Hedge Fund Database

FRG FAMILY WEALTH ADVISORS

FINANCIAL RESOURCES GROUP.COM LLC Legal Name

Adviser information for FRG FAMILY WEALTH ADVISORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 300 $286.8M
Non-Discretionary 310 $379.7M
Total 610 $666.5M

Clients

Type Number RAUM
Individuals 74 $25.3M
HNW Individuals 109 $573.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $23.1M
Charitable organizations 10 $12.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $32.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMFixed feesNEGOTIATED FEES

Identifiers

SEC RIA File Number 801-107191
SEC ERA File Number 801-107191
SEC CIK Numbers 1893327
SEC CRD Numbers 282542
Legal Entity Identifier None

Principal Office

10900 NE 8TH STREET, SUITE 1600
BELLEVUE
WA
United States
Monday - Friday, 8A.M. - 5P.M.
Tel: 425-453-4122, Fax: 425-451-9686

Websites

www.frgwealth.com/

Chief Compliance Officer

BENJAMIN D. JOHNSON
MANAGING MEMBER/CCO
10900 NE 8TH STREET, SUITE 1600
BELLEVUE
WA
United States
Tel: 425.453.4122
Fax: 425.451.9686
(Full email address available in API data)

Regulatory Contact

JIMMY WU
MANAGING MEMBER
10900 NE 8TH STREET, SUITE 1600
BELLEVUE
WA
United States
Tel: 425.453.4122
Fax: 425.451.9686
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
JOHNSON, BENJAMIN, DALE Individual – MANAGING MEMBER/CCO 10/2015 50-75%
WU, JIMMY, SHANGGEE Individual – MANAGING MEMBER 10/2015 50-75%

No. Employees, Historic

10502020202120222023202420255 on 3/27/20204 on 10/19/20204 on 3/24/20214 on 3/30/20224 on 3/27/20234 on 3/29/2024

RAUM, Historic

700M350M0202020212022202320242025550331518 on 3/27/2020550331518 on 10/19/2020609435029 on 3/24/2021685139192 on 3/30/2022566880994 on 3/27/2023666509004 on 3/29/2024

