HAZELVIEW SECURITIES (US) LLC
Adviser information for HAZELVIEW SECURITIES (US) LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $192.2M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $192.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $77.2M |
| Pension and profit sharing plans | <5 | $26.2M |
| Charitable organizations | <5 | $18.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $70.2M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-107273 |
|---|---|
| SEC ERA File Number | 801-107273 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174811 |
| Legal Entity Identifier | 549300GSPCBXJBHTR136 |
Principal Office
535 FIFTH AVENUE4TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 917-439-9192, Fax: None
Websites
Chief Compliance Officer
TIMOTHY FITZPATRICK
1133 YONGE STREET
4TH FLOOR
TORONTO, ONTARIO
Canada
Tel:
416-928-8909
T***********@************M
(Full email address available in API data)
Industry Affiliates
| HAZELVIEW INVESTMENTS INC. | Sponsor or syndicator of limited partnerships |
| HAZELVIEW SECURITIES INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HAZELVIEW GLOBAL REAL ESTATE CORE FUND, L.P. | Real Estate Fund | $77.2M | $1.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAZELVIEW INVESTMENTS INC. | Foreign Entity | – | MANAGING MEMBER | 03/2020 | > 75% |
| SAHN, SAMUEL, JOSHUA | Individual | – | MANAGING PARTNER , PORTFOLIO MANAGER | 01/2015 | < 5% |
| BIZZARRI, UGO, (NMN) | Individual | CARICOLA LTD. (ONTARIO) | SHAREHOLDER | 04/2021 | > 75% |
| RUSSO, CORRADO, ROBERTO | Individual | – | MANAGING PARTNER & HEAD OF GLOBAL SECURITIES | 09/2017 | < 5% |
| FITZPATRICK, TIMOTHY, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2018 | < 5% |
| TRE LUPI INC. (ONTARIO) | Foreign Entity | HAZELVIEW INVESTMENTS INC. | SHAREHOLDER | 12/2022 | 50-75% |
| CARICOLA LTD. (ONTARIO) | Foreign Entity | TRE LUPI INC. (ONTARIO) | SHAREHOLDER | 04/2021 | > 75% |
| RTM MANAGEMENT INC. (ONTARIO) | Foreign Entity | HAZELVIEW INVESTMENTS INC. | SHAREHOLDER | 12/2022 | 25-50% |