Hedge Fund Database

HOBART WEALTH

HOBART PRIVATE CAPITAL, LLC Legal Name

Adviser information for HOBART WEALTH last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location North Carolina, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 9
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,860 $324.8M
Non-Discretionary 2 $1.5M
Total 1,862 $326.2M

Clients

Type Number RAUM
Individuals 570 $203.7M
HNW Individuals 84 $122.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $119,065
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 10
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-107338
SEC ERA File Number 801-107338
SEC CIK Numbers 1767062
SEC CRD Numbers 168494
Legal Entity Identifier None

Principal Office

7733 BALLANTYNE COMMONS PARKWAY
SUITE 101
CHARLOTTE
NC
United States
Monday - Friday, 8:30AM T0 5:00PM
Tel: 888-553-0122, Fax: 888-858-0926

Websites

twitter.com/hobartwealth www.hobartfinancialgroup.com charlottefinancialplanning.com/ insideannuity.com/ mutualfundmistakes.com/ savetaxescarolina.com/ hobartwealth.co charlotteinvestmentplanning.com/ hobartwealth.com/ charlottefinancialwebinar.com/ www.chrishobart.net/ www.chrishobart.org/ savetaxesraleigh.com/ www.seniorfinancialplanners.com/ planningfortaxesinretirement.com/ savetaxesinretirement.com/ www.youtube.com/channel/ucen4srgdhlmsoxvezl83buw hobart.financial/ charlottefinancialservice.com/ taxfreedomraleigh.com/ www.hobartfinancialgroup.net savetaxesnc.com/ northcarolinafinancialplanning.com/ www.theirapro.com taxfreedomcharlotte.com/ www.hobartfinancialgroup.org www.hobartfinancialgroup.mobi www.hobartfinancialgroup.info thewhitehatadvisor.com/ hobheart.com/ createmyretirementreport.com/ understandingtaxesinretirement.com/ www.hobartpc.com chrishobart.info/ soaringsocialsecurity.com/ awordaboutrisk.com/ facebook.com/hobartfinancialgroup taxfreedomcarolinas.com/ hobartfg.com/ iracheckup.com/ feecheckup.com/ savetaxinretirement.com/ taxfreedomcarolina.com/ www.chrishobart.com/ yourretirementbucketlist.com/ retirementcanbetaxing.com/ charlotteretirementplanner.com/ retirewithhobart.com/ retirementistaxing.com/ whitehatadvisors.com/ www.instagram.com/hobart_wealth/ hobart.ninja charlottecfp.com/ northcarolinacfp.com/ northcarolinafinancialplanner.com/ www.hobartprivatecapital.com northcarolinawealthadvisors.com/ northcarolinawealthadvisor.com/ taxfreedomforum.com/ smarttaxstrategiesforretirement.com/ www.linkedin.com/company/hobartfinancialgroup/ thepocketadvisor.com/ www.hfgblueprint.com/ www.askhobart.com

Chief Compliance Officer

THOMAS HAMILTON
7733 BALLANTYNE COMMONS PARKWAY
SUITE 101
CHARLOTTE
NC
United States
Tel: 888-553-0122
Fax: 888-858-0926
(Full email address available in API data)

Regulatory Contact

CHRIS HOBART
MANAGING MEMBER, PRESIDENT & CEO
7733 BALLANTYNE COMMONS PARKWAY
SUITE 101
CHARLOTTE
NC
United States
Tel: 888-553-0122
Fax: 888-858-0926
(Full email address available in API data)

Industry Affiliates

HOBART INSURANCE SERVICES, LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HOBART, CHRISTOPHER, SCOTT Individual – MANAGING MEMBER, PRESIDENT, CEO 07/2013 > 75%
Hamilton, Thomas, Ray Individual – CHIEF COMPLIANCE OFFICER 09/2018 < 5%
Barton, Robert, Rae Individual – CHIEF OPERATING OFFICER 05/2023 < 5%

No. Employees, Historic

20100201920202021202220232024202516 on 5/23/201916 on 6/25/201916 on 9/12/201916 on 9/19/201916 on 1/17/202015 on 4/6/202015 on 6/29/202015 on 7/7/202015 on 7/21/202015 on 10/13/202015 on 3/23/202115 on 4/5/202115 on 6/10/202120 on 3/31/202214 on 3/31/202314 on 5/12/202314 on 5/31/202314 on 11/14/202315 on 3/13/2024

RAUM, Historic

400M200M02019202020212022202320242025159685455 on 5/23/2019159685455 on 6/25/2019159685455 on 9/12/2019159685455 on 9/19/2019159685455 on 1/17/2020194651643 on 4/6/2020194651643 on 6/29/2020194651643 on 7/7/2020194651643 on 7/21/2020194651643 on 10/13/2020267677371 on 3/23/2021267677371 on 4/5/2021267677371 on 6/10/2021294038246 on 3/31/2022268452205 on 3/31/2023268452205 on 5/12/2023268452205 on 5/31/2023268452205 on 11/14/2023326212682 on 3/13/2024

