STIFEL, NICOLAUS & COMPANY, INCORPORATED
Adviser information for STIFEL, NICOLAUS & COMPANY, INCORPORATED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 6534 |
|---|---|
| Investment Advisory/Research | 3027 |
| Registered Broker-Dealer Representatives | 5160 |
| Registered State Investment Advisers | 3271 |
| Licensed Agents of an Insurance Company | 2586 |
| No. of Firms/People that Solicit Clients | 56 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 258,277 | $93.5B |
| Non-Discretionary | 90,247 | $55.8B |
| Total | 348,524 | $149.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 150,617 | $36.3B |
| HNW Individuals | 55,911 | $95.3B |
| Banking or thrift institutions | 524 | $2.9B |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 23 | $267.2M |
| Pension and profit sharing plans | 1,532 | $2.2B |
| Charitable organizations | 1,324 | $4.3B |
| State or municipal gov entities | 50 | $2.5B |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $824,253 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1,868 | $5.5B |
| Other | 7 | $1.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed feesCommissions |
| Other Business Activities | Broker-dealerCommodity pool operator or commodity trading advisorInsurance broker or agentRegistered municipal advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 97.3B |
| Portfolio Manager | 0 |
| Both for Same | 49.4B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| STIFEL HORIZON PROGRAM | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| STIFEL FUNDAMENTALS PROGRAM | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| STIFEL SOLUTIONS PROGRAM | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| STIFEL OPPORTUNITY PROGRAM | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| STIFEL INVESTMENT MANAGEMENT CONSULTING PROGRAM | STIFEL NICOLAUS & COMPANY, INCORPORATED |
| STIFEL CUSTOM ADVISORY PORTFOLIO PROGRAM | STIFEL NICOLAUS & COMPANY, INC. |
Principal Office
501 N BROADWAYST LOUIS
MO
United States
Monday - Friday, 8:00 - 4:30
Tel: 314-342-2000, Fax: 314-342-2830
Websites
www.stifelradford.com
www.crutchleywmg.com/
www.thesdsmithfinancialgroup.com
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www.tiktok.com/@stifelfinancial
www.threads.net/@stifelfinancial
www.hooverbillings.com
Chief Compliance Officer
CHARLES DODSON
CCO ADVISORY SERVICES
501 N. BROADWAY
ST.LOUIS
MO
United States
Tel:
314-342-0167
Fax:
314-342-2830
D******@*********M
(Full email address available in API data)
Regulatory Contact
RICHARD GRODEON
DIRECTOR, REGULATORY INQUIRIES
501 NORTH BROADWAY
ST. LOUIS
MO
United States
Tel:
(314)342-2141
Fax:
(314)342-2830
G*******@*********M
(Full email address available in API data)
Industry Affiliates
| 1919 INVESTMENT COUNSEL, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CSA INSURANCE AGENCY INCORPORATED | Insurance company or agency |
| EATON PARTNERS (UK) LLP | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EATON PARTNERS HONG KONG | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| KCP FUND GENERAL PARTNER LLC | Sponsor, GP, manager of pooled investment vehicles |
| KEEFE, BRUYETTE & WOODS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SIERRA PACIFIC SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STIFEL ACCESS SERVICES LLC | Sponsor, GP, manager of pooled investment vehicles |
| STIFEL BANK | Banking or thrift institution |
| STIFEL BANK & TRUST | Banking or thrift institutionTrust company |
| STIFEL CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| STIFEL EUROPE BANK AG | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STIFEL INDEPENDENT ADVISORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
| STIFEL NICOLAUS CANADA INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STIFEL NICOLAUS EUROPE LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STIFEL NICOLAUS INSURANCE AGENCY INCORPORATED | Insurance company or agency |
| STIFEL NICOLAUS ISRAEL LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STIFEL SCHWEIZ AG | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STIFEL TRUST COMPANY | Trust company |
| STIFEL WEALTH TRACKER | Other investment adviser, including financial planners |
| TRUST COMPANY DELAWARE | Trust company |
| WASHINGTON CROSSING ADVISORS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EI FUND II LLC | FEEDER INTO PRIVATE EQUITY FUND | $3.0M | $0.1M | 25 |
| INTERNATIONAL SELECT INVESTMENTS LLC | FUND OF HEDGE FUNDS | $9.2M | $0.2M | 96 |
| KCP ACCESS FUND LP | FEEDER INTO PRIVATE EQUITY FUND | $6.7M | $0.1M | 11 |
| KCP ACCOLADE FUND LP | FEEDER INTO PRIVATE EQUITY FUND | $9.3M | $0.1M | 27 |
| KCP BRIDGE 33 FUND LP | FEEDER INTO REAL ESTATE INVESTMENT FUND | $21.8M | $0.1M | 47 |
| KCP BRIDGE33 III LP | FEEDER INTO REAL ESTATE INVESTMENT FUND | $0.2M | $0.1M | 40 |
| KCP FINBACK LP | FEEDER INTO PRIVATE EQUITY FUND | $14.0M | $0.1M | 32 |
| KCP GREENOAKS V LP | FEEDER INTO VENTURE CAPITAL FUND | $1.9M | $0.1M | 39 |
| KCP GS II LP | FEEDER INTO PRIVATE EQUITY FUND | $3.1M | $0.1M | 26 |
| KCP INTERLOCK EQUITY FUND LP | FEEDER INTO PRIVATE EQUITY FUND | $2.7M | $0.1M | 10 |
| KCP LIBERTY CITY VENTURES LP | FEEDER INTO PRIVATE EQUITY FUND | $28.3M | $0.1M | 75 |
| KCP NORTH BRANCH FUND LP | FEEDER INTO PRIVATE EQUITY FUND | $12.3M | $0.1M | 33 |
| KCP SEASIDE EQUITY FUND LP | FEEDER INTO PRIVATE EQUITY FUND | $13.0M | $0.1M | 40 |
| KCP VALIANT PEREGRINE FUND II | FEEDER INTO PRIVATE EQUITY FUND | $2.5M | $0.1M | 27 |
| KCP VALIANT PEREGRINE FUND LP | FEEDER INTO PRIVATE EQUITY FUND | $11.1M | $0.1M | 19 |
| LEG II, LLC | FEEDER INTO PRIVATE EQUITY FUND | $10.7M | $0.1M | 36 |
| LEG IV AND OPPORTUNITIES FUND, LLC | FUND OF PRIVATE EQUITY FUND | $21.2M | $0.3M | 39 |
| MP CONCENTRATED FUND I | FEEDER INTO A HEDGE FUND | $7.8M | $0.0M | 23 |
| OPPORTUNISTIC REAL ESTATE FUND, LLC | FEEDER INTO PRIVATE EQUITY FUND | $10.5M | $0.2M | 39 |
| RC IV LLC | FEEDER INTO PRIVATE EQUITY FUND | $53.3M | $1.0M | 59 |
| RC V, LLC | FEEDER INTO PRIVATE EQUITY FUND | $14.7M | $0.3M | 20 |
| REAL ESTATE RECOVERY FUND LLC | FEEDER INTO REAL ESTATE FUND | $5.3M | $0.1M | 41 |
| STIFEL ACCESS (LAW FINANCE GROUP)LP | Venture Capital Fund | $4.6M | $0.1M | 27 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZEMLYAK, JAMES MARK | Individual | – | EXECUTIVE VICE PRESIDENT & DIRECTOR | 08/2002 | < 5% |
| STIFEL FINANCIAL CORP. | Domestic Entity | – | SHAREHOLDER | 02/1982 | > 75% |
| NOLL, DOUGLAS WAYNE | Individual | – | PRINCIPAL OPERATIONS OFFICER | 06/1995 | < 5% |
| KRUSZEWSKI, RONALD JAMES | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 08/2002 | < 5% |
