Hedge Fund Database

ARQ WEALTH ADVISORS, LLC

Adviser information for ARQ WEALTH ADVISORS, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arizona, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,257 $464.2M
Non-Discretionary 1 $1.9M
Total 1,258 $466.2M

Clients

Type Number RAUM
Individuals 222 $107.2M
HNW Individuals 162 $357.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $1.3M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-107346
SEC ERA File Number 801-107346
SEC CIK Numbers 1811827
SEC CRD Numbers 147351
Legal Entity Identifier None

Principal Office

14500 N. NORTHSIGHT BLVD
SUITE 200
SCOTTSDALE
AZ
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 480-214-9572, Fax: 480-383-6556

Websites

www.facebook.com/arqwealth/ www.youtube.com/@arqwealthadvisorsllc4628 www.arqwealth.com www.linkedin.com/company/2589798/ twitter.com/arqwealth?lang=en

Chief Compliance Officer

GREGORY YOCUM
PARTNER
14500 N. NORTHSIGHT BLVD
SUITE 200
SCOTTSDALE
AZ
United States
Tel: (480) 214-9572
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
YOCUM, GREGORY, COURTLAND Individual – MANAGING MEMBER / CHIEF COMPLIANCE OFFICER 05/2008 25-50%
SIEGEL, RICHARD, ALAN Individual – MANAGING MEMBER 05/2008 25-50%
ROBINSON, JAMES, NELSON Individual – MEMBER 01/2015 25-50%

No. Employees, Historic

105020192020202120222023202420257 on 8/27/20199 on 2/6/20209 on 5/15/20209 on 6/8/20209 on 6/9/20209 on 6/10/20209 on 8/5/20209 on 8/5/20209 on 8/14/20209 on 9/25/20209 on 9/28/20209 on 10/15/20209 on 1/20/20219 on 4/6/20219 on 7/6/20219 on 8/16/20219 on 12/2/20219 on 12/6/202110 on 1/25/202210 on 6/20/202210 on 10/17/202210 on 2/16/202310 on 2/28/202310 on 11/2/202310 on 2/26/20249 on 3/7/2024

RAUM, Historic

500M250M02019202020212022202320242025246594100 on 8/27/2019275271584 on 2/6/2020275271584 on 5/15/2020275271584 on 6/8/2020275271584 on 6/9/2020275271584 on 6/10/2020275271584 on 8/5/2020275271584 on 8/5/2020275271584 on 8/14/2020275271584 on 9/25/2020275271584 on 9/28/2020300285158 on 10/15/2020323844314 on 1/20/2021347734045 on 4/6/2021347734045 on 7/6/2021384678405 on 8/16/2021384678405 on 12/2/2021384678405 on 12/6/2021412046629 on 1/25/2022412046629 on 6/20/2022412046629 on 10/17/2022395467538 on 2/16/2023420007117 on 2/28/2023420007117 on 11/2/2023420007117 on 2/26/2024466158432 on 3/7/2024

