PEACHCAP TAX & ADVISORY, LLC
Adviser information for PEACHCAP TAX & ADVISORY, LLC last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 565 | $115.8M |
| Non-Discretionary | 0 | $0 |
| Total | 565 | $115.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 170 | $51.1M |
| HNW Individuals | 55 | $47.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 11 | $17.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSHARES IN THIRD-PARTY ADVISER FEES |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 98.5M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PEACHCAP WRAP FEE PROGRAM | PEACHCAP TAX & ADVISORY, LLC |
Identifiers
| SEC RIA File Number | 801-107335 |
|---|---|
| SEC ERA File Number | 801-107335 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158729 |
| Legal Entity Identifier | None |
Principal Office
550 PHARR RD.SUITE 700
ATLANTA
GA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 404-220-8958, Fax: 678-909-0433
Chief Compliance Officer
ERIC BURNETTE
550 PHARR RD.
SUITE 700
ATLANTA
GA
United States
Tel:
404-220-8958
Fax:
678-909-0433
E***@***********M
(Full email address available in API data)
Industry Affiliates
| PEACHCAP CPA'S LLC | Accountant or accounting firm |
| PEACHCAP SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| PEACHCAP TAX, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PEACHCAP INCORPORATED | Domestic Entity | – | OWNER | 01/2018 | > 75% |
| GREGG, JOSHUA, WOOD | Individual | – | CFO | 02/2015 | < 5% |
| BURNETTE, ERIC, STEVEN | Individual | – | PRESIDENT/CCO | 01/2019 | < 5% |
| GREGG, JOSHUA, WOOD | Individual | PEACHCAP INCORPORATED | CFO | 01/2018 | 25-50% |
| BURNETTE, ERIC, STEVEN | Individual | PEACHCAP INCORPORATED | PRESIDENT/CEO | 06/2020 | 25-50% |