Hedge Fund Database

RADNOR FINANCIAL ADVISORS, LLC

Adviser information for RADNOR FINANCIAL ADVISORS, LLC last updated from Form ADV on March 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 23
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,579 $2.8B
Non-Discretionary 9 $24.6M
Total 2,588 $2.8B

Clients

Type Number RAUM
Individuals 242 $100.9M
HNW Individuals 391 $2.7B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 90
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-107320
SEC ERA File Number 801-107320
SEC CIK Numbers 1660405
SEC CRD Numbers 282753
Legal Entity Identifier None

Principal Office

485 DEVON PARK DRIVE
SUITE 119
WAYNE
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 610-975-0280, Fax: 610-975-0283

Websites

www.linkedin.com/in/katieriesberg/ www.linkedin.com/in/joshua-rodriguez-29a837123/ www.linkedin.com/in/alyssa-heron-359782159/ www.linkedin.com/in/max-elfenbein-499938204 www.linkedin.com/in/ryan-egolf-ab5594170/ www.linkedin.com/in/mike-higgins-3b5651aa www.linkedin.com/in/laura-russell-09062018b www.linkedin.com/in/lilli-smith-99b907174 www.linkedin.com/in/teresa-r-logan www.linkedin.com/in/austin-starling-8ba24066/ www.linkedin.com/in/michaelwvalenti www.linkedin.com/in/stephanievermillion www.linkedin.com/in/derrick-goodenow-078392149 www.linkedin.com/in/joseph-moffitt-11b210141 www.linkedin.com/in/caity-salinsky-3124b349 www.linkedin.com/in/bryan-blades-cfp%c2%ae-38546614/ www.linkedin.com/company/9207404/ www.linkedin.com/in/michaelmattisecfp www.radnorfinancial.com/ www.facebook.com/radnorfinancial www.linkedin.com/in/austin-hoggan-2918454/ www.linkedin.com/in/tenira-horton-70946351 www.linkedin.com/in/kapil-patel-586687b/ www.linkedin.com/in/carlrosenfeldcpa/ www.linkedin.com/in/haley-becker-14b2a1a7/ www.linkedin.com/in/casey-shure-cpa-cfp?-14000a41 www.linkedin.com/in/justin-spike-055b3a6/ www.linkedin.com/in/philipfried

Chief Compliance Officer

LARRY NAKAMURA
VP, HEAD OF US COMPLIANCE, CI FINANCIAL
2 S BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel: (305) 781-3040
(Full email address available in API data)

Regulatory Contact

SCOTT AKINS
GENERAL COUNSEL
2 S BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel: (214) 893-7131
(Full email address available in API data)

Industry Affiliates

CI PRIVATE WEALTH Other investment adviser, including financial planners
CIPW FAMILY OFFICE SERVICES, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MATTISE, MICHAEL, NEWMAN Individual – PRESIDENT, CHIEF INVESTMENT OFFICER 02/2016 < 5%
VERMILLION, STEPHANIE, RUTH Individual – CHIEF OPERATING OFFICER 02/2016 < 5%
ROSENFELD, CARL, MICHAEL Individual – CHIEF MARKETING OFFICER 02/2016 < 5%
SHURE, CASEY, ZISTEL Individual – DIRECTOR OF FINANCIAL PLANNING 07/2017 < 5%
SPIKE, JUSTIN, MATTHEW Individual – FINANCIAL CONSULTANT 07/2019 < 5%
JACOBS, BRIAN, JOSHUA Individual – FINANCIAL CONSULTANT, DIRECTOR OF PORTFOLIO MANAGEMENT 07/2019 < 5%
CI PRIVATE WEALTH, LLC Domestic Entity – OWNER 01/2022 > 75%
CIPW HOLDINGS, LLC Domestic Entity CI PRIVATE WEALTH, LLC OWNER 09/2021 > 75%
CI US HOLDINGS INC. Domestic Entity CIPW HOLDINGS, LLC OWNER 08/2021 > 75%
CI FINANCIAL CORP. Foreign Entity CI US HOLDINGS INC. OWNER 08/2021 > 75%
NAKAMURA, LARRY, TRISTON Individual – CHIEF COMPLIANCE OFFICER 02/2023 < 5%

No. Employees, Historic

3015020192020202120222023202416 on 10/29/201918 on 2/17/202018 on 5/29/202018 on 6/10/202018 on 10/16/202018 on 10/19/202018 on 10/21/202022 on 3/19/202122 on 3/22/202122 on 11/5/202122 on 11/10/202123 on 3/29/202223 on 4/4/202223 on 11/1/202223 on 3/1/2023

RAUM, Historic

3B2B02019202020212022202320241600764456 on 10/29/20191871078384 on 2/17/20201871078384 on 5/29/20201871078384 on 6/10/20201871078384 on 10/16/20201871078384 on 10/19/20201871078384 on 10/21/20202331772656 on 3/19/20212331772656 on 3/22/20212331772656 on 11/5/20212331772656 on 11/10/20212814388473 on 3/29/20222814388473 on 4/4/20222814388473 on 11/1/20222814388473 on 3/1/2023

No. Clients, Historic

7003500201920202021202220232024438 on 10/29/2019395 on 2/17/2020395 on 5/29/2020395 on 6/10/2020395 on 10/16/2020395 on 10/19/2020395 on 10/21/2020446 on 3/19/2021446 on 3/22/2021446 on 11/5/2021446 on 11/10/2021633 on 3/29/2022633 on 4/4/2022633 on 11/1/2022633 on 3/1/2023

Holdings

From latest 13F, filed November 14th, 2022 for period ending September 30th, 2022
Name Class Value $USD # Shares Private Fund
Dimensional U.S. Targeted Value ETF ETF 18K 467K –
Dimensional US Marketwide Value ETF ETF 53K 2M –
Ishares Core MSCI Emerging Markets ETF 3K 81K –
iShares ESG MSCI USA Small Cap ETF ETF 1K 35K –
iShares MSCI EAFE Small Cap Index ETF 13K 272K –
iShares Russell 1000 Growth ETF ETF 1K 5K –
iShares Russell 2000 Growth Index ETF 2K 8K –
iShares S&P 500 Index ETF 4K 12K –
Schwab EMG Mkt Equity ETF ETF 15K 659K –
Schwab International Equity ETF ETF 2K 63K –
Schwab International Small-Cap Equity ETF ETF 28K 992K –
Schwab US LC ETF ETF 3K 62K –
Schwab US SC ETF ETF 14K 374K –
SPDR S&P 500 ETF Trust ETF 2K 4K –
Vanguard Dividend Appreciation Index fund ETF 5K 39K –
Vanguard Emerging Markets Stock ETF ETF 15K 424K –
Vanguard ESG U.S. Stock ETF ETF 1K 22K –
Vanguard FTSE All World ex-US Small-Cap ETF 1K 13K –
Vanguard Growth ETF ETF 24K 110K –
Vanguard High Dividend Yield Index ETF ETF 2K 26K –
Vanguard Large Cap ETF ETF 2K 13K –
Vanguard S&P 500 ETF ETF 8K 26K –
Vanguard SC Growth ETF ETF 31K 161K –
Vanguard Small-Cap ETF 4K 23K –
Vanguard Small-Cap Value ETF ETF 8K 54K –
Vanguard Total International Stock ETF ETF 5K 104K –
Vanguard Total Stock Market ETF ETF 18K 102K –