No. Clients, Historic

3001500202020212022202320242025196 on 3/27/2020196 on 10/19/2020187 on 3/24/2021199 on 3/30/2022215 on 3/27/2023202 on 3/29/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 693K 6K 0
ABBOTT LABS COM 2M 17K 0
ABBVIE INC COM 5M 28K 0
ACCENTURE PLC IRELAND SHS CLASS A 399K 1K 0
ADOBE INC COM 349K 678 0
AKOUSTIS TECHNOLOGIES INC COM 31K 347K 0
ALLEGION PLC ORD SHS 347K 3K 0
ALPHABET INC CAP STK CL C 728K 5K 0
ALPHABET INC CAP STK CL A 16M 101K 0
ALTRIA GROUP INC COM 1M 22K 0
AMAZON COM INC COM 31M 191K 0
AMERICAN TOWER CORP NEW COM 5M 22K 0
AMGEN INC COM 1M 4K 0
APPLE INC COM 21M 100K 0
APPLIED MATLS INC COM 18M 98K 0
ASML HOLDING N V N Y REGISTRY SHS 949K 1K 0
ASTRAZENECA PLC SPONSORED ADR 400K 5K 0
AUTOMATIC DATA PROCESSING IN COM 7M 26K 0
BAXTER INTL INC COM 250K 7K 0
BECTON DICKINSON & CO COM 3M 15K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 13M 31K 0
BLACKROCK INC COM 4M 4K 0
BLACKSTONE INC COM 1M 10K 0
BOEING CO COM 19M 118K 0
BP PLC SPONSORED ADR 469K 14K 0
BROADCOM INC COM 15M 102K 0
CARRIER GLOBAL CORPORATION COM 208K 3K 0
CATERPILLAR INC COM 5M 15K 0
CHEVRON CORP NEW COM 1M 10K 0
CHUBB LIMITED COM 1M 4K 0
CISCO SYS INC COM 894K 20K 0
COCA COLA CO COM 3M 50K 0
COCA COLA CONS INC COM 377K 300 0
COLGATE PALMOLIVE CO COM 2M 20K 0
COMCAST CORP NEW CL A 457K 12K 0
CONSTELLATION ENERGY CORP COM 2M 9K 0
COSTCO WHSL CORP NEW COM 12M 14K 0
CSX CORP COM 495K 15K 0
DEERE & CO COM 6M 17K 0
DIAGEO PLC SPON ADR NEW 575K 5K 0
DIMENSIONAL ETF TRUST US EQUITY ETF 282K 5K 0
DIMENSIONAL ETF TRUST US CORE EQUITY 2 282K 9K 0
DISNEY WALT CO COM 457K 5K 0
DUKE ENERGY CORP NEW COM NEW 277K 2K 0
ELEVANCE HEALTH INC COM 2M 4K 0
ELI LILLY & CO COM 7M 9K 0
EMERSON ELEC CO COM 1M 11K 0
EXELON CORP COM 919K 24K 0
EXXON MOBIL CORP COM 2M 13K 0
FEDEX CORP COM 2M 8K 0
FIDELITY COVINGTON TRUST CONSMR STAPLES 1M 25K 0
GENERAL MLS INC COM 298K 4K 0
GENUINE PARTS CO COM 386K 3K 0
GLOBAL X FDS RBTCS ARTFL INTE 209K 7K 0
GLOBAL X FDS US INFR DEV ETF 240K 6K 0
GOLDMAN SACHS ETF TR S&P 500 CORE PRE 379K 8K 0
HOME DEPOT INC COM 383K 1K 0
HONEYWELL INTL INC COM 942K 5K 0
INGERSOLL RAND INC COM 588K 7K 0
INTEL CORP COM 353K 18K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 1M 19K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 8M 225K 0
INVESCO QQQ TR UNIT SER 1 708K 2K 0
ISHARES TR CORE S&P MCP ETF 6M 102K 0
ISHARES TR S&P MC 400VL ETF 444K 4K 0
ISHARES TR CORE S&P SCP ETF 2M 17K 0
ISHARES TR ISHARES BIOTECH 5M 37K 0
ISHARES TR MSCI USA MIN VOL 1M 14K 0
ISHARES TR MSCI USA QLT FCT 634K 4K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 898K 18K 0
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 4M 78K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 5M 83K 0
JACOBS SOLUTIONS INC COM 1M 9K 0
JOHNSON & JOHNSON COM 6M 37K 0
KLA CORP COM NEW 2M 3K 0
LOCKHEED MARTIN CORP COM 1M 2K 0
MASTERCARD INCORPORATED CL A 1M 2K 0
MCDONALDS CORP COM 3M 12K 0
MEDTRONIC PLC SHS 917K 11K 0
MERCK & CO INC COM 5M 48K 0
MICROSOFT CORP COM 61M 153K 0
MONDELEZ INTL INC CL A 1M 19K 0
NOVARTIS AG SPONSORED ADR 1M 10K 0
NVIDIA CORPORATION COM 2M 20K 0
ORACLE CORP COM 1M 9K 0
PALO ALTO NETWORKS INC COM 436K 1K 0
PEPSICO INC COM 7M 39K 0
PFIZER INC COM 1M 44K 0
PHILLIPS 66 COM 759K 6K 0
PROCTER AND GAMBLE CO COM 10M 57K 0
PRUDENTIAL FINL INC COM 948K 9K 0
PUBLIC SVC ENTERPRISE GRP IN COM 1M 18K 0
REPUBLIC SVCS INC COM 467K 2K 0
RPM INTL INC COM 449K 4K 0
RTX CORPORATION COM 1M 10K 0
SALESFORCE INC COM 4M 18K 0
SCHWAB STRATEGIC TR US BRD MKT ETF 253K 4K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 18M 187K 0
SCHWAB STRATEGIC TR FUNDAMENTAL US L 3M 42K 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 10M 130K 0
SELECT SECTOR SPDR TR ENERGY 513K 6K 0
SELECT SECTOR SPDR TR TECHNOLOGY 271K 1K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 1M 9K 0
SEMPRA COM 3M 36K 0
SERVICENOW INC COM 320K 404 0
SMARTSHEET INC COM CL A 307K 7K 0
SPDR SER TR S&P BIOTECH 208K 2K 0
STARBUCKS CORP COM 572K 8K 0
SYSCO CORP COM 293K 4K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 215K 1K 0
TESLA INC COM 1M 6K 0
TEXAS INSTRS INC COM 1M 8K 0
THERMO FISHER SCIENTIFIC INC COM 6M 11K 0
TRANE TECHNOLOGIES PLC SHS 3M 11K 0
TRAVELERS COMPANIES INC COM 2M 8K 0
UNILEVER PLC SPON ADR NEW 412K 7K 0
UNITED PARCEL SERVICE INC CL B 529K 4K 0
UNITEDHEALTH GROUP INC COM 1M 2K 0
VANGUARD INDEX FDS TOTAL STK MKT 39M 149K 0
VANGUARD INDEX FDS GROWTH ETF 794K 2K 0
VANGUARD INDEX FDS MID CAP ETF 330K 1K 0
VANGUARD INDEX FDS VALUE ETF 296K 2K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 883K 2K 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 1M 19K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 14M 78K 0
VANGUARD STAR FDS VG TL INTL STK F 298K 5K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 3M 24K 0
VANGUARD WORLD FD MEGA GRWTH IND 3M 9K 0
VANGUARD WORLD FD INF TECH ETF 3M 6K 0
VANGUARD WORLD FD HEALTH CAR ETF 3M 10K 0
VANGUARD WORLD FD ENERGY ETF 2M 14K 0
VANGUARD WORLD FD ESG US STK ETF 534K 6K 0
VERIZON COMMUNICATIONS INC COM 731K 18K 0
VERTEX PHARMACEUTICALS INC COM 2M 3K 0
VISA INC COM CL A 7M 26K 0
WALMART INC COM 10M 141K 0
WASTE MGMT INC DEL COM 1M 7K 0
WISDOMTREE TR JAPN HEDGE EQT 256K 3K 0