Hedge Fund Database

MOSELEY INVESTMENT MANAGEMENT, INC.

Adviser information for MOSELEY INVESTMENT MANAGEMENT, INC. last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 906 $345.6M
Non-Discretionary 7 $5.6M
Total 913 $351.2M

Clients

Type Number RAUM
Individuals 289 $102.0M
HNW Individuals 97 $227.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $6.8M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $14.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)WEALTH MANAGEMENT
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-107305
SEC ERA File Number 801-107305
SEC CIK Numbers 906396
SEC CRD Numbers 124152
Legal Entity Identifier None

Principal Office

1724 MANATEE AVENUE W
BRADENTION
FL
United States
Monday - Friday, 8:30AM TO 5:00 PM
Tel: 941-745-2799, Fax: 9417461424

Websites

www.moseleyinvestment.com www.facebook.com/moseleyinvestmentmanagement www.instagram.com/moseleyinvestmentsrq/ www.linkedin.com/company/moseley-investment-management-inc-/ twitter.com/moseleywealth

Chief Compliance Officer

DINA VILLALOBOS
CCO
1724 MANATEE AVE W
BRADENTON
FL
United States
Tel: 941-745-2799
(Full email address available in API data)

Regulatory Contact

SUSAN MOSELEY
OWNER/PRESIDENT
1724 MANATEE AVENUE W..
BRADENTON
FL
United States
Tel: 941-745-2799
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MOSELEY, SUSAN, SHEPARD Individual – PRESIDENT 01/1993 > 75%
Villalobos, DINA, L Individual – CCO 01/2016 < 5%
MOSELEY, RYAN, THOMAS Individual – VICE PRESIDENT 11/2018 10-25%

No. Employees, Historic

105020192020202120222023202420258 on 8/28/20197 on 3/12/20207 on 6/17/20207 on 9/15/20207 on 3/17/20217 on 3/3/20227 on 4/19/20227 on 3/6/20237 on 3/6/20237 on 3/15/2024

RAUM, Historic

400M200M02019202020212022202320242025175944313 on 8/28/2019197777344 on 3/12/2020197777344 on 6/17/2020197777344 on 9/15/2020279741097 on 3/17/2021324295212 on 3/3/2022324295212 on 4/19/2022258097595 on 3/6/2023258097595 on 3/6/2023351219456 on 3/15/2024

