NEO-CRITERION CAPITAL SINGAPORE PTE. LTD.
Adviser information for NEO-CRITERION CAPITAL SINGAPORE PTE. LTD. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $35.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $35.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $35.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-107235 |
|---|---|
| SEC ERA File Number | 801-107235 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282377 |
| Legal Entity Identifier | 2549001KKBZ8WSD22K78 |
Principal Office
UNIT 1305, SPACES SUN HOUSE90 CONNAUGHT ROAD CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9AM-6PM
Tel: +65 96632931, Fax: None
Websites
Chief Compliance Officer
KEVIN WONG
HEAD OF RISK AND OPERATIONS
UNIT 1305, SPACES SUN HOUSE
90 CONNAUGHT ROAD CENTRAL
HONG KONG
Hong Kong
Tel:
85236535285
Fax:
85227778518
K********@****************M
(Full email address available in API data)
Regulatory Contact
JI LIU
MANAGING PARTNER AND CHIEF INVESTMENT OFFICER
UNIT 1305, SPACES SUN HOUSE
90 CONNAUGHT ROAD CENTRAL
HONG KONG
Hong Kong
Tel:
85236535281
J*******@****************M
(Full email address available in API data)
Industry Affiliates
| NEO-CRITERION CAPITAL LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NCC CHINA A-SHARE MASTER FUND | Hedge Fund | $35.9M | $0.1M | 24 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LIU, JI | Individual | – | MANAGING PARTNER, DIRECTOR AND CHIEF INVESTMENT OFFICER | 11/2014 | < 5% |
| KY CAPITAL HOLDINGS LIMITED | Foreign Entity | LIU, JI | 100% SHAREHOLDER OF NEO-CRITERION CAYMAN MANAGEMENT | 11/2014 | > 75% |
| LIU, JI | Individual | KY CAPITAL HOLDINGS LIMITED | 87% SHAREHOLDER OF KY CAPITAL HOLDINGS LIMITED | 11/2014 | > 75% |
| LIM, MENG TAT, NMN | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2016 | < 5% |
| PENG, YU CHEN | Individual | – | SENIOR INVESTMENT ANALYST, VICE PRESIDENT | 04/2014 | < 5% |
| KY CAPITAL HOLDINGS LIMITED | Foreign Entity | – | 100% SHAREHOLDER OF NEO-CRITERION CAPITAL MANAGEMENT LIMITED | 11/2014 | > 75% |