INVISTA ADVISORS
MCDONALD FINANCIAL SERVICES, LLC Legal Name
Adviser information for INVISTA ADVISORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 913 | $236.0M |
| Non-Discretionary | 81 | $226.4M |
| Total | 994 | $462.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 414 | $65.3M |
| HNW Individuals | 217 | $157.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 63 | $226.4M |
| Charitable organizations | <5 | $827,338 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $12.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-107431 |
|---|---|
| SEC ERA File Number | 801-107431 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282899 |
| Legal Entity Identifier | None |
Principal Office
350 LEAVELL CIRCLEMONTGOMERY
AL
United States
Monday - Friday, 8:00 - 4:30
Tel: (334) 387-0094, Fax: (334) 387-0098
Chief Compliance Officer
MICHAEL J. BARRANCO
CHIEF OPERATING OFFICER
350 LEAVELL CIRCLE
MONTGOMERY
AL
United States
Tel:
334-387-0094
Fax:
334-387-0098
M************@***********************M
(Full email address available in API data)
Regulatory Contact
BRANDT MCDONALD JR.
PRESIDENT
350 LEAVELL CIRCLE
MONTGOMERY
AL
United States
Tel:
(888) 610-6269
Fax:
334-387-0098
B**************@******M
(Full email address available in API data)
Industry Affiliates
| MCDONALD & HAGEN WEALTH MANAGEMENT | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCDONALD, CARL, BRANDT | Individual | – | MANAGING MEMBER / PRESIDENT | 02/2016 | 50-75% |
| BARRANCO, MICHAEL, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | 06/2020 | 50-75% |