| FISHER, MARK PHILIP | Individual | – | GENERAL COUNSEL, SECRETARY | 06/2014 | < 5% |
| AYD, PAUL JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 05/2015 | < 5% |
| HYDE, GINA ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 08/2016 | < 5% |
| SCHRICK, FREDERICK RICHARD | Individual | – | PRINCIPAL FINANCIAL OFFICER | 08/2017 | < 5% |
| BROOKS, PATRICK RODGERS | Individual | – | ROSFP - CAPITAL MARKETS | 05/2009 | < 5% |
| NESI, VICTOR JOHN | Individual | – | EXECUTIVE VICE PRESIDENT & DIRECTOR | 06/2018 | < 5% |
| MELINGER, ADAM SCOTT | Individual | – | ROSFP - PCG | 08/2019 | < 5% |
| DODSON, CHARLES EDWARD | Individual | – | CCO ADVISORY SERVICES | 01/2022 | < 5% |
| SLINEY, DAVID DEAN | Individual | – | SENIOR VICE PRESIDENT & DIRECTOR | 07/2020 | < 5% |
| BRIGHT, GEOFFREY CLYDE JR | Individual | – | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 02/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 13th, 2013 for period ending September 30th, 2013
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3D SYSTEMS CORP DEL NEW | Com | 3M | 51K | 1 |
| 3D SYSTEMS CORP DEL NEW | Put | 517K | 8K | 1 |
| 3M COMPANY | Com | 8M | 67K | 1 |
| A O SMITH | Com | 363K | 8K | 1 |
| ABB LIMITED | Com | 3M | 109K | 1 |
| ABBOTT LABORATORIES | Com | 10M | 315K | 1 |
| ABBVIE INC | Com | 14M | 305K | 1 |
| ABERDEEN ASIA PACIFIC | Com | 20M | 3M | 1 |
| ABRAXAS PETROLEUM CORP | Com | 79K | 31K | 1 |
| ACCENTURE PLC IRELAND | Com | 10M | 140K | 1 |
| ACCESS MIDSTREAM | Units | 217K | 5K | 1 |
| ACCURAY INC | Com | 89K | 12K | 1 |
| ACE LTD | Com | 3M | 30K | 1 |
| ACTAVIS INC CHG | Com | 2M | 16K | 1 |
| ACTIVISION BLIZZARD INC | Com | 5M | 271K | 1 |
| ADT CORP | Com | 1M | 34K | 1 |
| ADVANCE AUTO PARTS INC | Com | 208K | 3K | 1 |
| AEGEAN MARINE PETROLEUM | Com | 827K | 70K | 1 |
| AES TRUST III PFD | Pfd | 308K | 6K | 1 |
| AETNA INC NEW | Com | 1M | 23K | 1 |
| AFLAC INC | Com | 11M | 170K | 1 |
| AGILENT TECHNOLOGIES INC | Com | 442K | 9K | 1 |
| AGL RESOURCES INC | Com | 23M | 491K | 1 |
| AGNICO-EAGLE MINES LTD | Com | 1M | 56K | 1 |
| AGRIUM INC | Com | 522K | 6K | 1 |
| AIR PRODUCTS & CHEMICALS | Com | 5M | 43K | 1 |
| AIRGAS INC | Com | 1M | 13K | 1 |
| AKAMAI TECHNOLOGIES INC | Com | 227K | 4K | 1 |
| ALASKA AIR GROUP INC | Com | 225K | 4K | 1 |
| ALBEMARLE CORP | Com | 211K | 3K | 1 |
| ALCATEL LUCENT | Com | 139K | 39K | 1 |
| ALCOA INC | Com | 3M | 342K | 1 |
| ALERE INC | Com | 222K | 7K | 1 |
| ALEXION PHARMACEUTICALS | Com | 257K | 2K | 1 |
| ALIGN TECHNOLOGY INC | Com | 213K | 4K | 1 |
| ALKERMES PLC | Com | 1M | 32K | 1 |
| ALLEGHENY TECHNOLOGIES | Com | 28M | 930K | 1 |
| ALLERGAN INC | Com | 2M | 19K | 1 |
| ALLIANCE RESOURCES | Units | 641K | 9K | 1 |
| ALLIANCEBERNSTEIN | Units | 270K | 14K | 1 |
| ALLIANCEBERNSTEIN * | Com | 506K | 72K | 1 |
| ALLIANT ENERGY CORP | Com | 712K | 14K | 1 |
| ALLIANZGI NFJ DIV INT | Com | 6M | 352K | 1 |
| ALLSTATE CORP | Com | 1M | 24K | 1 |
| ALPHATEC HOLDINGS INC | Com | 49K | 25K | 1 |
| ALPINE GLOBAL PREMIER * | Com | 1M | 197K | 1 |
| ALPINE TOTAL DYNAMIC | Com | 2M | 521K | 1 |
| ALPS ALERIAN MLP ETF | Com | 14M | 800K | 1 |
| ALPS SECTOR DIVIDEND | Com | 1M | 42K | 1 |
| ALTERA CORP | Com | 225K | 6K | 1 |
| ALTRIA GROUP INC | Com | 12M | 361K | 1 |
| AMARIN CORP PLC | Com | 110K | 17K | 1 |
| AMAZON.COM INC | Com | 7M | 21K | 1 |
| AMBARELLA INC | Put | 483K | 24K | 1 |
| AMDOCS LIMITED | Com | 231K | 6K | 1 |
| AMEREN CORP | Com | 297K | 9K | 1 |
| AMERICA FIRST TAX | Units | 98K | 14K | 1 |
| AMERICA MOVIL S A B DE | Com | 219K | 11K | 1 |
| AMERICAN CAMPUS | Com | 11M | 334K | 1 |
| AMERICAN CAP MTG INVT | Com | 209K | 11K | 1 |
| AMERICAN CAPITAL AGENCY | Com | 2M | 70K | 1 |
| AMERICAN EAGLE | Com | 211K | 15K | 1 |
| AMERICAN ELECTRIC POWER | Com | 3M | 64K | 1 |
| AMERICAN EXPRESS COMPANY | Com | 3M | 41K | 1 |
| AMERICAN INTL GROUP INC | Com | 1M | 30K | 1 |
| AMERICAN INTL GRP WTS | *W | 309K | 16K | 1 |
| AMERICAN SCIENCE & | Com | 857K | 14K | 1 |
| AMERICAN SOFTWARE INC | Com | 317K | 37K | 1 |
| AMERICAN STRATEGIC | Com | 1M | 152K | 1 |
| AMERICAN TOWER CORP NEW* | Com | 2M | 31K | 1 |
| AMERICAN TOWER CORP NEW* | Put | 214K | 3K | 1 |
| AMERICAN VANGUARD CORP | Com | 5M | 195K | 1 |
| AMERICAN WATER WORKS | Com | 4M | 105K | 1 |
| AMERISOURCEBERGEN CORP | Com | 490K | 8K | 1 |
| AMETEK INC NEW | Com | 278K | 6K | 1 |
| AMGEN INC | Com | 6M | 58K | 1 |
| ANADARKO PETROLEUM CORP | Com | 9M | 96K | 1 |
| ANALOG DEVICES INC | Com | 7M | 138K | 1 |
| ANGIES LIST INC | Com | 1M | 46K | 1 |
| ANHEUSER BUSCH INBEV | Com | 25M | 250K | 1 |
| ANNALY CAPITAL | Com | 9M | 740K | 1 |
| ANSYS INC | Com | 418K | 5K | 1 |
| ANWORTH MTG ASSET CORP * | Com | 50K | 10K | 1 |
| AON PLC CL A | Com | 2M | 21K | 1 |
| APACHE CORP | Com | 3M | 37K | 1 |
| APOLLO COMMERCIAL REAL | Com | 453K | 30K | 1 |
| APOLLO GLOBAL MGMT LLC | Com | 2M | 73K | 1 |
| APOLLO INVESTMENT CORP | Com | 385K | 47K | 1 |
| APOLLO INVT CORP | Note | 248K | – | 1 |
| APOLLO RESIDENTIAL MTG | Com | 243K | 17K | 1 |
| APPLE INC | Com | 94M | 197K | 1 |
| APPLIED MATERIALS INC | Com | 3M | 152K | 1 |
| AQUA AMERICA INC | Com | 426K | 17K | 1 |
| ARCELORMITTAL SA | Com | 190K | 14K | 1 |
| ARCH COAL INC | Com | 6M | 1M | 1 |
| ARCHER DANIELS MIDLAND | Com | 2M | 67K | 1 |
| ARES CAP CORP | Note | 26K | – | 1 |
| ARES CAPITAL CORP | Com | 11M | 637K | 1 |
| ARLINGTON ASSET | Com | 350K | 15K | 1 |
| ASCENA RETAIL GROUP INC | Com | 207K | 10K | 1 |
| ASHLAND INC NEW | Com | 420K | 5K | 1 |
| ASPEN TECHNOLOGY INC | Com | 1M | 34K | 1 |
| ASSOCIATED BANC CORP WI | Com | 212K | 14K | 1 |
| ASSOCIATED ESTATES RLTY* | Com | 1M | 75K | 1 |
| ASTRAZENECA PLC | Com | 3M | 61K | 1 |
| AT&T INC | Com | 47M | 1M | 1 |
| ATLAS PIPELINE PARTNERS | Units | 1M | 26K | 1 |
| ATLAS RESOURCE PARTNERS | Units | 304K | 15K | 1 |
| ATWOOD OCEANICS INC | Com | 229K | 4K | 1 |
| AURICO GOLD INC | Com | 209K | 55K | 1 |
| AUTOMATIC DATA | Com | 18M | 252K | 1 |
| AUTONATION INC | Com | 519K | 10K | 1 |
| AVAGO TECHNOLOGIES | Com | 1M | 32K | 1 |
| AVIS BUDGET GROUP INC | Com | 3M | 107K | 1 |
| BABCOCK & WILCOX COMPANY | Com | 837K | 25K | 1 |
| BAIDU INC | Com | 400K | 3K | 1 |
| BAKER HUGHES INC | Com | 2M | 36K | 1 |
| BALL CORP | Com | 211K | 5K | 1 |
| BANCO SANTANDER BRASIL | Com | 95K | 14K | 1 |
| BANCO SANTANDER S A | Com | 2M | 207K | 1 |
| BANK AMERICA CORP | Com | 5M | 368K | 1 |
| BANK AMERICA CORP | Pfd | 1M | 1K | 1 |
| BANK MONTREAL QUEBEC | Com | 24M | 360K | 1 |
| BANK NEW YORK MELLON | Com | 455K | 15K | 1 |
| BARCLAYS BANK PLC IPATH | Pfd | 6M | 165K | 1 |
