Hedge Fund Database

TRIUMPH CAPITAL MANAGEMENT

Adviser information for TRIUMPH CAPITAL MANAGEMENT last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 18
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 16
Licensed Agents of an Insurance Company 11
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,443 $421.1M
Non-Discretionary 0 $0
Total 3,443 $421.1M

Clients

Type Number RAUM
Individuals 1,920 $190.3M
HNW Individuals 160 $200.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 190 $29.3M
Charitable organizations <5 $1.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agentFIXED/HEALTH/PROPERTY & CASUALTY INSURANCE

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 421.1M
Portfolio Manager 0
Both for Same 0

Identifiers

SEC RIA File Number 801-107312
SEC ERA File Number 801-107312
SEC CIK Numbers 1730765
SEC CRD Numbers 282814
Legal Entity Identifier None

Principal Office

1610 WYNKOOP STREET, SUITE 550
DENVER
CO
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 720-399-5555, Fax: 720-399-5560

Websites

twitter.com/triumph_info www.gotostage.com/channel/bcff543de66d4168a9b1a0e29c79e752 www.linkedin.com/company/triumph-capital-llc/ www.triumphcapitalmanagement.com www.facebook.com/triumphcapitalmanagement/ www.youtube.com/channel/uckc2qdvgprafavasqm40inw

Chief Compliance Officer

BRANDON DRESPLING
IAR
1610 WYNKOOP STREET, SUITE 550
DENVER
CO
United States
Tel: 720-399-5555
Fax: 720-399-5560
(Full email address available in API data)

Regulatory Contact

DEREK EICHENWALD
MANAGING MEMBER, IAR
1610 WYNKOOP STREET, SUITE 550
DENVER
CO
United States
Tel: 720-399-5555
Fax: 720-399-5560
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
EICHENWALD, DEREK, NATHAN Individual – PRESIDENT 01/2016 > 75%
DRESPLING, BRANDON, CARL Individual – CHIEF COMPLIANCE OFFICER 01/2016 < 5%

No. Employees, Historic

20100201920202021202220232024202514 on 10/15/201914 on 11/27/201914 on 2/11/202014 on 6/24/202014 on 10/20/202014 on 1/4/202115 on 3/29/202115 on 9/24/202116 on 3/15/202217 on 3/16/202317 on 9/25/202318 on 3/21/2024

RAUM, Historic

500M250M02019202020212022202320242025299935122 on 10/15/2019299935122 on 11/27/2019345895106 on 2/11/2020345895106 on 6/24/2020345895106 on 10/20/2020345895106 on 1/4/2021372911856 on 3/29/2021372911856 on 9/24/2021411903849 on 3/15/2022376042022 on 3/16/2023376042022 on 9/25/2023421132382 on 3/21/2024

No. Clients, Historic

3,0001,500020192020202120222023202420251871 on 10/15/20191871 on 11/27/20192096 on 2/11/20202096 on 6/24/20202096 on 10/20/20202096 on 1/4/20212233 on 3/29/20212233 on 9/24/20212291 on 3/15/20222389 on 3/16/20232389 on 9/25/20232270 on 3/21/2024

