LANIER ASSET MANAGEMENT, LLC
Adviser information for LANIER ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kentucky, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 203 | $104.7M |
| Non-Discretionary | 35 | $9.5M |
| Total | 238 | $114.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 55 | $8.8M |
| HNW Individuals | 44 | $83.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $21.8M |
| Pension and profit sharing plans | <5 | $526,278 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-107331 |
|---|---|
| SEC ERA File Number | 801-107331 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150888 |
| Legal Entity Identifier | None |
Principal Office
10200 FOREST GREEN BOULEVARDSUITE 300
LOUISVILLE
KY
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 502-909-1100, Fax: 502-909-1101
Chief Compliance Officer
DEIDRE DURBIN
10200 FOREST GREEN BOULEVARD
SUITE 300
LOUISVILLE
KY
United States
Tel:
502-909-1100
Fax:
502-909-1101
D************@***********M
(Full email address available in API data)
Regulatory Contact
MARK HOFFMAN
MANAGING PARTNER
10200 FOREST GREEN BLVD.
SUITE 300
LOUISVILLE
KY
United States
Tel:
502-909-1100
Fax:
502-909-1101
M***********@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LANIER AVALON FUND, LLC | Real Estate Fund | $8.1M | $0.1M | 48 |
| LANIER BRIDGEPOINTE GARDENS FUND, LLC | Real Estate Fund | $6.6M | $0.1M | 29 |
| LANIER FOUR CHARTERS FUND, LLC | Real Estate Fund | $7.0M | $0.1M | 39 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOFFMAN, MARK, ROBERT | Individual | – | MANAGING MEMBER | 07/2009 | 50-75% |
| BEAVER, JUNIUS, VERNE | Individual | – | MANAGING MEMBER | 08/2009 | 25-50% |
| DURBIN, DEIDRE, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2011 | < 5% |