| BARCLAYS BANK PLC IPATH | Pfd | 326K | 7K | 1 |
| BARCLAYS BANK PLC IPATH | Pfd | 395K | 6K | 1 |
| BARCLAYS BANK PLC PFD | Pfd | 304K | 12K | 1 |
| BARCLAYS PLC ADR | Com | 294K | 17K | 1 |
| BARD C R INC | Com | 9M | 75K | 1 |
| BARRICK GOLD CORP | Com | 1M | 60K | 1 |
| BAXTER INTERNATIONAL INC | Com | 4M | 60K | 1 |
| BB&T CORP | Com | 874K | 26K | 1 |
| BB&T CORP DEP SHS REPSTG | Pfd | 304K | 16K | 1 |
| BCE INC NEW | Com | 20M | 460K | 1 |
| BE AEROSPACE INC | Com | 768K | 10K | 1 |
| BEAM INC | Com | 2M | 38K | 1 |
| BECTON DICKINSON & | Com | 4M | 37K | 1 |
| BED BATH & BEYOND INC | Com | 762K | 10K | 1 |
| BEMIS COMPANY INC | Com | 697K | 18K | 1 |
| BERKLEY W R CORP | Com | 1M | 34K | 1 |
| BERKSHIRE HATHAWAY INC | Com | 4M | 23 | 1 |
| BERKSHIRE HATHAWAY INC | Com | 17M | 152K | 1 |
| BERRY PETE COMPANY | Com | 380K | 9K | 1 |
| BEST BUY COMPANY INC | Com | 253K | 7K | 1 |
| BGC PARTNERS INC | Com | 1M | 189K | 1 |
| BGC PARTNERS INC | Note | 87K | – | 1 |
| BHP BILLITON LIMITED | Com | 607K | 9K | 1 |
| BIGLARI HOLDINGS INC | Com | 226K | 547 | 1 |
| BIOGEN IDEC INC | Com | 4M | 17K | 1 |
| BIOLASE INC | Com | 65K | 34K | 1 |
| BITAUTO HOLDINGS LTD | Com | 232K | 14K | 1 |
| BLACKROCK CORE | Com | 370K | 28K | 1 |
| BLACKROCK CORP HIGH | Com | 141K | 12K | 1 |
| BLACKROCK DIVIDEND | Com | 279K | 22K | 1 |
| BLACKROCK ENERGY | Com | 379K | 15K | 1 |
| BLACKROCK ENHANCED | Com | 310K | 41K | 1 |
| BLACKROCK INC | Com | 5M | 17K | 1 |
| BLACKROCK INCOME TRUST | Com | 210K | 32K | 1 |
| BLACKROCK INTERNATIONAL | Com | 118K | 15K | 1 |
| BLACKROCK MUNICIPAL | Com | 443K | 33K | 1 |
| BLACKROCK MUNICIPAL | Com | 258K | 20K | 1 |
| BLACKROCK MUNIHOLDINGS | Com | 663K | 49K | 1 |
| BLACKROCK MUNIHOLDINGS | Com | 418K | 32K | 1 |
| BLACKROCK MUNIVEST | Com | 101K | 11K | 1 |
| BLACKROCK MUNIYIELD | Com | 211K | 16K | 1 |
| BLACKROCK MUNIYIELD | Com | 858K | 66K | 1 |
| BLACKROCK MUNIYIELD | Com | 154K | 11K | 1 |
| BLACKSTONE GROUP LP | Units | 5M | 183K | 1 |
| BOARDWALK PIPELINE | Units | 5M | 154K | 1 |
| BOEING COMPANY | Com | 17M | 145K | 1 |
| BORG WARNER INC | Com | 214K | 2K | 1 |
| BOSTON SCIENTIFIC CORP | Com | 4M | 320K | 1 |
| BOYD GAMING CORP | Com | 153K | 11K | 1 |
| BP PLC | Com | 6M | 136K | 1 |
| BP PRUDHOE BAY ROYALTY | Com | 359K | 4K | 1 |
| BPZ RESOURCES INC | Com | 38K | 19K | 1 |
| BRIDGEPOINT EDUCATION | Com | 359K | 20K | 1 |
| BRISTOL MYERS SQUIBB | Com | 13M | 279K | 1 |
| BROOKFIELD | Units | 805K | 21K | 1 |
| BROOKFIELD TOTAL RETURN | Com | 605K | 26K | 1 |
| BROWN & BROWN INC | Com | 4M | 112K | 1 |
| BROWN-FORMAN CORP CL B | Com | 2M | 32K | 1 |
| BUCKEYE PARTNERS LTD | Units | 753K | 11K | 1 |
| BUNGE LIMITED | Com | 344K | 5K | 1 |
| C H ROBINSON WORLDWIDE | Com | 2M | 25K | 1 |
| CA INC | Com | 270K | 9K | 1 |
| CABELAS INC | Com | 523K | 8K | 1 |
| CABLEVISION SYS CORP | Com | 266K | 16K | 1 |
| CABOT CORP | Com | 1M | 27K | 1 |
| CABOT OIL&GAS CORP | Com | 483K | 13K | 1 |
| CAESARSTONE SDOT-YAM LTD | Com | 281K | 6K | 1 |
| CALAMOS CONVERTIBLE | Com | 479K | 38K | 1 |
| CALAMOS CONVERTIBLE & | Com | 316K | 25K | 1 |
| CALAMOS STRATEGIC TOTAL | Com | 213K | 21K | 1 |
| CALLAWAY GOLF COMPANY | Com | 537K | 75K | 1 |
| CALUMET SPECIALTY | Units | 3M | 120K | 1 |
| CAMPBELL SOUP COMPANY | Com | 499K | 12K | 1 |
| CANADIAN NATIONAL | Com | 1M | 12K | 1 |
| CANADIAN NATURAL RES LTD | Com | 1M | 34K | 1 |
| CAPITAL ONE | Com | 998K | 15K | 1 |
| CAPITAL PRODUCT PARTNERS | Com | 254K | 28K | 1 |
| CAPITOL FEDERAL FINL INC | Com | 681K | 55K | 1 |
| CAPSTEAD MTG CORP NEW * | Com | 546K | 46K | 1 |
| CAPSTONE TURBINE CORP | Com | 12K | 11K | 1 |
| CARBO CERAMICS INC | Com | 1M | 11K | 1 |
| CARDINAL HEALTH INC | Com | 3M | 62K | 1 |
| CARLYLE GROUP LTD | Units | 801K | 31K | 1 |
| CARMAX INC | Com | 682K | 14K | 1 |
| CARNIVAL CORP PAIRED CTF | Com | 676K | 21K | 1 |
| CARPENTER TECHNOLGY CORP | Com | 2M | 31K | 1 |
| CARRIAGE SERVICES INC | Com | 1M | 72K | 1 |
| CATAMARAN CORP | Com | 290K | 6K | 1 |
| CATERPILLAR INC | Com | 5M | 55K | 1 |
| CBL & ASSOCIATES * | Com | 230K | 12K | 1 |
| CBS CORP NEW | Com | 3M | 55K | 1 |
| CELANESE CORP DEL | Com | 2M | 37K | 1 |
| CELESTICA INC | Com | 369K | 33K | 1 |
| CELGENE CORP | Com | 5M | 34K | 1 |
| CEMEX S A B DE CV SPONS | Com | 261K | 23K | 1 |
| CENOVUS ENERGY INC | Com | 408K | 14K | 1 |
| CENTRAIS ELECTRICAS | Com | 37K | 13K | 1 |
| CENTRAL FUND OF CANADA | Com | 9M | 631K | 1 |
| CENTURYLINK INC | Com | 27M | 857K | 1 |
| CERNER CORP | Com | 4M | 76K | 1 |
| CHARTER COMMUNICATIONS | Com | 208K | 2K | 1 |
| CHENIERE ENERGY INC NEW | Com | 232K | 7K | 1 |
| CHESAPEAKE ENERGY CORP | Com | 25M | 951K | 1 |
| CHESAPEAKE ENERGY CORP | Pfd | 1M | 12K | 1 |
| CHESAPEAKE GRANITE WA TR | Com | 326K | 24K | 1 |
| CHEVRON CORP | Com | 57M | 470K | 1 |
| CHICAGO BRIDGE & IRON | Com | 3M | 38K | 1 |
| CHIMERA INVESTMENT CORP | Com | 327K | 108K | 1 |
| CHINA MOBILE LIMITED | Com | 2M | 28K | 1 |
| CHINA PETROLEUM & CHEM | Com | 720K | 9K | 1 |
| CHINA XD PLASTICS | Com | 5M | 1M | 1 |
| CHUBB CORP | Com | 2M | 25K | 1 |
| CHURCH & DWIGHT | Com | 929K | 15K | 1 |
| CIMAREX ENERGY COMPANY | Com | 2M | 18K | 1 |
| CINCINNATI | Com | 2M | 34K | 1 |
| CINCINNATI BELL INC NEW | Com | 15M | 5M | 1 |
| CIRRUS LOGIC INC | Com | 4M | 162K | 1 |
| CISCO SYSTEMS INC | Com | 38M | 2M | 1 |
| CIT GROUP INC NEW | Com | 283K | 6K | 1 |
| CITIGROUP INC NEW | Com | 3M | 58K | 1 |
| CITRIX SYSTEMS INC | Com | 250K | 4K | 1 |
| CLAYMORE GUGGENHEIM | Com | 3M | 101K | 1 |
| CLAYMORE GUGGENHEIM | Com | 3M | 97K | 1 |
| CLAYMORE GUGGENHEIM | Com | 5M | 179K | 1 |
| CLAYMORE GUGGENHEIM | Com | 3M | 96K | 1 |
| CLAYMORE GUGGENHEIM | Com | 255K | 10K | 1 |
| CLAYMORE GUGGENHEIM | Com | 2M | 67K | 1 |
| CLAYMORE GUGGENHEIM | Com | 366K | 16K | 1 |
| CLAYMORE GUGGENHEIM | Com | 282K | 13K | 1 |
| CLAYMORE GUGGENHEIM | Com | 555K | 14K | 1 |
| CLAYMORE GUGGENHEIM | Com | 369K | 7K | 1 |
| CLAYMORE GUGGENHEIM | Com | 534K | 27K | 1 |
| CLEAN ENERGY FUELS CORP | Com | 230K | 18K | 1 |
| CLEARBRIDGE ENERGY MLP | Com | 1M | 46K | 1 |
| CLIFFS NATURAL RES INC | Com | 311K | 15K | 1 |
| CLOROX COMPANY | Com | 4M | 45K | 1 |
| CMS ENERGY CORP | Com | 3M | 124K | 1 |
| CNB FINANCIAL CORP PA | Com | 2M | 112K | 1 |
| CNOOC LTD | Com | 558K | 3K | 1 |
| COACH INC | Com | 16M | 302K | 1 |
| COCA-COLA COMPANY | Com | 25M | 659K | 1 |
| COGNIZANT TECHNOLOGY | Com | 734K | 9K | 1 |
| COHEN & STEERS | Com | 644K | 33K | 1 |
| COHEN & STEERS INC | Com | 464K | 13K | 1 |
| COHEN & STEERS QUALITY | Com | 185K | 19K | 1 |
| COHERENT INC | Com | 292K | 5K | 1 |