Holdings

From latest 13F, filed April 25th, 2024 for period ending March 31st, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM COM 886K 9K 0
ABRDN ASIA PACIFIC INCOME FUND COM COM 295K 106K 0
ADVANCED MICRO DEVICES INC COM COM 669K 4K 0
AGF U.S. MARKET NEUTRAL ANTI-BETA FUND ETF 474K 26K 0
AIR TRANSPORT SERVICES GRP INC COM COM 330K 25K 0
AIRBNB INC COM CL A COM 223K 1K 0
ALBEMARLE CORP COM COM 576K 4K 0
ALGONQUIN PWR UTILS CORP COM COM 75K 12K 0
ALPHABET INC CAP STK CL A COM 462K 3K 0
ALPHABET INC CAP STK CL C COM 245K 2K 0
ALPS O'SHARES GLOBAL INTERNET GIANTS ETF ETF 261K 7K 0
ALPS/SMITH CORE PLUS BOND ETF ETF 604K 24K 0
ALTRIA GROUP INC COM COM 678K 16K 0
AMAZON COM INC COM COM 404K 2K 0
AMCOR PLC ORD COM 242K 26K 0
AMPLIFY HIGH INCOME ETF ETF 789K 66K 0
ANNALY CAPITAL MANAGEMENT INC COM COM 373K 19K 0
AON PLC SHS CL A COM 2M 6K 0
APOLLO COML REAL EST FIN INC COM COM 322K 29K 0
APPLE INC COM COM 2M 14K 0
APPLIED MATLS INC COM COM 909K 4K 0
ARES COML REAL ESTATE CORP COM COM 146K 20K 0
AT&T INC COM COM 389K 22K 0
BAKER HUGHES COMPANY CL A COM 265K 8K 0
BARINGS BDC INC COM COM 225K 24K 0
BCE INC COM NEW COM 588K 17K 0
BERKSHIRE HATHAWAY INC DEL CL B COM 3M 6K 0
BLACK STONE MINERALS L P COM UNIT COM 477K 30K 0
BLACKROCK TCP CAPITAL CORP COM COM 162K 16K 0
BLACKSTONE INC COM COM 356K 3K 0
BLACKSTONE SECD LENDING FD COMMON STOCK COM 861K 28K 0
BLUE OWL CAPITAL CORPORATION COM COM 499K 33K 0
BOEING CO COM COM 638K 3K 0
BRISTOL-MYERS SQUIBB CO COM COM 750K 14K 0
CANADIAN IMPERIAL BK COMM TORO COM COM 272K 5K 0
CIA ENERGETICA DE MINAS GERAIS SP ADR N-V PFD ADR 41K 17K 0
CION INVT CORP COM COM 193K 17K 0
COINBASE GLOBAL INC COM CL A COM 258K 1K 0
COMCAST CORP NEW CL A COM 430K 10K 0
COMMUNICATION SERVICES SELECT SECTOR SPDR FUND ETF 601K 7K 0
CONAGRA BRANDS INC COM COM 334K 11K 0
CONFLUENT INC CLASS A COM COM 806K 27K 0
CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 286K 4K 0
COSTCO WHSL CORP NEW COM COM 362K 501 0
CROWDSTRIKE HLDGS INC CL A COM 1M 3K 0
CROWN HLDGS INC COM COM 377K 5K 0
DAY HAGAN/NED DAVIS RESEARCH SMART SECTOR ETF ETF 334K 9K 0
DEVON ENERGY CORP NEW COM COM 264K 5K 0
DISNEY WALT CO COM COM 584K 5K 0
DOCUSIGN INC COM COM 245K 4K 0
DOUBLELINE INCOME SOLUTIONS FD COM COM 914K 71K 0
DOW INC COM COM 367K 6K 0
DOWLAIS GROUP PLC SHS COM 20K 21K 0
EATON VANCE TAX MANAGED BUY W COM COM 469K 36K 0
EDISON INTL COM COM 410K 6K 0
ELI LILLY & CO COM COM 582K 766 0
ENERGY SELECT SECTOR SPDR FUND ETF 2M 18K 0
EOG RES INC COM COM 340K 3K 0
EXXON MOBIL CORP COM COM 393K 3K 0
F5 INC COM COM 208K 1K 0
FEDEX CORP COM COM 478K 2K 0
