MISAKI CAPITAL INC.
Adviser information for MISAKI CAPITAL INC. last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | NOVEMBER |
| Legal Location | Japan |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $769.8M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $769.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $500.5M |
| Pension and profit sharing plans | 2 | $56.9M |
| Charitable organizations | 1 | $44.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $168.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 9 |
| No. of Non-U.S. Clients | 56 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
SAKURAI BLDG3F, 5-11-1 MINAMI AOYAMA, MINATO-KU
TOKYO
Japan
Monday - Friday, 9:00-6:00 P.M. (JST)
Tel: +81-3-6427-7431, Fax: +81-3-6427-7463
Websites
Chief Compliance Officer
TERUHITO HOSHINO
SAKURAI BLDG
3F, 5-11-1 MINAMI AOYAMA, MINATO-KU
TOKYO
Japan
Tel:
+81-3-6427-7431
T*********@*****************M
(Full email address available in API data)
Regulatory Contact
KENJI AOKI
HEAD OF OPERATIONS
SAKURAI BLDG
3F, 5-11-1 MINAMI AOYAMA, MINATO-KU
TOKYO
Japan
Tel:
+81-3-6427-7431
K******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MISAKI ENGAGEMENT FUND II | Hedge Fund | $156.7M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NAKAGAMI, YASUNORI | Individual | – | CHIEF EXECUTIVE OFFICER/DIRECTOR | 10/2013 | 50-75% |
| SUMITOMO MITSUI TRUST BANK | Foreign Entity | – | SHAREHOLDER | 05/2015 | 10-25% |
| UEMURA, ASUKA | Individual | – | MANAGING DIRECTOR | 03/2020 | 10-25% |
| ASO, TAKEO | Individual | – | CHIEF INVESTMENT OFFICER/DIRECTOR | 07/2019 | 10-25% |
| FURUKAWA, MASARU | Individual | – | DIRECTOR | 02/2021 | < 5% |
| HOSHINO, TERUHITO | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2022 | < 5% |