| COLGATE-PALMOLIVE | Com | 12M | 200K | 1 |
| COLONY FINANCIAL INC | Com | 229K | 11K | 1 |
| COMCAST CORP CL A NEW | Com | 2M | 34K | 1 |
| COMCAST CORP NEW CL A | Com | 5M | 117K | 1 |
| COMMERCE BANCSHARES INC | Com | 307K | 7K | 1 |
| COMMVAULT SYSTEMS INC | Com | 1M | 12K | 1 |
| COMPANHIA DE BEBIDAS | Com | 2M | 42K | 1 |
| COMPASS DIVERSIFIED | Com | 636K | 36K | 1 |
| COMPUTER PROGRAMS & | Com | 225K | 4K | 1 |
| CONAGRA FOODS INC | Com | 2M | 58K | 1 |
| CONCHO RESOURCES INC | Com | 228K | 2K | 1 |
| CONCUR TECHNOLOGIES INC | Com | 584K | 5K | 1 |
| CONOCOPHILLIPS | Com | 36M | 519K | 1 |
| CONSOLIDATED EDISON INC | Com | 850K | 15K | 1 |
| CONSTELLATION BRANDS | Com | 4M | 71K | 1 |
| CONTINENTAL RESOURCES | Com | 2M | 22K | 1 |
| CONVERGYS CORP | Com | 292K | 16K | 1 |
| CORE LABORATORIES NV | Com | 1M | 6K | 1 |
| CORNING INC | Com | 25M | 2M | 1 |
| CORRECTIONS CORP AMER | Com | 3M | 99K | 1 |
| COSTAR GROUP INC | Com | 201K | 1K | 1 |
| COSTCO WHOLESALE CORP | Com | 10M | 90K | 1 |
| COVIDIEN PLC NEW | Com | 665K | 11K | 1 |
| CRACKER BARREL OLD | Com | 536K | 5K | 1 |
| CRANE COMPANY | Com | 933K | 15K | 1 |
| CRAWFORD & COMPANY CL B | Com | 184K | 19K | 1 |
| CRAY INC NEW | Com | 359K | 15K | 1 |
| CREE INC | Com | 1M | 24K | 1 |
| CROCS INC | Com | 183K | 13K | 1 |
| CROWN CASTLE INTL CORP | Com | 5M | 66K | 1 |
| CROWN MEDIA HOLDINGS | Com | 4M | 1M | 1 |
| CRYSTAL ROCK HOLDINGS | Com | 12K | 14K | 1 |
| CSX CORP | Com | 10M | 406K | 1 |
| CULLEN FROST BANKERS INC | Com | 2M | 27K | 1 |
| CULP INC | Com | 363K | 19K | 1 |
| CUMMINS INC | Com | 4M | 30K | 1 |
| CURRENCYSHARES | Com | 845K | 9K | 1 |
| CURRENCYSHARES SWEDISH | Com | 205K | 1K | 1 |
| CUSHING MLP TOTAL * | Com | 166K | 21K | 1 |
| CUSHING RENAISSANCE FD | Com | 473K | 21K | 1 |
| CUSHING ROYALTY & INCM | Com | 1M | 62K | 1 |
| CVR PARTNERS | Units | 495K | 28K | 1 |
| CVS CAREMARK CORP | Com | 9M | 162K | 1 |
| CYS INVESTMENTS INC | Com | 3M | 331K | 1 |
| CYTEC INDUSTRIES INC | Com | 231K | 3K | 1 |
| D R HORTON INC | Com | 669K | 34K | 1 |
| DANA HOLDING CORP | Com | 719K | 31K | 1 |
| DANAHER CORP | Com | 476K | 7K | 1 |
| DARDEN RESTAURANTS INC | Com | 334K | 7K | 1 |
| DAVITA HEALTHCARE | Com | 363K | 6K | 1 |
| DCP MIDSTREAM PARTNERS | Units | 217K | 4K | 1 |
| DEAN FOODS COMPANY NEW | Com | 4M | 196K | 1 |
| DECKERS OUTDOOR CORP | Com | 1M | 16K | 1 |
| DEERE & COMPANY | Com | 6M | 69K | 1 |
| DENBURY RESOURCES | Com | 16M | 881K | 1 |
| DEUTSCHE BANK AG LONDON | Pfd | 447K | 69K | 1 |
| DEVON ENERGY CORP NEW | Com | 4M | 71K | 1 |
| DIAGEO PLC NEW | Com | 8M | 64K | 1 |
| DIAMOND OFFSHORE | Com | 531K | 9K | 1 |
| DIANA SHIPPING INC | Com | 22M | 2M | 1 |
| DIGITAL REALTY * | Com | 24M | 452K | 1 |
| DIGITALGLOBE INC NEW | Com | 312K | 10K | 1 |
| DIRECTV | Com | 23M | 382K | 1 |
| DISCOVER FINANCIAL SVCS | Com | 8M | 157K | 1 |
| DISCOVERY COMMUNICATIONS | Com | 284K | 3K | 1 |
| DISH NETWORK CORP CL A | Com | 629K | 14K | 1 |
| DISNEY WALT COMPANY | Com | 9M | 136K | 1 |
| DNP SELECT INCOME | Com | 1M | 125K | 1 |
| DOLLAR GENERAL CORP NEW | Com | 402K | 7K | 1 |
| DOLLAR TREE INC | Com | 231K | 4K | 1 |
| DOMINION RESOURCES INC | Com | 3M | 45K | 1 |
| DONALDSON COMPANY INC | Com | 203K | 5K | 1 |
| DONNELLEY R R & SONS | Com | 2M | 119K | 1 |
| DOUBLELINE INCOME | Com | 539K | 25K | 1 |
| DOUBLELINE OPPORTUNISTIC | Com | 415K | 18K | 1 |
| DOVER CORP COMMON | Com | 2M | 19K | 1 |
| DOW CHEMICAL COMPANY | Com | 30M | 779K | 1 |
| DR PEPPER SNAPPLE | Com | 20M | 448K | 1 |
| DRESSER RAND GROUP INC | Com | 238K | 4K | 1 |
| DRYSHIPS INC | Com | 58K | 16K | 1 |
| DTE ENERGY COMPANY | Com | 715K | 11K | 1 |
| DU PONT E.I.DE NEMOURS | Com | 11M | 185K | 1 |
| DUKE ENERGY CORP NEW | Com | 22M | 331K | 1 |
| DUKE REALTY CORP NEW * | Com | 186K | 12K | 1 |
| DUNKIN BRANDS GRP INC | Com | 502K | 11K | 1 |
| DUPONT FABROS TECHNOLOGY | Com | 4M | 144K | 1 |
| E M C CORP MASS | Com | 26M | 1M | 1 |
| E N I SPA SPONSORED ADR | Com | 409K | 9K | 1 |
| EASTMAN CHEMICAL COMPANY | Com | 217K | 3K | 1 |
| EATON CORP PLC | Com | 11M | 164K | 1 |
| EATON VANCE | Com | 199K | 17K | 1 |
| EATON VANCE CORP | Com | 234K | 6K | 1 |
| EATON VANCE ENHANCED * | Com | 948K | 81K | 1 |
| EATON VANCE FLOATING * | Com | 584K | 37K | 1 |
| EATON VANCE LIMITED | Com | 1M | 77K | 1 |
| EATON VANCE MUNICIPAL | Com | 1M | 101K | 1 |
| EATON VANCE RISK * | Com | 262K | 24K | 1 |
| EATON VANCE SHORT * | Com | 891K | 58K | 1 |
| EATON VANCE TAX * | Com | 589K | 33K | 1 |
| EATON VANCE TAX * | Com | 2M | 243K | 1 |
| EATON VANCE TAX * | Com | 214K | 16K | 1 |
| EATON VANCE TAX * | Com | 1M | 118K | 1 |
| EATON VANCE TAX * | Com | 710K | 76K | 1 |
| EBAY INC | Com | 11M | 201K | 1 |
| ECOLAB INC | Com | 5M | 52K | 1 |
| EDISON INTL | Com | 297K | 6K | 1 |
| EDWARDS LIFESCIENCES | Com | 936K | 13K | 1 |
| EL PASO PIPELINE | Units | 259K | 6K | 1 |
| ELDORADO GOLD CORP NEW | Com | 93K | 14K | 1 |
| EMERSON ELECTRIC COMPANY | Com | 20M | 314K | 1 |
| EMMIS COMMUNICATIONS | Com | 131K | 49K | 1 |
| ENBRIDGE ENERGY MGMNT | Com | 389K | 14K | 1 |
| ENBRIDGE ENERGY PARTNERS | Units | 2M | 70K | 1 |
| ENCANA CORP | Com | 6M | 349K | 1 |
| ENDO HEALTH SOLUTIONS | Com | 218K | 5K | 1 |
| ENERGEN CORP | Com | 438K | 6K | 1 |
| ENERGIZER HLDGS INC | Com | 330K | 4K | 1 |
| ENERGY RECOVERY INC | Com | 81K | 11K | 1 |
| ENERGY TRANSFER EQUITY | Units | 2M | 28K | 1 |
| ENERGY TRANSFER PARTNERS | Units | 5M | 95K | 1 |
| ENERPLUS CORP | Com | 196K | 12K | 1 |
| ENGILITY HOLDINGS INC | Com | 235K | 7K | 1 |
| ENSCO PLC CL A | Com | 2M | 28K | 1 |
| ENTERPRISE FINL SVCS | Com | 174K | 10K | 1 |
| ENTERPRISE PRODUCTS | Units | 19M | 317K | 1 |
| EOG RESOURCES INC | Com | 2M | 11K | 1 |
| EPR PROPERTIES | Com | 298K | 6K | 1 |
| EQT CORP | Com | 646K | 7K | 1 |
| EQUINIX INC NEW | Com | 428K | 2K | 1 |
| ERICSSON TELEPHONE NEW | Com | 251K | 19K | 1 |
| ESPERION THERAPEUTICS | Com | 427K | 23K | 1 |
| ESSEX PPTY TR INC * | Com | 683K | 5K | 1 |
| ESTEE LAUDER COMPANY INC | Com | 930K | 13K | 1 |
| EV ENERGY PARTNERS | Units | 338K | 9K | 1 |
| EXCHANGE YORKVILLE | Com | 1M | 70K | 1 |
| EXELIS INC | Com | 352K | 22K | 1 |
| EXELON CORP | Com | 7M | 230K | 1 |
| EXPEDITORS INTL WASH INC | Com | 4M | 102K | 1 |
| EXPONENT INC | Com | 204K | 3K | 1 |
| EXPRESS INC | Com | 417K | 18K | 1 |
| EXPRESS SCRIPTS HLDG | Com | 5M | 84K | 1 |
| EXPRESS SCRIPTS HLDG | Put | 219K | 4K | 1 |
| EXXON MOBIL CORP | Com | 42M | 493K | 1 |
| F N B CORP | Com | 241K | 20K | 1 |
| FACEBOOK INC CL A | Com | 3M | 69K | 1 |
| FACTSET RESEARCH SYSTEMS | Com | 295K | 3K | 1 |