FIDELITY MSCI CONSUMER DISCRETIONARY INDEX ETF ETF 990K 12K 0
FINANCIAL SELECT SECTOR SPDR FUND ETF 2M 38K 0
FIRST TRUST CAPITAL STRENGTH ETF ETF 4M 49K 0
FIRST TRUST CLOUD COMPUTING ETF ETF 225K 2K 0
FIRST TRUST CORE INVESTMENT GRADE ETF ETF 809K 39K 0
FIRST TRUST DOW JONES GLOBAL SELECT DIVIDEND INDEX FUND ETF 1M 57K 0
FIRST TRUST DOW JONES INTERNET INDEX FUND ETF 214K 1K 0
FIRST TRUST ENHANCED SHORT MATURITY ETF ETF 16M 266K 0
FIRST TRUST HEALTH CARE ALPHADEX FUND ETF 744K 7K 0
FIRST TRUST INDXX AEROSPACE & DEFENSE ETF ETF 1M 38K 0
FIRST TRUST LARGE CAP CORE ALPHADEX FUND ETF 8M 79K 0
FIRST TRUST LOW DURATION OPPORTUNITIES ETF ETF 1M 22K 0
FIRST TRUST NASDAQ CYBERSECURITY ETF ETF 245K 4K 0
FIRST TRUST PREFERRED SECURITIES & INCOME ETF ETF 9M 490K 0
FIRST TRUST RISING DIVIDEND ACHIEVERS ETF ETF 5M 96K 0
FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF ETF 1M 31K 0
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF ETF 9M 205K 0
FIRST TRUST UTILITIES ALPHADEX FUND ETF 2M 72K 0
FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 2M 38K 0
FLEXSHARES HIGH YIELD VALUE-SCORED BOND INDEX FUND HIGH YIELD VALUE SCORED ETF 232K 6K 0
FRANKLIN BSP RLTY TR INC COMMON STOCK COM 255K 19K 0
FT VEST RISING DIVIDEND ACHIEVERS TARGET INCOME ETF ETF 398K 16K 0
FT VEST S&P 500 DIVIDEND ARISTOCRATS TARGET INCOME ETF ETF 2M 45K 0
FT VEST U.S. EQUITY ENHANCE & MODERATE BUFFER ETF - MARCH ETF 1M 36K 0
FT VEST U.S. EQUITY MODERATE BUFFER ETF - JAN ETF 319K 9K 0
FT VEST US EQUITY MODERATE BUFFER ETF FEBRUARY ETF 896K 26K 0
GENERAL MLS INC COM COM 241K 3K 0
GILEAD SCIENCES INC COM COM 578K 8K 0
GLOBAL X ALTERNATIVE INCOME ETF ETF 552K 48K 0
GLOBAL X NASDAQ 100 COVERED CALL ETF ETF 2M 117K 0
GLOBAL X NASDAQ 100 RISK MANAGED INCOME ETF ETF 241K 14K 0
GLOBAL X ROBOTICS & ARTIFICIAL INTELLIGENCE ETF ETF 326K 10K 0
GLOBAL X RUSSELL 2000 COVERED CALL ETF ETF 309K 18K 0
GLOBAL X SUPERDIVIDEND ETF ETF 349K 16K 0
GLOBAL X SUPERDIVIDEND US ETF ETF 1M 63K 0
GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF ETF 370K 9K 0
GLOBAL X U.S. PREFERRED ETF ETF 879K 43K 0
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF ETF 3M 28K 0
GOLDMAN SACHS GROUP INC COM COM 215K 520 0
HALLIBURTON CO COM COM 632K 16K 0
HELLO GROUP INC ADS ADR 1M 235K 0
HERSHEY CO COM COM 419K 2K 0
HUMANIGEN INC COM COM 3 17K 0
ICAHN ENTERPRISES LP DEPOSITARY UNIT COM 831K 49K 0
INDEPENDENCE RLTY TR INC COM COM 212K 14K 0
INLAND REAL ESTATE INCOME TR I COM COM 692K 36K 0
INNOVATOR DEFINED WEALTH SHIELD ETF ETF 728K 25K 0
INNOVATOR EQUITY MANAGED FLOOR ETF ETF 2M 57K 0
INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - AUGUST ETF 2M 61K 0
