HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC.
Adviser information for HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 5 | $70.7M |
| Total | 5 | $70.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $70.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-107330 |
|---|---|
| SEC ERA File Number | 801-107330 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282906 |
| Legal Entity Identifier | None |
Principal Office
159 CROCKER PARK BLVD.SUITE 350
WESTLAKE
OH
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 440-899-1121, Fax: 440-808-1550
Chief Compliance Officer
RICHARD VERES
PRESIDENT
159 CROCKER PARK BLVD, SUITE 350
CLEVELAND
OH
United States
Tel:
440-899-1121
Fax:
440-808-1550
R*****@**********T
(Full email address available in API data)
Industry Affiliates
| HIGHLAND CONSULTING ASSOCIATES INC. | Other investment adviser, including financial plannersPension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VERES, RICHARD, NMN | Individual | – | PRESIDENT, CCO | 03/2014 | < 5% |
| MAHON, KEVIN, JOHN | Individual | – | SECRETARY | 03/2014 | < 5% |
| HIGHLAND CONSULTING ASSOCIATES INC. | Domestic Entity | – | PARENT CORPORATION | 03/2014 | > 75% |
| HIGHLAND CONSULTING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | Domestic Entity | HIGHLAND CONSULTING ASSOCIATES INC. | SHAREHOLDER | 01/2022 | > 75% |
| Mills, Mark, Gregory | Individual | HIGHLAND CONSULTING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | TRUSTEE | 10/2023 |