CIRRUS WEALTH MANAGEMENT
CIRRUS WEALTH MANAGEMENT, LLC Legal Name
Adviser information for CIRRUS WEALTH MANAGEMENT last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 9 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 696 | $228.9M |
| Non-Discretionary | 21 | $69.4M |
| Total | 717 | $298.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 227 | $48.4M |
| HNW Individuals | 71 | $148.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 40 | $78.6M |
| Charitable organizations | <5 | $1.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $20.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-107369 |
|---|---|
| SEC ERA File Number | 801-107369 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282108 |
| Legal Entity Identifier | None |
Principal Office
6060 ROCKSIDE WOODS BLVDSUITE 141
CLEVELAND
OH
United States
Monday - Friday, 8-5
Tel: 216-503-9310, Fax: 216-503-9258
Chief Compliance Officer
LAURA L. STERNHEIMER
SENIOR CLIENT RELATIONSHIP MANAGER
6060 ROCKSIDE WOODS BLVD
STE 141
CLEVELAND
OH
United States
Tel:
216-503-9310
Fax:
216-503-9258
L***********@***************M
(Full email address available in API data)
Regulatory Contact
JOSEPH P. HEIDER
MANAGING MEMBER / PRESIDENT
6060 ROCKSIDE WOODS BLVD
STE 141
CLEVELAND
OH
United States
Tel:
216-503-9310
Fax:
216-503-9258
J******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEIDER, RYAN, SCOTT | Individual | – | MEMBER/VICE PRESIDENT | 06/2022 | 10-25% |
| HEIDER, JOSEPH, PATRICK | Individual | – | MANAGING MEMBER / PRESIDENT | 01/2016 | > 75% |
| Franks, Jill, Ann | Individual | – | CFO | 04/2016 | < 5% |
| STERNHEIMER, LAURA, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2016 | < 5% |