PIER 88 INVESTMENT PARTNERS, LLC
Adviser information for PIER 88 INVESTMENT PARTNERS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $581.3M |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $581.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $23.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $137.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $105.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $315.2M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-107193 |
|---|---|
| SEC ERA File Number | 801-107193 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169316 |
| Legal Entity Identifier | None |
Principal Office
71 STEVENSON ST.SUITE 825
SAN FRANCISCO
CA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 415-814-8840, Fax: None
Websites
Chief Compliance Officer
SEAN AURIGEMMA
71 STEVENSON ST.
SUITE 825
SAN FRANCISCO
CA
United States
Tel:
201-424-9144
S*********@*********M
(Full email address available in API data)
Regulatory Contact
FRANCIS TIMONS
CEO, CIO
71 STEVENSON ST.
SUITE 825
SAN FRANCISCO
CA
United States
Tel:
415-814-8840
F******@*********M
(Full email address available in API data)
Industry Affiliates
| THE DOCTORS COMPANY, AN INTERINSURANCE EXCHANGE | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ANDINA - PIER 88 INNOVATION FUND LP | Venture Capital Fund | $10.4M | $1.0M | 29 |
| LAKE GENEVA FUND LP | Hedge Fund | $24.5M | $0.3M | 27 |
| LAKE GENEVA LONG-ONLY LP | LONG ONLY | $2.5M | $0.5M | 5 |
| PIER 88 GROWTH EQUITY FUND I LP | Venture Capital Fund | $0.5M | $0.3M | 38 |
| PIER 88 GROWTH EQUITY FUND II LP | Venture Capital Fund | $2.2M | $0.1M | 37 |
| PIER 88 GROWTH EQUITY FUND III LLC | Venture Capital Fund | $1.8M | $0.0M | 32 |
| PIER 88 VENTURES ENTERPRISE SOFTWARE FUND LP | Venture Capital Fund | $23.4M | $1.0M | 68 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TIMONS, FRANCIS, THOMAS | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | 08/2013 | 25-50% |
| MERITAGE VENTURE PARTNERS OF TENNESSEE, LLC | Domestic Entity | – | MEMBER | 09/2013 | 10-25% |
| SANDERS, WILLIAM, REID | Individual | MERITAGE VENTURE PARTNERS OF TENNESSEE, LLC | MEMBER | 09/2013 | 50-75% |
| RINCONADA PARTNERS, LLC | Domestic Entity | – | MEMBER | 09/2013 | 5-10% |
| WALROD, DAVID, BRADLEY | Individual | RINCONADA PARTNERS, LLC | MANAGING MEMBER | 09/2013 | 25-50% |
| EDWARDS, GEORGE, DOUGLAS | Individual | MERITAGE VENTURE PARTNERS OF TENNESSEE, LLC | MEMBER | 09/2013 | 50-75% |
| WHITE, RICK,CHARLES | Individual | SLIPSTREAM VENTURES, LLC | MEMBER | 01/2015 | > 75% |
| WALROD, DAVID, BRADLEY | Individual | – | MEMBER | 09/2013 | < 5% |
| THE DOCTORS COMPANY, AN INTERINSURANCE EXCHANGE | Domestic Entity | – | MEMBER | 01/2016 | 25-50% |
| SLIPSTREAM VENTURES, LLC | Domestic Entity | – | MEMBER | 01/2015 | 5-10% |
| AURIGEMMA, SEAN, JUDE | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2019 | < 5% |
| MCCULLOUGH, MITCHELL, PATRICK | Individual | – | PRESIDENT | 03/2020 | < 5% |
| Vanderlaan, Marco, Adrian | Individual | THE DOCTORS COMPANY, AN INTERINSURANCE EXCHANGE | OFFICER | 11/2019 |