RUBEY & RUST CAPITAL MANAGEMENT, LLC
Adviser information for RUBEY & RUST CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 445 | $223.7M |
| Non-Discretionary | 2 | $99.9M |
| Total | 447 | $323.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 105 | $36.5M |
| HNW Individuals | 34 | $118.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $22.4M |
| Charitable organizations | <5 | $938,432 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $77.5M |
| Other | <5 | $67.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-107286 |
|---|---|
| SEC ERA File Number | 801-107286 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282776 |
| Legal Entity Identifier | None |
Principal Office
520 GONOWABIE RDCRYSTAL BAY
NV
United States
Monday - Friday, BY APPOINTMENT
Tel: 925-997-0994, Fax: None
Chief Compliance Officer
MARGARET RUST
CEO
2528 ALAMO COUNTRY CIRCLE
ALAMO
CA
United States
Tel:
925-997-0994
Fax:
925-944-4850
M*******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUST, MARGARET, RUBEY | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 03/2016 | > 75% |