RPM CAPITAL MANAGEMENT, LLC
Adviser information for RPM CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 177 | $85.8M |
| Non-Discretionary | 1 | $120,400 |
| Total | 178 | $85.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 8 | $2.1M |
| HNW Individuals | 159 | $78.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $42,959 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $5.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-107269 |
|---|---|
| SEC ERA File Number | 801-107269 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164200 |
| Legal Entity Identifier | 254900A6MM31J0PNU417 |
Principal Office
800 WESTCHESTER AVENUESUITE 641 NORTH
RYE BROOK
NY
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 203-992-1100, Fax: None
Websites
Chief Compliance Officer
TRACY ABBOTT
SENIOR PRINCIPAL CONSULTANT
140 E. 45TH STREET
29TH FLOOR
NEW YORK
NY
United States
Tel:
518-256-1526
T***********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEWLAND, MICHELE, MARY | Individual | – | MANAGING MEMBER, PARTNER | 06/2012 | 50-75% |
| DEFRUSCIO, ROBERT, ALLAN | Individual | – | OWNER | 06/2012 | 25-50% |
| ABBOTT, TRACY, KATE | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2023 | < 5% |