No. Clients, Historic

40020002019202020212022202320242025270 on 8/27/2019288 on 2/6/2020288 on 5/15/2020288 on 6/8/2020288 on 6/9/2020288 on 6/10/2020288 on 8/5/2020288 on 8/5/2020288 on 8/14/2020288 on 9/25/2020288 on 9/28/2020270 on 10/15/2020300 on 1/20/2021319 on 4/6/2021319 on 7/6/2021335 on 8/16/2021335 on 12/2/2021335 on 12/6/2021351 on 1/25/2022351 on 6/20/2022351 on 10/17/2022378 on 2/16/2023380 on 2/28/2023380 on 11/2/2023380 on 2/26/2024386 on 3/7/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADAMS DIVERSIFIED EQUITY FD COM 1M 69K –
ALPHABET INC CAP STK CL A 334K 2K –
ALPHABET INC CAP STK CL C 645K 4K –
AMAZON COM INC COM 516K 3K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 4M 72K –
AMERICAN CENTY ETF TR DIVERSIFIED MU 3M 50K –
AMERICAN CENTY ETF TR INTL EQT ETF 9M 150K –
AMERICAN CENTY ETF TR US EQT ETF 12M 133K –
AMERICAN CENTY ETF TR US SML CP VALU 9M 104K –
AMERICAN WELL CORP CL A 25K 76K –
APPLE INC COM 4M 20K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 282K 694 –
CAMBRIA ETF TR CAMBRIA FGN SHR 1M 50K –
COLUMBIA ETF TR I RESH ENHNC COR 621K 19K –
COLUMBIA ETF TR II EM CORE EX ETF 4M 129K –
ELI LILLY & CO COM 337K 372 –
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 394K 7K –
FIRST TR EXCHANGE-TRADED FD BUYWRIT INCM ETF 1M 60K –
FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 353K 6K –
FIRST TR EXCHANGE-TRADED FD FT VEST RIS 1M 51K –
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 1M 40K –
FIRST TR EXCHANGE-TRADED FD WTR ETF 378K 4K –
GLOBAL X FDS ARTIFICIAL ETF 393K 11K –
GLOBAL X FDS NASDAQ 100 COVER 1M 83K –
HONEYWELL INTL INC COM 646K 3K –
INNOVATOR ETFS TRUST INTERNATIONAL DV 297K 10K –
INVESCO EXCH TRD SLF IDX FD RAFI STRATGIC US 9M 197K –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 6M 106K –
INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 383K 4K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 225K 1K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 223K 4K –
ISHARES INC EMNG MKTS EQT 4M 87K –
ISHARES INC MSCI EMRG CHN 2M 37K –
ISHARES TR CORE S&P MCP ETF 1M 24K –
ISHARES TR CORE S&P500 ETF 2M 3K –
ISHARES TR ESG AW MSCI EAFE 275K 3K –
ISHARES TR ESG AWR MSCI USA 399K 3K –
ISHARES TR GLOBAL EQUITY 227K 5K –
ISHARES TR MSCI EAFE ETF 538K 7K –
ISHARES TR MSCI USA MMENTM 3M 17K –
ISHARES TR MSCI USA QLT FCT 16M 96K –
ISHARES TR RUS 1000 ETF 420K 1K –
ISHARES TR RUS 1000 GRW ETF 600K 2K –
ISHARES TR RUSSELL 2000 ETF 494K 2K –
ISHARES TR S&P 500 VAL ETF 645K 4K –
ISHARES TR S&P MC 400GR ETF 339K 4K –
J P MORGAN EXCHANGE TRADED F ACTIVE VALUE ETF 8M 140K –
J P MORGAN EXCHANGE TRADED F INTRNL RES EQT 3M 48K –
J P MORGAN EXCHANGE TRADED F US MOMENTUM 9M 175K –
J P MORGAN EXCHANGE TRADED F USD EMRNG MKT 1M 29K –
META PLATFORMS INC CL A 262K 519 –
MICROSOFT CORP COM 3M 7K –
NVIDIA CORPORATION COM 2M 18K –
PACER FDS TR US CASH COWS 100 646K 12K –
PERFICIENT INC COM 2M 26K –
PROCTER AND GAMBLE CO COM 279K 2K –
REPUBLIC SVCS INC COM 267K 1K –
SCHWAB STRATEGIC TR INTL EQTY ETF 499K 13K –
SIMPLIFY EXCHANGE TRADED FUN ENHANCED INM ETF 5M 218K –
SIMPLIFY EXCHANGE TRADED FUN HEDGED EQUITY 7M 237K –
SPDR INDEX SHS FDS MSCI EAFE STRTGC 9M 119K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 15M 434K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 4M 116K –
SPDR S&P 500 ETF TR TR UNIT 903K 2K –
SPDR SER TR GLB DOW ETF 644K 5K –
SPDR SER TR MSCI USA STRTGIC 3M 21K –
SPDR SER TR PORTFOLI S&P1500 400K 6K –
SPDR SER TR PORTFOLIO S&P400 6M 109K –
SPDR SER TR PORTFOLIO S&P500 6M 101K –
SPDR SER TR S&P 400 MDCP VAL 583K 8K –
SPDR SER TR SSGA US LRG ETF 598K 4K –
STRATEGY SHS DAY HAGAN NED 6M 155K –
VANECK ETF TRUST MRNGSTR WDE MOAT 637K 7K –
VANGUARD INDEX FDS EXTEND MKT ETF 2M 13K –
VANGUARD INDEX FDS GROWTH ETF 1M 4K –
VANGUARD INDEX FDS S&P 500 ETF SHS 334K 668 –
VANGUARD INDEX FDS TOTAL STK MKT 8M 29K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 8K –
VANGUARD STAR FDS VG TL INTL STK F 378K 6K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 2M 15K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 2M 22K –
VANGUARD WORLD FD MEGA CAP VAL ETF 9M 80K –
VISA INC COM CL A 305K 1K –