QUANTUM ECONOMETRICS, LLC
Adviser information for QUANTUM ECONOMETRICS, LLC last updated from Form ADV on March 23rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 175 | $144.2M |
| Non-Discretionary | 19 | $2.9M |
| Total | 194 | $147.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 79 | $23.5M |
| HNW Individuals | 115 | $123.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 147.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| QUANTUM ECONOMETRICS WRAP PROGRAM | QUANTUM ECONOMETRICS, LLC |
Identifiers
| SEC RIA File Number | 801-107349 |
|---|---|
| SEC ERA File Number | 801-107349 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161197 |
| Legal Entity Identifier | None |
Principal Office
15141 E. WHITTIER BLVDSTE 550
WHITTIER
CA
United States
Monday - Friday, 6:00 AM - 4:00 PM
Tel: 562-945-7787, Fax: 562-696-5487
Websites
Chief Compliance Officer
KAREN BURNEFF
MANAGING MEMEBER AND COO
15141 EAST WHITTIER BOULEVARD
SUITE 550
WHITTIER
CA
United States
Tel:
562-945-7787
Fax:
562-696-5487
B*******@**************M
(Full email address available in API data)
Regulatory Contact
HERBERT MESSICK
MANAGING MEMBER
15141 EAST WHITTIER BOULEVARD
SUITE 550
WHITTIER
CA
United States
Tel:
562-945-7787
Fax:
562-696-5487
B*******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MESSICK, HERBERT, NELSON | Individual | – | MANAGING MEMBER | 04/2012 | > 75% |
| ROWAN, DOUGLAS, MICHAEL | Individual | – | MEMBER | 04/2012 | 10-25% |
| BURNEFF, KAREN, JEANNE | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 04/2012 | 10-25% |