| FASTENAL COMPANY | Com | 3M | 52K | 1 |
| FBR & COMPANY NEW | Com | 294K | 11K | 1 |
| FEDERATED ENHANCED * | Com | 312K | 24K | 1 |
| FEDERATED INVS INC PA | Com | 457K | 17K | 1 |
| FEDEX CORP | Com | 7M | 63K | 1 |
| FERRELLGAS PARTNERS LTD | Units | 494K | 22K | 1 |
| FIDELITY NASDAQ | Com | 298K | 2K | 1 |
| FIDUCIARY CLAYMORE MLP | Com | 2M | 82K | 1 |
| FIFTH THIRD BANCORP | Com | 669K | 37K | 1 |
| FINISAR CORP NEW | Com | 4M | 190K | 1 |
| FIRST COMMONWLTH FINL | Com | 80K | 11K | 1 |
| FIRST FINANCIAL HLDGS | Com | 655K | 12K | 1 |
| FIRST INTERNET BANCORP | Com | 4M | 134K | 1 |
| FIRST MARBLEHEAD CORP | Com | 430K | 524K | 1 |
| FIRST MIDWEST BANCORP DE | Com | 256K | 17K | 1 |
| FIRST NIAGARA FINANCIAL | Com | 12M | 1M | 1 |
| FIRST TR ENERGY INCM | Com | 359K | 11K | 1 |
| FIRST TRUST | Com | 348K | 11K | 1 |
| FIRST TRUST | Com | 500K | 31K | 1 |
| FIRST TRUST | Com | 5M | 156K | 1 |
| FIRST TRUST | Com | 406K | 13K | 1 |
| FIRST TRUST | Com | 446K | 25K | 1 |
| FIRST TRUST | Com | 2M | 100K | 1 |
| FIRST TRUST | Com | 971K | 42K | 1 |
| FIRST TRUST | Com | 1M | 55K | 1 |
| FIRST TRUST CONSUMER | Com | 6M | 218K | 1 |
| FIRST TRUST CONSUMER | Com | 4M | 125K | 1 |
| FIRST TRUST DEVELOPING | Com | 360K | 7K | 1 |
| FIRST TRUST DOW JONES | Com | 6M | 116K | 1 |
| FIRST TRUST DOW JONES | Com | 273K | 11K | 1 |
| FIRST TRUST ENERGY | Com | 3M | 136K | 1 |
| FIRST TRUST ENERGY | Com | 1M | 69K | 1 |
| FIRST TRUST EXCHANGE | Com | 864K | 48K | 1 |
| FIRST TRUST FINANCIALS | Com | 2M | 83K | 1 |
| FIRST TRUST FTSE EPRA | Com | 1M | 32K | 1 |
| FIRST TRUST GLOBAL WIND | Com | 301K | 29K | 1 |
| FIRST TRUST HEALTHCARE | Com | 5M | 106K | 1 |
| FIRST TRUST HIGH INCOME | Com | 425K | 24K | 1 |
| FIRST TRUST INDUSTRIAL | Com | 3M | 135K | 1 |
| FIRST TRUST INTERMEDIATE | Com | 796K | 37K | 1 |
| FIRST TRUST ISE WATER | Com | 300K | 10K | 1 |
| FIRST TRUST LARGE CAP | Com | 3M | 69K | 1 |
| FIRST TRUST LARGE CAP | Com | 480K | 13K | 1 |
| FIRST TRUST MATERIALS | Com | 4M | 122K | 1 |
| FIRST TRUST MID CAP | Com | 2M | 45K | 1 |
| FIRST TRUST MORNINGSTAR | Com | 3M | 139K | 1 |
| FIRST TRUST MTG INCM FD | Com | 514K | 33K | 1 |
| FIRST TRUST MULTI ASSET | Com | 315K | 15K | 1 |
| FIRST TRUST NYSE ARCA | Com | 5M | 85K | 1 |
| FIRST TRUST SENIOR LOAN | Com | 2M | 33K | 1 |
| FIRST TRUST SMALL CAP | Com | 3M | 62K | 1 |
| FIRST TRUST SMALL CAP | Com | 706K | 25K | 1 |
| FIRST TRUST SPECIALTY | Com | 238K | 29K | 1 |
| FIRST TRUST TECHNOLOGY | Com | 4M | 131K | 1 |
| FIRST TRUST UTILITIES | Com | 614K | 31K | 1 |
| FIRSTENERGY CORP | Com | 2M | 47K | 1 |
| FIRSTMERIT CORP | Com | 3M | 116K | 1 |
| FISERV INC | Com | 792K | 8K | 1 |
| FIVE OAKS INVESTMENT | Com | 136K | 12K | 1 |
| FLAHERTY & CRUMRINE | Com | 206K | 10K | 1 |
| FLAMEL TECH SA SPONS | Com | 85K | 13K | 1 |
| FLEXTRONICS INTL LTD | Com | 1M | 162K | 1 |
| FLOWSERVE CORP | Com | 9M | 151K | 1 |
| FLUOR CORP NEW | Com | 1M | 20K | 1 |
| FOOT LOCKER INC | Com | 753K | 22K | 1 |
| FORD MOTOR COMPANY NEW | Com | 15M | 886K | 1 |
| FOREST LABORATORIES INC | Com | 4M | 88K | 1 |
| FORESTAR GROUP INC | Com | 523K | 24K | 1 |
| FORTINET INC | Com | 403K | 20K | 1 |
| FORTUNE BRANDS HOME & | Com | 244K | 6K | 1 |
| FOSTER WHEELER AG | Com | 274K | 10K | 1 |
| FRANKLIN RESOURCES INC | Com | 1M | 26K | 1 |
| FRANKLIN TEMPLETON LTD * | Com | 1M | 80K | 1 |
| FRANKLIN UNIVERSAL | Com | 445K | 65K | 1 |
| FREEPORT MCMORAN COPPER | Com | 15M | 448K | 1 |
| FRONTIER COMMUNICATIONS | Com | 2M | 369K | 1 |
| FUELCELL ENERGY INC | Com | 159K | 123K | 1 |
| GABELLI DIVIDEND & * | Com | 860K | 43K | 1 |
| GAIAM INC CL A | Com | 164K | 33K | 1 |
| GAMCO GLOBAL GOLD NAT | Com | 312K | 30K | 1 |
| GANNETT COMPANY INC DE | Com | 386K | 14K | 1 |
| GAP INC | Com | 370K | 9K | 1 |
| GDL FUND | Com | 198K | 18K | 1 |
| GENERAC HOLDINGS INC | Com | 511K | 12K | 1 |
| GENERAL DYNAMICS | Com | 1M | 13K | 1 |
| GENERAL ELECTRIC COMPANY | Com | 62M | 3M | 1 |
| GENERAL GROWTH PPTYS INC | Com | 300K | 16K | 1 |
| GENERAL MILLS INC | Com | 16M | 331K | 1 |
| GENERAL MOTORS COMPANY | Com | 500K | 14K | 1 |
| GENESEE & WYO INC CL A | Com | 628K | 7K | 1 |
| GENESIS ENERGY LTD | Units | 1M | 22K | 1 |
| GENL CABLE CORP | Com | 10M | 313K | 1 |
| GENUINE PARTS COMPANY | Com | 9M | 107K | 1 |
| GENWORTH FINANCIAL CL A | Com | 291K | 23K | 1 |
| GEO GROUP INC | Com | 1M | 38K | 1 |
| GILDAN ACTIVEWEAR INC | Com | 342K | 7K | 1 |
| GILEAD SCIENCES INC | Com | 7M | 116K | 1 |
| GLACIER BANCORP INC NEW | Com | 317K | 13K | 1 |
| GLAXOSMITHKLINE PLC | Com | 21M | 428K | 1 |
| GLIMCHER REALTY TR SBI * | Com | 142K | 15K | 1 |
| GLOBAL PAYMENTS INC | Com | 616K | 12K | 1 |
| GLOBAL X | Com | 709K | 36K | 1 |
| GLOBAL X | Com | 3M | 240K | 1 |
| GNC HOLDINGS INC CL A | Com | 4M | 72K | 1 |
| GOLAR LNG LTD | Com | 968K | 26K | 1 |
| GOLAR LNG PARTNERS | Com | 4M | 119K | 1 |
| GOLDCORP INC NEW | Com | 6M | 218K | 1 |
| GOLDMAN SACHS GROUP INC | Com | 1M | 9K | 1 |
| GOLDMAN SACHS GROUP INC | Pfd | 276K | 6K | 1 |
| GOLUB CAPITAL BDC INC | Com | 2M | 127K | 1 |
| GOODYEAR TIRE & RUBBER | Com | 2M | 95K | 1 |
| GOOGLE INC CL A | Com | 30M | 34K | 1 |
| GOVERNMENT PROPERTIES * | Com | 503K | 21K | 1 |
| GRAINGER W W INC | Com | 311K | 1K | 1 |
| GRAPHIC PACKAGING | Com | 4M | 430K | 1 |
| GREAT PLAINS ENERGY INC | Com | 334K | 15K | 1 |
| GREATBATCH INC | Com | 9M | 255K | 1 |
| GREEN DOT CORP CL A | Com | 549K | 21K | 1 |
| GROUPON INC CL A | Com | 296K | 26K | 1 |
| GT ADVANCED TECHS INC | Com | 377K | 44K | 1 |
| GTX INC | Com | 55K | 27K | 1 |
| GUGGENHEIM BUILD AMER | Com | 341K | 17K | 1 |
| GUGGENHEIM STRATEGIC | Com | 412K | 19K | 1 |
| GULFMARK OFFSHORE INC | Com | 3M | 61K | 1 |
| GULFPORT ENERGY CORP NEW | Com | 7M | 108K | 1 |
| H&Q HEALTHCARE INVESTORS | Com | 534K | 22K | 1 |
| HAIN CELESTIAL GROUP INC | Com | 860K | 11K | 1 |
| HALCON RESOURCES CORP | Com | 95K | 21K | 1 |
| HALLIBURTON COMPANY | Com | 8M | 175K | 1 |
| HALOZYME THERAPEUTICS | Com | 363K | 33K | 1 |
| HANCOCK HOLDING COMPANY | Com | 981K | 31K | 1 |
| HANCOCK JOHN FINL OPPTYS | Com | 964K | 45K | 1 |
| HANESBRANDS INC | Com | 285K | 5K | 1 |
| HANOVER INSURANCE GROUP | Com | 373K | 7K | 1 |
| HARLEY DAVIDSON INC | Com | 350K | 5K | 1 |
| HARTFORD FINANCIAL | Com | 2M | 51K | 1 |
| HASBRO INC | Com | 352K | 7K | 1 |
| HATTERAS FINANCIAL CORP | Com | 296K | 16K | 1 |
| HAWAIIAN ELECTRIC | Com | 705K | 28K | 1 |
| HCA HOLDINGS INC | Com | 279K | 7K | 1 |
| HCC INSURANCE HLDGS INC | Com | 1M | 29K | 1 |
| HCP INC | Com | 1M | 30K | 1 |
| HEADWATERS INC | Com | 4M | 442K | 1 |
| HEALTH CARE REIT INC * | Com | 5M | 73K | 1 |
