INVESTMENT MANAGEMENT CORPORATION
Adviser information for INVESTMENT MANAGEMENT CORPORATION last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 565 | $149.0M |
| Non-Discretionary | 0 | $0 |
| Total | 565 | $149.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 122 | $30.7M |
| HNW Individuals | 43 | $110.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $6.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $867,474 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
1940 ELECTRIC RDROANOKE
VA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 540-774-8899, Fax: 866-666-1460
Chief Compliance Officer
J. GREGORY TINAGLIA
PRESIDENT
1940 ELECTRIC ROAD
ROANOKE
VA
United States
Tel:
540-774-8899
Fax:
866-666-1460
G***@***************************M
(Full email address available in API data)
Regulatory Contact
CAROL CHAUDET
OPERATIONS MANAGER
1940 ELECTRIC ROAD
ROANOKE
VA
United States
Tel:
(540)774-8899
Fax:
866-666-1460
C*******@***************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TINAGLIA, JOHN, GREGORY | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/1986 | > 75% |