WEALTH ADVISORY GROUP, INC.
Adviser information for WEALTH ADVISORY GROUP, INC. last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 578 | $182.1M |
| Non-Discretionary | 95 | $399.1M |
| Total | 673 | $581.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 131 | $34.3M |
| HNW Individuals | 61 | $139.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 94 | $401.2M |
| Charitable organizations | <5 | $5.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
Identifiers
| SEC RIA File Number | 801-107381 |
|---|---|
| SEC ERA File Number | 801-107381 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 122269 |
| Legal Entity Identifier | None |
Principal Office
1055 WESTLAKES DRIVESTE 130
BERWYN
PA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 610-225-1000, Fax: 610-225-3036
Websites
Chief Compliance Officer
RICHARD E. CRAFT
CEO
1055 WESTLAKES DRIVE
STE 130
BERWYN
PA
United States
Tel:
610-225-1000
Fax:
610-225-3036
C****@**************M
(Full email address available in API data)
Regulatory Contact
MICHAEL C. BASS
PRESIDENT
1055 WESTLAKES DRIVE
STE 130
BERWYN
PA
United States
Tel:
610-225-1000
Fax:
610-225-3036
B***@**************M
(Full email address available in API data)
Industry Affiliates
| APTITUDE INVESTMENT MANAGEMENT LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultant |
| FINANCIAL PLANNING CONCEPTS OF AMERICA, INC. | Other investment adviser, including financial planners |
| GOLDMAN SACHS & CO. LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisorRegistered security-based swap dealerCommodity pool operator or commodity trading advisorFutures commission merchant |
| GOLDMAN SACHS ASSET MANAGEMENT, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles |
| GOLDMAN SACHS CUSTODY SOLUTIONS | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| GOLDMAN SACHS HEDGE FUND STRATEGIES LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles |
| GSAM STABLE VALUE, LLC | Other investment adviser, including financial plannersPension consultantSponsor, GP, manager of pooled investment vehicles |
| GSAM STRATEGIST PORTFOLIOS, LLC | Other investment adviser, including financial planners |
| KEATING, LLC | Insurance company or agency |
| MERCER ALLIED COMPANY, L.P. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PENSIONMARK FINANCIAL GROUP, LLC | Other investment adviser, including financial planners |
| PENSIONMARK PARTNERS INSURANCE SERVICES, LLC | Insurance company or agency |
| PENSIONMARK SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| POTOMAC FINANCIAL SERVICES, INC. | Other investment adviser, including financial planners |
| ROCATON INVESTMENT ADVISORS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SCOTTS AMERICAN, LLC | Insurance company or agency |
| SESAME INSURANCE, LLC | Insurance company or agency |
| TFS ADVISORY SERVICES | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersAccountant or accounting firmInsurance company or agencyPension consultant |
| THE AYCO COMPANY, L.P. | Other investment adviser, including financial planners |
| TRIC AGENCY CORP. | Insurance company or agency |
| WORLD INSURANCE ASSOCIATES, LLC | Insurance company or agency |
| WORLD INSURANCE PROGRAMS, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CRAFT, RICHARD, ELLIS | Individual | – | CHIEF COMPLIANCE OFFICER | 07/1993 | < 5% |
| WIA HOLDINGS, LLC | Domestic Entity | – | OWNER | 03/2022 | > 75% |
| WORLD ASSOCIATES HOLDINGS, LLC | Domestic Entity | WIA HOLDINGS, LLC | OWNER | 03/2022 | > 75% |
| CB CLOCKWORK MIDCO, LLC | Domestic Entity | WORLD ASSOCIATES HOLDINGS, LLC | OWNER | 03/2022 | > 75% |
| CB CLOCKWORK PARENT, LLC | Domestic Entity | CB CLOCKWORK MIDCO, LLC | OWNER | 03/2022 | > 75% |
| CB WORLD MANAGEMENT, LLC | Domestic Entity | CB CLOCKWORK PARENT, LLC | OWNER | 03/2022 | 25-50% |