INTEL CORP COM COM 265K 6K 0
INVESCO QQQ TRUST SERIES I ETF 3M 6K 0
INVESCO S&P 500 EQUAL WEIGHT ETF ETF 836K 5K 0
INVESCO SENIOR LOAN ETF ETF 3M 162K 0
ISHARES 0-3 MONTH TREASURY BOND ETF ETF 526K 5K 0
ISHARES 0-5 YEAR TIPS BOND ETF ETF 365K 4K 0
ISHARES 20 PLUS YEAR TREASURY BOND BUYWRITE STRATEGY ETF ETF 264K 10K 0
ISHARES BIOTECHNOLOGY ETF ETF 517K 4K 0
ISHARES CORE S&P 500 ETF ETF 3M 7K 0
ISHARES CORE U.S. AGGREGATE BOND ETF ETF 528K 5K 0
ISHARES CYBERSECURITY & TECH ETF ETF 546K 12K 0
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF ETF 907K 11K 0
ISHARES FLOATING RATE BOND ETF ETF 724K 14K 0
ISHARES INVESTMENT GRADE CORPORATE BOND BUYWRITE STRATEGY ETF ETF 286K 10K 0
ISHARES JPX-NIKKEI 400 ETF ETF 979K 13K 0
ISHARES MORTGAGE REAL ESTATE ETF ETF 259K 11K 0
ISHARES MSCI BRAZIL ETF ETF 319K 10K 0
ISHARES MSCI INTL QUALITY FACTOR ETF ETF 791K 20K 0
ISHARES MSCI MEXICO ETF ETF 269K 4K 0
ISHARES MSCI TURKEY ETF ETF 468K 13K 0
ISHARES MSCI USA QUALITY FACTOR ETF ETF 4M 21K 0
ISHARES PREFERRED & INCOME SECURITIES ETF ETF 458K 14K 0
ISHARES RUSSELL 2000 ETF ETF 6M 27K 0
ISHARES RUSSELL 2000 GROWTH ETF ETF 863K 3K 0
ISHARES RUSSELL MIDCAP ETF ETF 5M 57K 0
ISHARES S&P 500 VALUE ETF ETF 318K 2K 0
ISHARES SHORT TREASURY BOND ETF ETF 894K 8K 0
ISHARES U.S. AEROSPACE & DEFENSE ETF ETF 743K 6K 0
ISHARES U.S. ENERGY ETF ETF 672K 14K 0
ISHARES U.S. ETF TRUST ISHARES GSCI COMMODITY DYNAMIC ROLL STRATEGY ETF ETF 589K 22K 0
ISHARES U.S. TREASURY BOND ETF ETF 445K 20K 0
JACKSON FINANCIAL INC COM CL A COM 372K 6K 0
JOHNSON & JOHNSON COM COM 459K 3K 0
JPMORGAN CHASE & CO COM COM 411K 2K 0
JPMORGAN EQUITY PREMIUM INCOME FUND JPMORGAN EQUITY PREMIUM INCOME FUND ETF 3M 49K 0
JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHORT INCOME FUND ETF 10M 197K 0
KENVUE INC COM COM 1M 60K 0
KINDER MORGAN INC DEL COM COM 555K 30K 0
KKR REAL ESTATE FIN TR INC COM COM 198K 20K 0
KOIOS BEVERAGE CORP COM COM 39 11K 0
LAM RESEARCH CORP COM COM 880K 894 0
LHA RISK-MANAGED INCOME ETF ETF 383K 15K 0
LUMEN TECHNOLOGIES INC COM COM 21K 14K 0
MARINE PRODS CORP COM COM 160K 14K 0
MEDICAL PPTYS TRUST INC COM COM 194K 43K 0
MERCADOLIBRE INC COM COM 275K 180 0
META PLATFORMS INC CL A COM 673K 1K 0
MICROSOFT CORP COM COM 3M 6K 0
NEOS S&P 500 HIGH INCOME ETF ETF 1M 24K 0
NOV INC COM COM 770K 39K 0
NU HLDGS LTD ORD SHS CL A COM 340K 29K 0
NUVEEN S&P 500 BUY-WRITE INCOM COM COM 226K 17K 0
NVIDIA CORPORATION COM COM 2M 2K 0
OCCIDENTAL PETE CORP COM COM 408K 6K 0
OKTA INC CL A COM 329K 3K 0
ORACLE CORP COM COM 210K 2K 0
PACER GLOBAL CASH COWS DIVIDEND ETF ETF 212K 6K 0
