STERLING BAY CAPITAL ADVISERS, LLC
Adviser information for STERLING BAY CAPITAL ADVISERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 38 |
|---|---|
| Investment Advisory/Research | 38 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $586.3M |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $586.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $586.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesEXPENSE REIMBURSEMENT |
Identifiers
| SEC RIA File Number | 801-107267 |
|---|---|
| SEC ERA File Number | 801-107267 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172242 |
| Legal Entity Identifier | None |
Principal Office
333 N GREEN STREETSUITE 1100
CHICAGO
IL
United States
Monday - Friday, 9AM TO 5PM
Tel: 312-466-4100, Fax: None
Chief Compliance Officer
GREGORY J. SUDKAMP
CHIEF COMPLIANCE OFFICER
333 N GREEN STREET
SUITE 1100
CHICAGO
IL
United States
Tel:
(312) 566-4866
G*******@**************M
(Full email address available in API data)
Industry Affiliates
| 300 N. MICHIGAN DEVELOPMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 345 N MORGAN MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHEVAL PORTER MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FOUR CORNERS CAPITAL ADVISERS, LLC | Other investment adviser, including financial planners |
| FOUR CORNERS TAVERN FUND MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MAS FEDERALES MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MAS FEDERALES SPONSOR, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SB STERLING SCIENCE PA, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SB STERLING SCIENCE, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SBCP 1899 PENN, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SBCP II CHICAGO KINGSBURY, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STERLING BAY CAPITAL MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STERLING BAY CAPITAL PARTNERS II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STERLING BAY CAPITAL PARTNERS III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STERLING BAY CAPITAL PARTNERS IV GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| STERLING BAY REALTY, LLC | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 1899 PENN MANAGER, LLC | Real Estate Fund | $2.6M | $0.0M | 12 |
| 300 N MICHIGAN PARTNERS, LLC | Real Estate Fund | $48.7M | $0.0M | 274 |
| 345 N. MORGAN PARTNERS, LLC | Real Estate Fund | $35.3M | $0.0M | 16 |
| CHICAGO KINGSBURY MANAGER, LLC | Real Estate Fund | $4.4M | $0.0M | 7 |
| SBCP II QUALIFIED PURCHASERS, LP | Real Estate Fund | $86.9M | $0.0M | 75 |
| SBCP III - AI, LP | Real Estate Fund | $5.8M | $0.0M | 26 |
| STERLING BAY CAPITAL PARTNERS I, LLC | Real Estate Fund | $35.8M | $0.0M | 29 |
| STERLING BAY CAPITAL PARTNERS II, LP | Real Estate Fund | $17.6M | $0.0M | 56 |
| STERLING BAY CAPITAL PARTNERS III, LP | Real Estate Fund | $125.9M | $0.0M | 67 |
| STERLING BAY CAPITAL PARTNERS IV, LP | Real Estate Fund | $194.3M | $0.0M | 4 |
| STERLING SCIENCE PARTNERS PA, LLC | Real Estate Fund | $6.0M | $0.0M | 4 |
| STERLING SCIENCE PARTNERS, LLC | Real Estate Fund | $22.8M | $0.0M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GLOOR, ANDREW, LYLE | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2014 | < 5% |
| MARKS, DEAN, JOHN | Individual | – | MANAGING PRINCIPAL | 06/2018 | < 5% |
| GLOOR, ANDREW, LYLE | Individual | GLOOR HOLDINGS, LLC | MEMBER | 10/2007 | > 75% |
| GLOOR HOLDINGS, LLC | Domestic Entity | STERLING BAY, LLC | MEMBER | 01/2023 | 25-50% |
| MENNA, MATTHEW, RICHARD | Individual | – | CHIEF DESIGN OFFICER | 06/2018 | < 5% |
| Crown, Keating | Individual | – | MANAGING PRINCIPAL | 06/2018 | < 5% |
| LEE, CHANG, YOL | Individual | – | CHIEF INVESTMENT OFFICER | 06/2018 | < 5% |
| SUDKAMP, GREGORY, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |
| BERINGER, MICHAEL, JOHN | Individual | – | CHIEF FINANCE OFFICER | 11/2022 | < 5% |
| STERLING BAY HOLDINGS GROUP, LLC | Domestic Entity | – | SOLE MEMBER | 01/2023 | > 75% |
| STERLING BAY, LLC | Domestic Entity | STERLING BAY HOLDINGS GROUP, LLC | MEMBER | 01/2023 | > 75% |