc Stock 287K 517 –
Alphabet Inc Stock 942K 5K –
Fiserv Inc Stock 348K 2K –
CSX Corp Stock 963K 29K –
Comcast Corp Stock 319K 8K –
iShares iBonds Dec 2024 Term Muni Bond ETF 438K 17K –
Microsoft Corp Stock 3M 6K –
First Trust TCW Unconstrained Plus Bond ETF ETF 306K 13K –
KEURIG DR PEPPER INC COM Stock 208K 6K –
Ameriprise Financial Inc Stock 200K 469 –
Vanguard Small-Cap ETF ETF 399K 2K –
NextEra Energy Inc Stock 333K 5K –
VICTORYSHARES CORE INTERMEDIATE BOND ETF ETF 505K 11K –
Norfolk Southern Corp Stock 343K 2K –
iShares iBonds Dec 2025 Term Muni Bd ETF ETF 495K 19K –
Vanguard S&P 500 ETF ETF 2M 3K –
iShares iBonds Dec 2026 Term Muni Bond ETF ETF 321K 13K –
Fifth Third Bancorp Stock 202K 6K –
LCNB Corp Stock 1M 75K –
iShares MSCI EAFE Growth ETF ETF 888K 9K –
Air Products & Chemicals Inc Stock 281K 1K –
Duke Energy Corp Stock 393K 4K –
Carrier Global Corp Stock 348K 6K –
Invesco S&P 500 Low Volatility ETF ETF 278K 4K –
EV Tax-Mgd Gbl Div Equity Income COM 211K 25K –
iShares MSCI EAFE Value ETF ETF 4M 79K –
Energy Transfer LP Stock 503K 31K –
Visa Inc Stock 279K 1K –
iShares MSCI USA Min Vol Factor ETF ETF 278K 3K –
Vanguard Growth ETF ETF 428K 1K –
Meta Platforms Inc Stock 312K 618 –
Palo Alto Networks Inc Stock 207K 610 –
SPDR SSgA Multi-Asset Real Return ETF ETF 966K 35K –
Broadcom Inc Stock 933K 581 –
iShares Core MSCI Total Intl Stk ETF ETF 745K 11K –
Accenture PLC Stock 341K 1K –
NVIDIA Corp Stock 209K 2K –
iShares 1-5 Year invmt Grd Corp Bd ETF ETF 234K 5K –
EOG Resources Inc Stock 262K 2K –
AbbVie Inc Stock 661K 4K –
iShares Core MSCI Emerging Markets ETF ETF 439K 8K –
Vanguard FTSE All-Wld ex-US ETF ETF 346K 6K –
Qualcomm Inc Stock 645K 3K –
New Residential Investment Corp REIT 395K 36K –
Cisco Systems Inc Stock 219K 5K –
iShares Russell Mid-Cap ETF ETF 228K 3K –
GE VERNOVA INC COM Stock 236K 1K –
Schwab Fundamental US Small Company ETF ETF 572K 10K –
General Electric Co Stock 946K 6K –
SPDR Portfolio Short Term Treasury ETF ETF 945K 33K –
iShares MSCI USA Quality Factor ETF ETF 893K 5K –
iShares Core S&P 500 ETF ETF 112M 205K –
iShares IBonds Dec. 2026 Corporate Bond ETF ETF 1M 45K –
Cintas Corp Stock 293K 418 –
Northrop Grumman Corp Stock 275K 631 –
Thermo Fisher Scientific Inc Stock 338K 611 –
Lockheed Martin Corp Stock 1M 2K –
JPMorgan Chase & Co Stock 1M 5K –
The Hartford Financial Services Group Inc Stock 322K 3K –
Chevron Corp Stock 700K 4K –
iShares National Muni Bond ETF ETF 1M 12K –
Vanguard FTSE Developed Markets ETF ETF 366K 7K –
Cincinnati Financial Corp Stock 207K 2K –
TJX Companies Inc Stock 479K 4K –
Walmart Inc Stock 662K 10K –
iShares 3-7 Year Treasury Bond ETF ETF 990K 9K –
International Business Machines Corp Stock 261K 2K –
Raytheon Technologies Corp Stock 578K 6K –
Vanguard FTSE Emerging Markets ETF ETF 305K 7K –
Target Corp Stock 248K 2K –
Alphabet Inc Stock 423K 2K –
Amgen Inc Stock 454K 1K –
Otis Worldwide Corp Stock 266K 3K –
Williams Companies Inc Stock 526K 12K –
Vanguard Dividend Appreciation ETF ETF 307K 2K –
iShares 7-10 Year Treasury Bond ETF ETF 830K 9K –
iShares Core US Aggregate Bond ETF ETF 382K 4K –
Citizens Financial Group Inc Stock 255K 7K –
BorgWarner Inc Stock 262K 8K –
Hillenbrand Inc Stock 825K 21K –
Bristol-Myers Squibb Co Stock 310K 7K –
Exxon Mobil Corp Stock 510K 4K –
Charles Schwab Corp Stock 343K 5K –
Crown Castle International Corp REIT 277K 3K –
iShares Core S&P Mid-Cap ETF ETF 18M 306K –
iShares MSCI EAFE ETF ETF 357K 5K –
Apple Inc Stock 5M 23K –
iShares iBonds Dec. 2025 Corporate Bond ETF ETF 1M 44K –
iShares iBonds Dec. 2024 Corporate Bond ETF ETF 1M 41K –
Abbott Laboratories Stock 476K 5K –
iShares Russell 1000 ETF ETF 206K 693 –
iShares Russell 1000 Value ETF ETF 648K 4K –
HERON THERAPEUTICS INC COM Stock 103K 29K –