| HEALTHCARE SVCS GROUP | Com | 528K | 21K | 1 |
| HEALTHWAYS INC | Com | 264K | 14K | 1 |
| HELIOS STRATEGIC INCOME | Com | 96K | 15K | 1 |
| HELIX ENERGY SOLUTIONS | Com | 2M | 67K | 1 |
| HELMERICH & PAYNE INC | Com | 1M | 16K | 1 |
| HENRY JACK & ASSOC INC | Com | 349K | 7K | 1 |
| HERCULES OFFSHORE INC | Com | 184K | 25K | 1 |
| HERCULES TECHNOLOGY | Com | 3M | 184K | 1 |
| HERSHA HOSPITALITY TR * | Com | 114K | 20K | 1 |
| HERSHEY COMPANY | Com | 1M | 15K | 1 |
| HESS CORP | Com | 392K | 5K | 1 |
| HEWLETT-PACKARD COMPANY | Com | 612K | 29K | 1 |
| HEXCEL CORP NEW | Com | 16M | 411K | 1 |
| HHGREGG INC | Com | 322K | 18K | 1 |
| HOLLYFRONTIER CORP | Com | 1M | 32K | 1 |
| HOLOGIC INC | Com | 280K | 14K | 1 |
| HOME DEPOT INC | Com | 5M | 61K | 1 |
| HOME LOAN SERVICING | Com | 1M | 49K | 1 |
| HOME PROPERTIES INC * | Com | 277K | 5K | 1 |
| HOMEAWAY INC | Com | 210K | 8K | 1 |
| HONEYWELL INTL INC | Com | 12M | 145K | 1 |
| HORIZON PHARMA INC | Com | 112K | 33K | 1 |
| HORIZON TECHNOLOGY FIN | Com | 865K | 65K | 1 |
| HOSPITALITY PPTYS TR * | Com | 268K | 9K | 1 |
| HSBC HOLDINGS PLC | Com | 827K | 15K | 1 |
| HUMANA INC | Com | 647K | 7K | 1 |
| HUNTINGTON BANCSHARES | Pfd | 301K | 243 | 1 |
| HUNTINGTON BANCSHRES INC | Com | 1M | 122K | 1 |
| HUNTSMAN CORP | Com | 287K | 14K | 1 |
| IAC / INTERACTIVECORP | Com | 694K | 13K | 1 |
| ICAHN ENTERPRISES | Com | 779K | 9K | 1 |
| ICF INTERNATIONAL INC | Com | 283K | 8K | 1 |
| IDEXX LABORATORIES INC | Com | 243K | 2K | 1 |
| ILLINOIS TOOL WORKS INC | Com | 3M | 39K | 1 |
| ILLUMINA INC | Com | 234K | 3K | 1 |
| IMATION CORP | Com | 126K | 31K | 1 |
| IMMERSION CORP | Com | 689K | 52K | 1 |
| INDEPENDENCE HOLDING NEW | Com | 266K | 19K | 1 |
| INDEPENDENT BANK CORP | Com | 223K | 22K | 1 |
| INDIA FUND INC | Com | 412K | 22K | 1 |
| INERGY XXX | Units | 237K | 17K | 1 |
| INERGY MIDSTREAM | Units | 804K | 36K | 1 |
| ING ASIA PACIFIC * | Com | 309K | 23K | 1 |
| ING GLOBAL EQUITY * | Com | 234K | 26K | 1 |
| ING GROEP N V | Com | 245K | 22K | 1 |
| ING INFRASTRUCTURE * | Com | 235K | 14K | 1 |
| ING PRIME RATE TRUST | Com | 476K | 79K | 1 |
| INGERSOLL RAND PLC | Com | 868K | 13K | 1 |
| INGREDION INC | Com | 5M | 82K | 1 |
| INTEL CORP | Com | 77M | 3M | 1 |
| INTERNATIONAL BUSINESS | Com | 23M | 123K | 1 |
| INTERNATIONAL PAPER | Com | 5M | 106K | 1 |
| INTERSIL CORP | Com | 3M | 268K | 1 |
| INTERXION HOLDING NV | Com | 718K | 32K | 1 |
| INTL FLAVOR & FRAGRANCES | Com | 222K | 3K | 1 |
| INTL GAME TECHNOLOGY | Com | 230K | 12K | 1 |
| INTREPID POTASH INC | Com | 19M | 1M | 1 |
| INTUIT INC | Com | 571K | 9K | 1 |
| INTUITIVE SURGICAL INC | Com | 215K | 571 | 1 |
| INVENSENSE INC | Com | 4M | 200K | 1 |
| INVESCO DYNAMIC | Com | 1M | 97K | 1 |
| INVESCO LTD SHARES | Com | 537K | 17K | 1 |
| INVESCO MORTGAGE * | Com | 175K | 11K | 1 |
| INVESCO MUNICIPAL OPPTY | Com | 130K | 11K | 1 |
| INVESCO QUALITY | Com | 429K | 37K | 1 |
| INVESCO SENIOR INCOME TR | Com | 1M | 207K | 1 |
| INVESCO TRUST INVT GRADE | Com | 1M | 89K | 1 |
| IRON MOUNTAIN INC DE | Com | 538K | 20K | 1 |
| IRON MOUNTAIN INC DE | Put | 300K | 11K | 1 |
| ISHARES | Com | 16M | 142K | 1 |
| ISHARES | Com | 24M | 226K | 1 |
| ISHARES | Com | 3M | 32K | 1 |
| ISHARES | Com | 67M | 797K | 1 |
| ISHARES | Com | 908K | 10K | 1 |
| ISHARES | Com | 1M | 54K | 1 |
| ISHARES | Com | 1M | 13K | 1 |
| ISHARES | Com | 18M | 277K | 1 |
| ISHARES | Com | 2M | 22K | 1 |
| ISHARES | Com | 1M | 16K | 1 |
| ISHARES | Com | 1M | 29K | 1 |
| ISHARES | Com | 241K | 3K | 1 |
| ISHARES | Com | 1M | 31K | 1 |
| ISHARES | Com | 2M | 65K | 1 |
| ISHARES | Com | 27M | 253K | 1 |
| ISHARES | Com | 220K | 2K | 1 |
| ISHARES | Com | 5M | 45K | 1 |
| ISHARES | Com | 11M | 105K | 1 |
| ISHARES | Com | 850K | 7K | 1 |
| ISHARES | Com | 23M | 191K | 1 |
| ISHARES | Com | 17M | 437K | 1 |
| ISHARES | Com | 369K | 9K | 1 |
| ISHARES | Com | 269K | 8K | 1 |
| ISHARES | Com | 998K | 9K | 1 |
| ISHARES | Com | 330K | 3K | 1 |
| ISHARES 10+ YEAR | Com | 438K | 8K | 1 |
| ISHARES CHINA | Com | 447K | 12K | 1 |
| ISHARES COHEN & STEERS | Com | 1M | 16K | 1 |
| ISHARES CORE MSCI | Com | 79M | 1M | 1 |
| ISHARES CORE MSCI | Com | 13M | 266K | 1 |
| ISHARES CORE S&P | Com | 3M | 28K | 1 |
| ISHARES CORE S&P 500 ETF | Com | 3M | 15K | 1 |
| ISHARES CORE S&P MID | Com | 6M | 52K | 1 |
| ISHARES CORE TOTAL | Com | 26M | 240K | 1 |
| ISHARES FLOATING | Com | 25M | 500K | 1 |
| ISHARES GOLD TRUST | Com | 9M | 688K | 1 |
| ISHARES HIGH DIVIDEND | Com | 2M | 30K | 1 |
| ISHARES IBOXX | Com | 90M | 797K | 1 |
| ISHARES IBOXX $ | Com | 30M | 333K | 1 |
| ISHARES INTL DEVELOPED | Com | 677K | 20K | 1 |
| ISHARES INTL TREASURY | Com | 633K | 6K | 1 |
| ISHARES JPMORGAN USD | Com | 2M | 17K | 1 |
| ISHARES MORNINGSTAR | Com | 710K | 6K | 1 |
| ISHARES MORTGAGE | Com | 4M | 327K | 1 |
| ISHARES MSCI | Com | 2M | 128K | 1 |
| ISHARES MSCI | Com | 904K | 76K | 1 |
| ISHARES MSCI | Com | 32M | 499K | 1 |
| ISHARES MSCI | Com | 2M | 35K | 1 |
| ISHARES MSCI BRAZIL | Com | 884K | 18K | 1 |
| ISHARES MSCI CANADA | Com | 2M | 61K | 1 |
| ISHARES MSCI EAFE | Com | 1M | 25K | 1 |
| ISHARES MSCI EAFE | Com | 1M | 21K | 1 |
| ISHARES MSCI EAFE | Com | 1M | 17K | 1 |
| ISHARES MSCI EMERGING | Com | 396K | 7K | 1 |
| ISHARES MSCI EMERGING | Com | 17M | 413K | 1 |
| ISHARES MSCI EMU | Com | 553K | 15K | 1 |
| ISHARES MSCI GERMANY | Com | 681K | 24K | 1 |
| ISHARES MSCI HONG KONG | Com | 2M | 85K | 1 |
| ISHARES MSCI JAPAN | Com | 633K | 11K | 1 |
| ISHARES MSCI KLD 400 | Com | 281K | 4K | 1 |
| ISHARES MSCI MEXICO | Com | 297K | 5K | 1 |
| ISHARES MSCI NETHERLANDS | Com | 609K | 26K | 1 |
| ISHARES MSCI NEW ZEALAND | Com | 2M | 46K | 1 |
| ISHARES MSCI SPAIN | Com | 2M | 48K | 1 |
| ISHARES MSCI SWEDEN | Com | 2M | 67K | 1 |
| ISHARES MSCI SWITZERLND | Com | 2M | 76K | 1 |
| ISHARES MSCI UNITED | Com | 558K | 28K | 1 |
| ISHARES MSCI USA | Com | 2M | 74K | 1 |
| ISHARES NASDAQ | Com | 2M | 10K | 1 |
| ISHARES NATIONAL | Com | 6M | 57K | 1 |
| ISHARES NORTH | Com | 254K | 6K | 1 |
| ISHARES NORTH | Com | 338K | 4K | 1 |
| ISHARES RUSSELL 1000 | Com | 28M | 326K | 1 |
| ISHARES RUSSELL 1000 | Com | 38M | 485K | 1 |
| ISHARES RUSSELL 1000 | Com | 1M | 14K | 1 |
| ISHARES RUSSELL 2000 | Com | 5M | 54K | 1 |
| ISHARES RUSSELL 2000 | Com | 5M | 40K | 1 |
| ISHARES RUSSELL 2000 | Com | 22M | 204K | 1 |
| ISHARES RUSSELL 3000 | Com | 43M | 428K | 1 |
| ISHARES RUSSELL MID CAP | Com | 1M | 20K | 1 |
| ISHARES RUSSELL MID CAP | Com | 1M | 18K | 1 |
| ISHARES RUSSELL MID CAP | Com | 1M | 9K | 1 |
| ISHARES S&P 500 | Com | 52M | 585K | 1 |
| ISHARES S&P 500 | Com | 54M | 694K | 1 |
