Hedge Fund Database

HILLTOP WEALTH ADVISORS, LLC

Adviser information for HILLTOP WEALTH ADVISORS, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,640 $432.7M
Non-Discretionary 0 $0
Total 1,640 $432.7M

Clients

Type Number RAUM
Individuals 262 $72.9M
HNW Individuals 230 $359.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $166,704
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $206,636
Other 0 $0
Type Number
No. of Non-RAUM Clients 10
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-107408
SEC ERA File Number 801-107408
SEC CIK Numbers 1786241
SEC CRD Numbers 283014
Legal Entity Identifier None

Principal Office

6340 QUADRANGLE DRIVE
SUITE 100
CHAPEL HILL
NC
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (919) 401-1500, Fax: (919) 401-1510

Websites

www.facebook.com/hilltopwealthadvisors www.instagram.com/hilltopwealthadvisors/ www.hilltopwealthadvisors.com/ www.linkedin.com/company/hilltop-wealth-advisors/ www.ascendhilltop.com www.hilltopwa.com/

Chief Compliance Officer

WESLEY PITMAN
6340 QUADRANGLE DRIVE
SUITE 100
CHAPEL HILL
NC
United States
Tel: (919) 401-1500
Fax: (919) 401-1510
(Full email address available in API data)

Regulatory Contact

RUSSELL ERIKSEN
MANAGING MEMBER
6340 QUADRANGLE DRIVE
SUITE 100
CHAPEL HILL
NC
United States
Tel: (919) 401-1500
Fax: (919) 401-1510
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HOSTETLER, CHRISTOPHER, TODD Individual – MEMBER 01/2019 5-10%
YEAGER, BENJAMIN, RICHARD Individual – MANAGING MEMBER 04/2016 25-50%
ERIKSEN, RUSSELL, STEPHEN Individual – MANAGING MEMBER 04/2016 25-50%
PITMAN, WESLEY, ROBERT Individual – CHIEF COMPLIANCE OFFICER 01/2023 < 5%

No. Employees, Historic

20100201920202021202220232024202515 on 12/5/201913 on 3/28/202013 on 5/7/202013 on 6/15/202013 on 7/27/202014 on 3/25/202114 on 3/29/202116 on 3/29/202216 on 7/1/202216 on 7/29/202216 on 9/6/202216 on 9/13/202216 on 1/19/202316 on 2/3/202316 on 2/6/202315 on 4/5/202315 on 7/26/202315 on 11/1/202313 on 3/14/2024

RAUM, Historic

500M250M02019202020212022202320242025240900910 on 12/5/2019290616666 on 3/28/2020290616666 on 5/7/2020290616666 on 6/15/2020290616666 on 7/27/2020335361704 on 3/25/2021335361704 on 3/29/2021370270127 on 3/29/2022370270127 on 7/1/2022370270127 on 7/29/2022370270127 on 9/6/2022370270127 on 9/13/2022370270127 on 1/19/2023377871550 on 2/3/2023377871550 on 2/6/2023377871550 on 4/5/2023377871550 on 7/26/2023377871550 on 11/1/2023432698869 on 3/14/2024

No. Clients, Historic

50025002019202020212022202320242025388 on 12/5/2019403 on 3/28/2020403 on 5/7/2020403 on 6/15/2020403 on 7/27/2020413 on 3/25/2021413 on 3/29/2021453 on 3/29/2022453 on 7/1/2022453 on 7/29/2022453 on 9/6/2022453 on 9/13/2022453 on 1/19/2023466 on 2/3/2023466 on 2/6/2023466 on 4/5/2023466 on 7/26/2023466 on 11/1/2023494 on 3/14/2024

Holdings

From latest 13F, filed July 3rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 214K 2K 0
ABBVIE INC COM 219K 1K 0
ALPHABET INC CAP STK CL A 235K 1K 0
AMAZON COM INC COM 309K 2K 0
APPLE INC COM 1M 5K 0
DISNEY WALT CO COM 234K 2K 0
ENERGY TRANSFER L P COM UT LTD PTN 603K 37K 0
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 221K 3K 0
FIDELITY COVINGTON TRUST MSCI ENERGY IDX 211K 8K 0
INTERNATIONAL BUSINESS MACHS COM 2M 11K 0
ISHARES INC ESG AWR MSCI EM 786K 23K 0
ISHARES TR CORE S&P SCP ETF 16M 147K 0
ISHARES TR MSCI KLD400 SOC 339K 3K 0
ISHARES TR CORE S&P US VLU 3M 34K 0
ISHARES TR CORE S&P US GWT 32M 249K 0
ISHARES TR ESG AW MSCI EAFE 2M 29K 0
ISHARES TR NATIONAL MUN ETF 390K 4K 0
ISHARES TR ESG AWARE MSCI 1M 28K 0
ISHARES TR S&P 500 GRWT ETF 4M 41K 0
ISHARES TR CORE S&P MCP ETF 815K 14K 0
ISHARES TR CORE MSCI EAFE 514K 7K 0
ISHARES TR RUS MID CAP ETF 2M 22K 0
ISHARES TR CORE MSCI INTL 2M 36K 0
ISHARES TR ESG AWR MSCI USA 485K 4K 0
ISHARES TR S&P 500 VAL ETF 5M 25K 0
ISHARES TR MSCI USA ESG SLC 2M 16K 0
ISHARES TR ESG SCRD S&P MID 450K 11K 0
ISHARES TR CORE S&P500 ETF 19M 35K 0
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 22M 405K 0
JPMORGAN CHASE & CO COM 236K 1K 0
MERCK & CO INC COM 214K 2K 0
MICROSOFT CORP COM 862K 2K 0
MORGAN STANLEY ETF TRUST CALVERT US MDCP 1M 26K 0
NVIDIA CORPORATION COM 570K 5K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 934K 9K 0
SCHWAB STRATEGIC TR US MID-CAP ETF 5M 58K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 11M 73K 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 665K 18K 0
VANGUARD BD INDEX FDS LONG TERM BOND 14M 202K 0
VANGUARD INDEX FDS LARGE CAP ETF 230K 921 0
VANGUARD INDEX FDS GROWTH ETF 848K 2K 0
VANGUARD INDEX FDS MID CAP ETF 4M 16K 0
VANGUARD INDEX FDS VALUE ETF 420K 3K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 224K 449 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 3M 73K 0
VANGUARD MUN BD FDS TAX EXEMPT BD 21M 410K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 8M 168K 0
VANGUARD WORLD FD MEGA CAP VAL ETF 2M 17K 0
VANGUARD WORLD FD MEGA CAP INDEX 3M 14K 0
VANGUARD WORLD FD MEGA GRWTH IND 3M 11K 0
VENTAS INC COM 268K 5K 0
WALMART INC COM 212K 3K 0