PACER SWAN SOS FUND OF FUNDS ETF ETF 240K 9K 0
PACER US CASH COWS 100 ETF ETF 2M 35K 0
PACER US SMALL CAP CASH COWS 100 ETF ETF 825K 17K 0
PALANTIR TECHNOLOGIES INC CL A COM 947K 41K 0
PALO ALTO NETWORKS INC COM COM 1M 4K 0
PAYPAL HLDGS INC COM COM 839K 13K 0
PEAKSTONE REALTY TRUST COMMON SHARES COM 215K 14K 0
PFIZER INC COM COM 771K 28K 0
PHILIP MORRIS INTL INC COM COM 542K 6K 0
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND ETF 390K 4K 0
PROCTER AND GAMBLE CO COM COM 781K 5K 0
PROGYNY INC COM COM 440K 12K 0
PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF ETF 764K 8K 0
PROSPECT CAP CORP COM COM 145K 26K 0
QUALCOMM INC COM COM 622K 4K 0
REAL ESTATE SELECT SECTOR SPDR FUND ETF 881K 23K 0
SAMSARA INC COM CL A COM 900K 25K 0
SCHWAB CHARLES CORP COM COM 221K 3K 0
SEAFARER EXPL CORP COM COM 323 17K 0
SHOPIFY INC CL A COM 212K 3K 0
SNOWFLAKE INC CL A COM 791K 5K 0
SOFI TECHNOLOGIES INC COM COM 3M 362K 0
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF ETF 3M 33K 0
SPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF ETF 376K 12K 0
SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 310K 8K 0
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST ETF 2M 5K 0
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF ETF 907K 25K 0
SPDR PORTFOLIO EMERGING MARKETS ETF ETF 768K 21K 0
SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF ETF 1M 19K 0
SPDR PORTFOLIO S&P 600 SMALL CAP ETF ETF 1M 29K 0
SPDR S&P 500 ETF TRUST ETF 7M 14K 0
SPDR S&P METALS & MINING ETF ETF 419K 7K 0
SPDR S&P MIDCAP 400 ETF TRUST ETF 1M 2K 0
SPDR SSGA U.S. SECTOR ROTATION ETF ETF 426K 9K 0
SUPER MICRO COMPUTER INC COM COM 241K 232 0
SWEETGREEN INC COM CL A COM 252K 10K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 579K 4K 0
TESLA INC COM COM 2M 10K 0
THERMO FISHER SCIENTIFIC INC COM COM 475K 823 0
TOAST INC CL A COM 247K 10K 0
TRINITY CAP INC COM COM 475K 33K 0
TWILIO INC CL A COM 235K 4K 0
TWO HBRS INVT CORP COM COM 310K 23K 0
TYSON FOODS INC CL A COM 758K 13K 0
UNITY SOFTWARE INC COM COM 225K 8K 0
UTILITIES SELECT SECTOR SPDR FUND ETF 2M 34K 0
VANECK EGYPT INDEX ETF ETF 381K 18K 0
VANECK MORNINGSTAR WIDE MOAT ETF ETF 2M 22K 0
VANGUARD DIVIDEND APPRECIATION ETF ETF 245K 1K 0
VANGUARD HEALTH CARE ETF ETF 223K 831 0
VANGUARD HIGH DIVIDEND YIELD INDEX ETF ETF 441K 4K 0
VANGUARD S&P 500 ETF ETF 271K 564 0
VANGUARD TOTAL BOND MARKET ETF ETF 7M 93K 0
VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 5M 95K 0
VEEVA SYS INC CL A COM COM 248K 1K 0
VERIZON COMMUNICATIONS INC COM COM 361K 9K 0
WELLS FARGO CO NEW COM COM 518K 9K 0
XCEL ENERGY INC COM COM 247K 5K 0