MOERUS CAPITAL MANAGEMENT LLC
Adviser information for MOERUS CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 8 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 1 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 9 | $768.8M |
Non-Discretionary | 0 | $0 |
Total | 9 | $768.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | <5 | $54.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 1 | $64.9M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 4 | $42.8M |
Pension and profit sharing plans | <5 | $606.8M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 50 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMFixed feesPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
307 WEST 38TH STREETSUITE 2003
NEW YORK
NY
United States
Monday - Friday, 8AM-5PM
Tel: 1-212-461-4088, Fax: 212-271-1990
Chief Compliance Officer
JULIE SMITH
CFO
307 WEST 38TH STREET
SUITE 2003
NEW YORK
NY
United States
Tel:
646-593-8784
J*****@************M
(Full email address available in API data)
Regulatory Contact
CASSIE BACHOVCHIN
COMPLIANCE OFFICER
307 WEST 38TH STREET
SUITE 2003
NEW YORK
NY
United States
Tel:
646-688-2271
C**********@************M
(Full email address available in API data)
Industry Affiliates
MOERUS CAPITAL LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
MOERUS GLOBAL VALUE FUND MASTER (CAYMAN) LTD | Hedge Fund | $27.4M | $1.0M | 19 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
WADHWANEY, AMIT, BHAGWANDAS | Individual | – | MANAGING MEMBER | 10/2015 | > 75% |
CAMPAGNA, MICHAEL, R | Individual | – | PARTNER, RESEARCH ANALYST | 10/2015 | 10-25% |
MAURO, JOHN, MICHAEL | Individual | – | PARTNER, RESEARCH ANALYST | 10/2015 | 10-25% |
SMITH, JULIE, ANN | Individual | – | CHIEF COMPLIANCE OFFICER, CFO | 10/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ARCOS DORADOS HOLDINGS CL A ORD | Com | 19M | 2M | – |
BANCO MACRO ADR REP TEN CL B ORD | Com | 2M | 30K | – |
BROOKFIELD ASSET MNGMT CL A ORD | Com | 2M | 47K | – |
BROOKFIELD CL A ORD | Com | 7M | 180K | – |
BROOKFIELD REINSRNC EX VOTN CL A ORD | Com | 40K | 971 | – |
CAMECO ORD | Com | 33M | 664K | – |
CAPITAL SOUTHWEST ORD | Com | 2M | 82K | – |
COPA HOLDINGS CL A ORD | Com | 2M | 17K | – |
CSW INDUSTRIALS ORD | Com | 3M | 11K | – |
DESPEGAR COM ORD | Com | 29M | 2M | – |
DOUGLAS ELLIMAN ORD | Com | 3M | 3M | – |
ENERFLEX ORD | Com | 30M | 6M | – |
GRUPO FINANCIERO ADR REP 10 CL B ORD | Com | 4M | 123K | – |
JEFFERIES FINANCIAL GROUP ORD | Com | 53M | 1M | – |
NUTRIEN ORD | Com | 31M | 608K | – |
TECK RESOURCES CL B ORD | Com | 3M | 69K | – |
TIDEWATER ORD | Com | 9M | 99K | – |
WHEATON PRECIOUS METALS ORD | Com | 46M | 869K | – |