| ISHARES S&P GSCI | Com | 2M | 56K | 1 |
| ISHARES S&P MID CAP | Com | 13M | 91K | 1 |
| ISHARES S&P MID CAP | Com | 7M | 65K | 1 |
| ISHARES S&P SMALL CAP | Com | 10M | 100K | 1 |
| ISHARES S&P SMALL CAP | Com | 14M | 125K | 1 |
| ISHARES SELECT | Com | 5M | 73K | 1 |
| ISHARES SHORT TERM | Com | 3M | 32K | 1 |
| ISHARES SILVER TRUST | Com | 8M | 386K | 1 |
| ISHARES U S | Com | 1M | 16K | 1 |
| ISHARES U S | Com | 2M | 24K | 1 |
| ISHARES U S | Com | 909K | 41K | 1 |
| ISHARES U S | Com | 2M | 21K | 1 |
| ISHARES U S | Com | 646K | 22K | 1 |
| ISHARESU S | Com | 381K | 3K | 1 |
| ISIS PHARMACEUTICALS | Com | 24M | 633K | 1 |
| ITC HOLDINGS CORP | Com | 1M | 14K | 1 |
| J2 GLOBAL INC | Com | 652K | 13K | 1 |
| JACOBS ENGINEERNG GROUP | Com | 270K | 5K | 1 |
| JAPAN EQUITY FUND INC | Com | 171K | 25K | 1 |
| JAZZ PHARMACEUTICALS PLC | Com | 365K | 4K | 1 |
| JDS UNIPHASE CORP | Com | 1M | 78K | 1 |
| JOHN HANCOCK TAX ADV | Com | 205K | 12K | 1 |
| JOHNSON & JOHNSON | Com | 46M | 534K | 1 |
| JOHNSON CONTROLS INC | Com | 5M | 112K | 1 |
| JOY GLOBAL INC | Com | 386K | 8K | 1 |
| JPMORGAN CHASE & | Com | 13M | 247K | 1 |
| JPMORGAN CHASE & CO | Pfd | 1M | 28K | 1 |
| JUST ENERGY GRP INC | Com | 121K | 19K | 1 |
| KAISER ALUMINUM CORP | Com | 252K | 4K | 1 |
| KANSAS CITY SOUTHERN NEW | Com | 634K | 6K | 1 |
| KAYNE ANDERSON ENERGY | Com | 326K | 11K | 1 |
| KAYNE ANDERSON ENERGY | Com | 610K | 21K | 1 |
| KAYNE ANDERSON MLP | Com | 1M | 32K | 1 |
| KB HOME | Com | 291K | 16K | 1 |
| KCAP FINANCIAL INC | Com | 1M | 136K | 1 |
| KCG HOLDINGS INC | Com | 9M | 1M | 1 |
| KELLOGG COMPANY | Com | 5M | 81K | 1 |
| KEYCORP NEW | Com | 2M | 219K | 1 |
| KIMBALL INTL INC CL B | Com | 3M | 290K | 1 |
| KIMBERLY CLARK CORP | Com | 33M | 352K | 1 |
| KINDER MORGAN ENERGY | Units | 11M | 135K | 1 |
| KINDER MORGAN INC WTS | *W | 327K | 66K | 1 |
| KINDER MORGAN INC DE | Com | 24M | 685K | 1 |
| KINDER MORGAN MGMT LLC | Com | 3M | 45K | 1 |
| KINROSS GOLD CORP | Com | 60K | 12K | 1 |
| KITE REALTY GROUP TRUST* | Com | 428K | 72K | 1 |
| KKR & COMPANY DEL | Com | 221K | 11K | 1 |
| KKR FINANCIAL * | Com | 158K | 15K | 1 |
| KKR INCOME OPPORTUNITIES | Com | 191K | 11K | 1 |
| KLA-TENCOR CORP | Com | 1M | 19K | 1 |
| KNIGHT | Com | 207K | 13K | 1 |
| KNIGHT CAP GRP INC | Note | 669K | – | 1 |
| KODIAK OIL & GAS CORP | Com | 473K | 39K | 1 |
| KOHL'S CORP | Com | 4M | 69K | 1 |
| KRAFT FOODS GRP INC | Com | 38M | 716K | 1 |
| KT CORP | Com | 366K | 22K | 1 |
| L3 COMMUNICATIONS HLDGS | Com | 365K | 4K | 1 |
| LABORATORY CORP OF AMER | Com | 725K | 7K | 1 |
| LAKELAND FINL CORP | Com | 222K | 7K | 1 |
| LAM RESEARCH CORP | Com | 1M | 24K | 1 |
| LANDSTAR SYSTEM INC | Com | 323K | 6K | 1 |
| LAS VEGAS SANDS CORP | Com | 3M | 38K | 1 |
| LATIN AMERICAN DISCOVERY | Com | 488K | 35K | 1 |
| LAZARD LTD SHARES A | Units | 554K | 15K | 1 |
| LEAR CORP NEW | Com | 480K | 7K | 1 |
| LEGACY RESERVES LTD | Units | 2M | 82K | 1 |
| LENNOX INTL INC | Com | 477K | 6K | 1 |
| LEUCADIA NATIONAL CORP | Com | 1M | 37K | 1 |
| LEXICON | Com | 283K | 119K | 1 |
| LEXINGTON REALTY TRUST * | Com | 259K | 23K | 1 |
| LEXMARK INTERNATIONAL | Com | 289K | 9K | 1 |
| LIBERTY GLOBAL PLC | Com | 4M | 49K | 1 |
| LIFE TECHNOLOGIES CORP | Com | 387K | 5K | 1 |
| LILLY ELI & COMPANY | Com | 15M | 306K | 1 |
| LIN MEDIA LLC | Com | 565K | 28K | 1 |
| LINCOLN ELECTRIC | Com | 695K | 10K | 1 |
| LINCOLN NATIONAL CORP | Com | 323K | 8K | 1 |
| LINKEDIN CORP CL A | Com | 368K | 1K | 1 |
| LINN ENERGY LLC UNIT | Com | 1M | 41K | 1 |
| LINNCO LLC | Com | 657K | 23K | 1 |
| LIONS GATE ENTERTAINMENT | Com | 5M | 142K | 1 |
| LITHIA MOTORS INC CL A | Com | 590K | 8K | 1 |
| LKQ CORP | Com | 3M | 80K | 1 |
| LMP CORPORATE LOAN * | Com | 193K | 16K | 1 |
| LOCKHEED MARTIN CORP | Com | 2M | 19K | 1 |
| LOEWS CORP | Com | 319K | 7K | 1 |
| LOGITECH INTL SA | Com | 371K | 42K | 1 |
| LORILLARD INC | Com | 915K | 20K | 1 |
| LOWES COMPANIES INC | Com | 3M | 62K | 1 |
| LULULEMON ATHLETICA INC | Com | 234K | 3K | 1 |
| LUMBER LIQUIDATORS | Com | 261K | 2K | 1 |
| LYONDELLBASELL | Com | 658K | 9K | 1 |
| M&T BANK CORP | Com | 1M | 9K | 1 |
| MACQUARIE GLOBAL * | Com | 280K | 13K | 1 |
| MACQUARIE INFRASTRUCTURE | Com | 206K | 4K | 1 |
| MACYS INC | Com | 518K | 12K | 1 |
| MAGELLAN MIDSTREAM | Units | 3M | 52K | 1 |
| MAGNACHIP SEMICONDUCTOR | Com | 350K | 16K | 1 |
| MANAGED HIGH YIELD PLUS | Com | 885K | 443K | 1 |
| MANITOWOC COMPANY INC | Com | 478K | 24K | 1 |
| MANNKIND CORP SR | Note | 181K | – | 1 |
| MANULIFE FINANCIAL CORP | Com | 359K | 22K | 1 |
| MARATHON OIL CORP | Com | 1M | 34K | 1 |
| MARATHON PETROLEUM CORP | Com | 3M | 40K | 1 |
| MARKEL CORP | Com | 285K | 550 | 1 |
| MARKET VECTORS | Com | 7M | 296K | 1 |
| MARKET VECTORS | Com | 255K | 5K | 1 |
| MARKET VECTORS | Com | 818K | 47K | 1 |
| MARKET VECTORS | Com | 2M | 91K | 1 |
| MARKET VECTORS | Com | 3M | 113K | 1 |
| MARKET VECTORS | Com | 519K | 29K | 1 |
| MARKET VECTORS | Com | 5M | 124K | 1 |
| MARKET VECTORS EMERGING | Com | 3M | 125K | 1 |
| MARKWEST ENERGY PARTNERS | Units | 4M | 60K | 1 |
| MARLIN MIDSTREAM | Com | 273K | 15K | 1 |
| MARSH & MCLENNAN COS INC | Com | 312K | 7K | 1 |
| MARTIN MARIETTA | Com | 312K | 3K | 1 |
| MARTIN MIDSTREAM PARTNER | Units | 255K | 5K | 1 |
| MARVELL TECHNOLOGY | Com | 3M | 271K | 1 |
| MASCO CORP | Com | 764K | 36K | 1 |
| MASSEY ENERGY CO | Note | 30K | – | 1 |
| MASTEC INC | Com | 677K | 22K | 1 |
| MASTERCARD INC CLASS A | Com | 23M | 34K | 1 |
| MATTEL INC | Com | 636K | 15K | 1 |
| MAXIM INTEGRATED | Com | 677K | 23K | 1 |
| MBIA INC | Com | 2M | 215K | 1 |
| MC CORMICK & COMPANY | Com | 484K | 7K | 1 |
| MCDERMOTT INTL INC | Com | 227K | 31K | 1 |
| MCDONALDS CORP | Com | 28M | 292K | 1 |
| MCEWEN MINING INC | Com | 198K | 83K | 1 |
| MCG CAPITAL CORP | Com | 201K | 40K | 1 |
| MCKESSON CORP | Com | 423K | 3K | 1 |
| MDU RESOURCES GROUP INC | Com | 500K | 18K | 1 |
| MEAD JOHNSON NUTRITION | Com | 1M | 15K | 1 |
| MEADWESTVACO CORP | Com | 308K | 8K | 1 |
| MEDICAL PROPERTIES * | Com | 211K | 17K | 1 |
| MEDICINES COMPANY | Com | 505K | 15K | 1 |
| MEDLEY CAPITAL CORP | Com | 434K | 32K | 1 |
| MEDTRONIC INC | Com | 8M | 151K | 1 |
| MELCO CROWN | Com | 221K | 7K | 1 |
| MERCADOLIBRE INC | Com | 246K | 2K | 1 |
| MERCK & COMPANY INC NEW | Com | 64M | 1M | 1 |
| MERCURY GENERAL CORP NEW | Com | 483K | 10K | 1 |
| MEREDITH CORP | Com | 321K | 7K | 1 |
| MERGE HEALTHCARE INC | Com | 65K | 25K | 1 |
| METLIFE INC | Com | 2M | 34K | 1 |
| MFA FINANCIAL INC * | Com | 243K | 33K | 1 |
| MFS CHARTER INCOME | Com | 225K | 25K | 1 |