No. Clients, Historic

40020002019202020212022202320242025285 on 8/28/2019337 on 3/12/2020337 on 6/17/2020337 on 9/15/2020347 on 3/17/2021357 on 3/3/2022357 on 4/19/2022355 on 3/6/2023355 on 3/6/2023391 on 3/15/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 1M 8K 0
ACCURAY INC COM 22K 12K 0
ADOBE INC COM 429K 772 0
ADVANCED MICRO DEVICES INC COM 2M 11K 0
AFLAC INC COM 351K 4K 0
AIRBNB INC COM CL A 238K 2K 0
ALLISON TRANSMISSION HLDGS I COM 843K 11K 0
ALPHABET INC CAP STK CL C 1M 6K 0
ALPHABET INC CAP STK CL A 7M 39K 0
ALPS ETF TR ALERIAN MLP 270K 6K 0
AMAZON COM INC COM 9M 48K 0
AMGEN INC COM 2M 6K 0
APPLE INC COM 16M 75K 0
AXON ENTERPRISE INC COM 914K 3K 0
BALCHEM CORP COM 981K 6K 0
BANK AMERICA CORP COM 237K 6K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 8M 21K 0
BLACKROCK INC COM 359K 456 0
BLACKSTONE INC COM 1M 11K 0
BOOKING HOLDINGS INC COM 496K 125 0
BRISTOL-MYERS SQUIBB CO COM 229K 6K 0
BROADCOM INC COM 7M 5K 0
BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS 221K 6K 0
BROOKFIELD CORP CL A LTD VT SH 1M 29K 0
BROOKFIELD RENEWABLE CORP CL A SUB VTG 329K 12K 0
CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 686K 23K 0
CHEVRON CORP NEW COM 2M 11K 0
CHIPOTLE MEXICAN GRILL INC COM 880K 14K 0
CLOUDFLARE INC CL A COM 234K 3K 0
COSTCO WHSL CORP NEW COM 2M 2K 0
CROWDSTRIKE HLDGS INC CL A 2M 6K 0
DISNEY WALT CO COM 1M 13K 0
DOMINOS PIZZA INC COM 813K 2K 0
EATON CORP PLC SHS 6M 18K 0
ELI LILLY & CO COM 3M 4K 0
ENTERPRISE PRODS PARTNERS L COM 1M 48K 0
EQUINIX INC COM 451K 596 0
EXXON MOBIL CORP COM 643K 6K 0
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 210K 4K 0
FIRST TR MORNINGSTAR DIVID L SHS 336K 9K 0
GENERAL DYNAMICS CORP COM 457K 2K 0
GOLDMAN SACHS ETF TR S&P 500 CORE PRE 218K 5K 0
HERSHEY CO COM 287K 2K 0
HOME DEPOT INC COM 4M 12K 0
HONEYWELL INTL INC COM 2M 9K 0
IDEXX LABS INC COM 353K 725 0
ILLINOIS TOOL WKS INC COM 259K 1K 0
INTERNATIONAL BUSINESS MACHS COM 356K 2K 0
INTUITIVE SURGICAL INC COM NEW 954K 2K 0
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 248K 4K 0
INVESCO QQQ TR UNIT SER 1 793K 2K 0
ISHARES TR EXPONENTIAL TECH 485K 8K 0
ISHARES TR IBONDS 25 TRM TS 8M 353K 0
ISHARES TR IBONDS 28 TRM TS 2M 87K 0
ISHARES TR IBONDS DEC 2031 1M 72K 0
ISHARES TR IBONDS DEC2026 3M 115K 0
ISHARES TR PFD AND INCM SEC 209K 7K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 1M 23K 0
JABIL INC COM 466K 4K 0
JACOBS SOLUTIONS INC COM 886K 6K 0
JOHNSON & JOHNSON COM 2M 15K 0
JPMORGAN CHASE & CO. COM 4M 18K 0
KIMBERLY-CLARK CORP COM 213K 2K 0
LOCKHEED MARTIN CORP COM 2M 5K 0
LOWES COS INC COM 483K 2K 0
MASTERCARD INCORPORATED CL A 699K 2K 0
MCCORMICK & CO INC COM NON VTG 1M 17K 0
MEDTRONIC PLC SHS 1M 13K 0
MERCADOLIBRE INC COM 1M 841 0
MERCK & CO INC COM 783K 6K 0
META PLATFORMS INC CL A 2M 4K 0
MICROSOFT CORP COM 11M 25K 0
NATIONAL STORAGE AFFILIATES COM SHS BEN IN 1M 25K 0
NETFLIX INC COM 2M 2K 0
NEXTERA ENERGY INC COM 4M 56K 0
NIKE INC CL B 242K 3K 0
NORTHROP GRUMMAN CORP COM 229K 526 0
NOVO-NORDISK A S ADR 294K 2K 0
NVIDIA CORPORATION COM 14M 110K 0
OPKO HEALTH INC COM 43K 34K 0
PALANTIR TECHNOLOGIES INC CL A 658K 26K 0
PAYCHEX INC COM 258K 2K 0
PAYPAL HLDGS INC COM 314K 5K 0
PEPSICO INC COM 3M 18K 0
PFIZER INC COM 352K 13K 0
PROCTER AND GAMBLE CO COM 1M 7K 0
QUALCOMM INC COM 4M 18K 0
RAYMOND JAMES FINL INC COM 203K 2K 0
REALTY INCOME CORP COM 690K 13K 0
S&P GLOBAL INC COM 700K 2K 0
SALESFORCE INC COM 958K 4K 0
SCHWAB CHARLES CORP COM 769K 10K 0
SCHWAB STRATEGIC TR US BRD MKT ETF 345K 5K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 569K 9K 0
SEA LTD SPONSORD ADS 251K 4K 0
SHERWIN WILLIAMS CO COM 731K 2K 0
SHOPIFY INC CL A 385K 6K 0
SOFI TECHNOLOGIES INC COM 205K 31K 0
SOUTHERN CO COM 486K 6K 0
SPDR GOLD TR GOLD SHS 737K 3K 0
SPDR S&P 500 ETF TR TR UNIT 348K 639 0
SPDR SER TR PRTFLO S&P500 GW 342K 4K 0
SPDR SER TR PORTFOLI S&P1500 614K 9K 0
SPDR SER TR BBG CONV SEC ETF 220K 3K 0
SPDR SER TR NUVEEN BLMBRG SH 508K 11K 0
STARBUCKS CORP COM 543K 7K 0
SYSCO CORP COM 496K 7K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 267K 2K 0
TENET HEALTHCARE CORP COM NEW 363K 3K 0
TESLA INC COM 5M 25K 0
TEXAS INSTRS INC COM 536K 3K 0
TEXTRON INC COM 301K 4K 0
THERMO FISHER SCIENTIFIC INC COM 289K 523 0
TIDAL TR II RETURN STCKD US 298K 12K 0
TYLER TECHNOLOGIES INC COM 604K 1K 0
UNILEVER PLC SPON ADR NEW 232K 4K 0
UNITEDHEALTH GROUP INC COM 1M 2K 0
US BANCORP DEL COM NEW 254K 6K 0
VALERO ENERGY CORP COM 2M 14K 0
VANGUARD BD INDEX FDS SHORT TRM BOND 312K 4K 0
VANGUARD BD INDEX FDS INTERMED TERM 220K 3K 0
VANGUARD INDEX FDS GROWTH ETF 2M 4K 0
VANGUARD INDEX FDS REAL ESTATE ETF 273K 3K 0
VANGUARD INDEX FDS VALUE ETF 471K 3K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 416K 832 0
VANGUARD INDEX FDS TOTAL STK MKT 2M 8K 0
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 708K 6K 0
VANGUARD MUN BD FDS TAX EXEMPT BD 555K 11K 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 241K 3K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 3M 19K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 10K 0
VANGUARD WHITEHALL FDS INTL HIGH ETF 924K 13K 0
VANGUARD WHITEHALL FDS INTL DVD ETF 2M 21K 0
VANGUARD WORLD FD HEALTH CAR ETF 337K 1K 0
VANGUARD WORLD FD INF TECH ETF 2M 4K 0
VEEVA SYS INC CL A COM 393K 2K 0
VERIZON COMMUNICATIONS INC COM 2M 45K 0
VISA INC COM CL A 2M 6K 0
WALMART INC COM 814K 12K 0
WASTE MGMT INC DEL COM 264K 1K 0
WILLIAMS COS INC COM 350K 8K 0
WISDOMTREE TR US TOTAL DIVIDND 214K 3K 0
XYLEM INC COM 225K 2K 0
ZOETIS INC CL A 1M 8K 0