No. Clients, Historic

70035002019202020212022202320242025522 on 5/23/2019522 on 6/25/2019522 on 9/12/2019522 on 9/19/2019522 on 1/17/2020547 on 4/6/2020547 on 6/29/2020547 on 7/7/2020547 on 7/21/2020547 on 10/13/2020594 on 3/23/2021594 on 4/5/2021594 on 6/10/2021600 on 3/31/2022621 on 3/31/2023621 on 5/12/2023621 on 5/31/2023621 on 11/14/2023655 on 3/13/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 208K 1K 0
APPLE INC COM 482K 2K 0
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 368K 11K 0
DBX ETF TR XTRACK MSCI EAFE 4M 85K 0
ELI LILLY & CO COM 724K 800 0
FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 1M 71K 0
FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 754K 16K 0
FIRST TR EXCHANGE TRADED FD GROWTH STRENGTH 5M 179K 0
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 6M 112K 0
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 1M 39K 0
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 2M 32K 0
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 631K 8K 0
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 930K 18K 0
FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 2M 43K 0
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 7M 214K 0
FIRST TR EXCHANGE-TRADED FD S&P INTL DIVID 2M 140K 0
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 23M 417K 0
FIRST TR EXCHANGE-TRADED FD RBA INDL ETF 3M 46K 0
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 32M 1M 0
FIRST TR MORNINGSTAR DIVID L SHS 6M 149K 0
FIRST TR STOXX EUROPEAN SELE COMMON SHS 1M 93K 0
FIRST TR VALUE LINE DIVID IN SHS 9M 226K 0
ISHARES TR ESG AWR MSCI USA 205K 2K 0
ISHARES TR EAFE GRWTH ETF 383K 4K 0
ISHARES TR CORE S&P500 ETF 2M 5K 0
ISHARES TR MSCI USA MIN VOL 342K 4K 0
ISHARES TR MSCI USA QLT FCT 309K 2K 0
ISHARES TR CORE TOTAL USD 420K 9K 0
ISHARES TR U.S. TECH ETF 293K 2K 0
ISHARES TR EAFE VALUE ETF 382K 7K 0
J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 3M 64K 0
KRANESHARES TRUST MSCI EMG EX CH 4M 132K 0
META PLATFORMS INC CL A 281K 558 0
MICROSOFT CORP COM 210K 470 0
NVIDIA CORPORATION COM 745K 6K 0
PRINCIPAL EXCHANGE TRADED FD ACTIVE HIGH YL 586K 31K 0
SELECT SECTOR SPDR TR TECHNOLOGY 8M 34K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 10M 70K 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 4M 118K 0
SPDR INDEX SHS FDS MSCI EAFE STRTGC 5M 70K 0
SPDR INDEX SHS FDS S&P GBLINF ETF 2M 35K 0
SPDR S&P 500 ETF TR TR UNIT 55M 101K 0
SPDR SER TR PORTFLI TIPS ETF 648K 26K 0
SPDR SER TR PORTFOLIO CRPORT 283K 10K 0
SPDR SER TR S&P SEMICNDCTR 11M 44K 0
SPDR SER TR PORTFOLIO LN TSR 4M 155K 0
SPDR SER TR PORTFLI INTRMDIT 960K 34K 0
SPDR SER TR BLOOMBERG EMG MK 2M 86K 0
SPDR SER TR BLOOMBERG INVT 2M 51K 0
SPDR SER TR MKTAXES INVT GRD 3M 36K 0
SPDR SER TR BLOOMBERG SHT TE 2M 79K 0
SPDR SER TR PRTFLO S&P500 GW 16M 205K 0
SPDR SER TR PRTFLO S&P500 VL 8M 157K 0
SPDR SER TR MSCI USA STRTGIC 297K 2K 0
SPDR SER TR BBG CONV SEC ETF 491K 7K 0
VANECK ETF TRUST FALLEN ANGEL HG 1M 48K 0
VANECK ETF TRUST SHRT HGH YLD MUN 224K 10K 0
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 573K 2K 0
VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 329K 4K 0
VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 519K 5K 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 27M 378K 0
VANGUARD INDEX FDS TOTAL STK MKT 219K 820 0
VANGUARD INDEX FDS VALUE ETF 277K 2K 0
VANGUARD INDEX FDS GROWTH ETF 327K 875 0
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 10M 215K 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 4M 46K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 644K 4K 0
VANGUARD STAR FDS VG TL INTL STK F 231K 4K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 11M 232K 0
VANGUARD WELLINGTON FD US QUALITY 8M 59K 0
VANGUARD WORLD FD HEALTH CAR ETF 312K 1K 0
VANGUARD WORLD FD CONSUM DIS ETF 10M 32K 0
VANGUARD WORLD FD INF TECH ETF 12M 20K 0
VANGUARD WORLD FD MEGA CAP INDEX 311K 2K 0
VANGUARD WORLD FD ENERGY ETF 372K 3K 0
WALMART INC COM 420K 6K 0
WISDOMTREE TR FLOATNG RAT TREA 5M 97K 0