| MFS INTERMEDIATE | Com | 153K | 29K | 1 |
| MFS MULTIMARKET INCOME | Com | 210K | 32K | 1 |
| MGM RESORTS INTL | Com | 513K | 25K | 1 |
| MICHAEL KORS HLDGS LTD | Com | 6M | 85K | 1 |
| MICROCHIP TECHNOLOGY INC | Com | 1M | 30K | 1 |
| MICRON TECHNOLOGY INC | Com | 16M | 942K | 1 |
| MICROSOFT CORP | Com | 107M | 3M | 1 |
| MID-AMERICA APT CMNTYS * | Com | 621K | 10K | 1 |
| MITSUBISHI UFJ FINANCIAL | Com | 221K | 34K | 1 |
| MOLEX INC | Com | 17M | 432K | 1 |
| MOLSON COORS BREWING | Com | 1M | 27K | 1 |
| MOLYCORP INC DE | Com | 130K | 20K | 1 |
| MOLYCORP INC DEL | Note | 17K | – | 1 |
| MONDELEZ INTERNATIONAL | Com | 24M | 775K | 1 |
| MONSANTO COMPANY NEW | Com | 5M | 45K | 1 |
| MORGAN STANLEY | Com | 686K | 25K | 1 |
| MORGAN STANLEY ASIA | Com | 577K | 34K | 1 |
| MOSAIC COMPANY NEW | Com | 5M | 124K | 1 |
| MYLAN INC | Com | 2M | 53K | 1 |
| NABORS INDUSTRIES LTD | Com | 15M | 938K | 1 |
| NASDAQ PREMIUM INCOME * | Com | 168K | 10K | 1 |
| NATIONAL CINEMEDIA INC | Com | 345K | 18K | 1 |
| NATIONAL FUEL GAS | Com | 730K | 11K | 1 |
| NATIONAL GRID PLC | Com | 730K | 12K | 1 |
| NATIONAL OILWELL | Com | 5M | 64K | 1 |
| NATIONAL PENN BANCSHARES | Com | 272K | 27K | 1 |
| NATIONAL RETAIL * | Com | 453K | 14K | 1 |
| NATIONSTAR MORTGAGE | Com | 1M | 18K | 1 |
| NATURAL RESOURCES | Units | 233K | 12K | 1 |
| NAVIOS MARITIME HLDGS | Com | 125K | 18K | 1 |
| NAVISTAR INTL | Note | 17K | – | 1 |
| NAVISTAR INTL CORP NEW | Com | 457K | 13K | 1 |
| NCR CORP NEW | Com | 482K | 12K | 1 |
| NETAPP INC | Com | 3M | 74K | 1 |
| NETFLIX INC | Com | 365K | 1K | 1 |
| NEW GOLD INC CANADA | Com | 2M | 347K | 1 |
| NEW RESIDENTIAL INVT | Com | 111K | 17K | 1 |
| NEW YORK COMMUNITY | Com | 3M | 231K | 1 |
| NEWCASTLE INVESTMENT * | Com | 4M | 770K | 1 |
| NEWFIELD EXPLORATION | Com | 324K | 12K | 1 |
| NEWMONT MINING CORP HLDG | Com | 4M | 130K | 1 |
| NEXTERA ENERGY INC | Com | 7M | 86K | 1 |
| NII HOLDINGS INC | Com | 2M | 292K | 1 |
| NIKE INC | Com | 2M | 21K | 1 |
| NISOURCE INC | Com | 601K | 19K | 1 |
| NOKIA CORP | Com | 303K | 47K | 1 |
| NOMURA HOLDINGS INC | Com | 487K | 62K | 1 |
| NORDSON CORP | Com | 681K | 9K | 1 |
| NORDSTROM INC | Com | 807K | 14K | 1 |
| NORFOLK SOUTHERN CORP | Com | 17M | 222K | 1 |
| NORTHERN LIGHTS ETF TR | Com | 371K | 14K | 1 |
| NORTHERN OIL & GAS INC | Com | 275K | 19K | 1 |
| NORTHERN TRUST CORP | Com | 444K | 8K | 1 |
| NORTHRIM BANCORP INC | Com | 219K | 9K | 1 |
| NORTHROP GRUMMAN CORP | Com | 481K | 5K | 1 |
| NORTHSTAR REALTY | Com | 1M | 111K | 1 |
| NOVARTIS AG | Com | 8M | 103K | 1 |
| NOVO NORDISK AS ADR | Com | 937K | 6K | 1 |
| NPS PHARMACEUTICAL INC | Com | 6M | 190K | 1 |
| NRG ENERGY INC NEW | Com | 4M | 161K | 1 |
| NU SKIN ENTERPRISES INC | Com | 7M | 68K | 1 |
| NUCOR CORP | Com | 1M | 27K | 1 |
| NUSTAR ENERGY LTD | Units | 992K | 25K | 1 |
| NUVEEN AMT FREE | Com | 135K | 11K | 1 |
| NUVEEN CORE EQUITY ALPHA | Com | 232K | 15K | 1 |
| NUVEEN CREDIT * | Com | 1M | 138K | 1 |
| NUVEEN DIVERSIFIED | Com | 226K | 14K | 1 |
| NUVEEN DIVIDEND | Com | 530K | 41K | 1 |
| NUVEEN DIVIDEND | Com | 544K | 42K | 1 |
| NUVEEN ENERGY MLP TOTAL | Com | 1M | 66K | 1 |
| NUVEEN EQUITY PREMIUM * | Com | 2M | 205K | 1 |
| NUVEEN EQUITY PREMIUM * | Com | 241K | 20K | 1 |
| NUVEEN MUNICIPAL OPPTY | Com | 1M | 87K | 1 |
| NUVEEN MUNICIPAL VALUE | Com | 3M | 350K | 1 |
| NUVEEN PERFORMANCE PLUS | Com | 1M | 84K | 1 |
| NUVEEN PFD INCM OPPTY | Com | 222K | 26K | 1 |
| NUVEEN PREMIUM INCOME | Com | 892K | 70K | 1 |
| NUVEEN QUALITY INCOME | Com | 323K | 26K | 1 |
| NUVEEN TAX ADVANTAGED * | Com | 345K | 28K | 1 |
| NVIDIA CORP | Com | 4M | 269K | 1 |
| NXP SEMICONDUCTORS N V | Com | 267K | 7K | 1 |
| O REILLY AUTOMOTIVE INC | Com | 3M | 25K | 1 |
| OAKTREE CAPITAL GROUP | Com | 5M | 100K | 1 |
| OCCIDENTAL PETROLEUM | Com | 10M | 110K | 1 |
| OCEANEERING INTL INC | Com | 2M | 26K | 1 |
| OCWEN FINANCIAL CORP | Com | 4M | 75K | 1 |
| OGE ENERGY CORP | Com | 2M | 42K | 1 |
| OLD REPUBLIC INTL CORP | Com | 1M | 90K | 1 |
| OLD REPUBLIC INTL CORP | Note | 117K | – | 1 |
| OMEGA HEALTHCARE * | Com | 2M | 67K | 1 |
| OMNICARE INC | Com | 390K | 7K | 1 |
| OMNICOM GROUP INC | Com | 845K | 13K | 1 |
| ONCOGENEX | Com | 113K | 12K | 1 |
| ONCOLYTICS BIOTECH INC | Com | 130K | 53K | 1 |
| ONEOK INC NEW | Com | 4M | 80K | 1 |
| ONEOK PARTNERS LP | Units | 3M | 57K | 1 |
| OPENTABLE INC | Com | 3M | 37K | 1 |
| ORACLE CORP | Com | 30M | 890K | 1 |
| ORANGE SPONS ADR | Com | 884K | 71K | 1 |
| ORGANOVO HOLDINGS INC | Com | 63K | 11K | 1 |
| OWENS ILL INC NEW | Com | 4M | 134K | 1 |
| PACCAR INC | Com | 3M | 57K | 1 |
| PACTERA TECHNOLOGY INTL | Com | 102K | 17K | 1 |
| PALL CORP | Com | 211K | 3K | 1 |
| PAN AMERN SILVER CORP | Com | 659K | 63K | 1 |
| PANERA BREAD COMPANY | Com | 922K | 6K | 1 |
| PARKER-HANNIFIN CORP | Com | 7M | 66K | 1 |
| PATTERSON COMPANIES INC | Com | 318K | 8K | 1 |
| PAYCHEX INC | Com | 767K | 19K | 1 |
| PC CONNECTION INC | Com | 488K | 32K | 1 |
| PDC ENERGY INC | Com | 957K | 16K | 1 |
| PEABODY ENERGY CORP | Com | 20M | 1M | 1 |
| PENGROWTH ENERGY CORP | Com | 146K | 25K | 1 |
| PENN WEST PETE LTD NEW | Com | 675K | 61K | 1 |
| PENNANTPARK FLOATING | Com | 146K | 11K | 1 |
| PENNANTPARK INVESTMENT | Com | 1M | 96K | 1 |
| PENNEY J C COMPANY INC | Com | 113K | 13K | 1 |
| PENNYMAC MORTGAGE | Com | 427K | 19K | 1 |
| PENTAIR LTD | Com | 2M | 26K | 1 |
| PEOPLES UNITED FINANCIAL | Com | 3M | 206K | 1 |
| PEPCO HLDGS INC | Com | 237K | 13K | 1 |
| PEPSICO INC | Com | 32M | 408K | 1 |
| PERMIAN BASIN ROYALTY | Com | 434K | 30K | 1 |
| PERRIGO COMPANY | Com | 1M | 11K | 1 |
| PETROLEO BRASILEIRO SA | Com | 1M | 77K | 1 |
| PETSMART INC | Com | 375K | 5K | 1 |
| PFIZER INC | Com | 42M | 1M | 1 |
| PHILIP MORRIS INTL INC | Com | 46M | 536K | 1 |
| PHILLIPS 66 | Com | 3M | 46K | 1 |
| PIMCO 0-5 YR HIGH YIELD | Com | 2M | 22K | 1 |
| PIMCO BROAD U S TIPS | Com | 905K | 16K | 1 |
| PIMCO ENHANCED SHORT | Com | 5M | 52K | 1 |
| PIMCO INCOME STRATEGY | Com | 293K | 29K | 1 |
| PIMCO INTERMEDIATE | Com | 701K | 13K | 1 |
| PIMCO MUNICIPAL INCOME | Com | 580K | 53K | 1 |
| PIMCO STRATEGIC GLOBAL | Com | 147K | 14K | 1 |
| PIMCO TOTAL RETURN ETF | Com | 3M | 30K | 1 |
| PINNACLE FOODS INC DE | Com | 3M | 127K | 1 |
| PITNEY BOWES INC | Com | 354K | 19K | 1 |
| PLAINS ALL AMERICAN | Units | 4M | 84K | 1 |
| PLUM CREEK TIMBER * | Com | 2M | 38K | 1 |
| PMC-SIERRA INC | Com | 11M | 2M | 1 |
| PNC FINANCIAL SERVICES | Com | 2M | 32K | 1 |
| POLARIS INDUSTRIES INC | Com | 2M | 17K | 1 |
| POLYONE CORP | Com | 5M | 161K | 1 |
| POOL CORP | Com | 378K | 7K | 1 |
| POPULAR INC NEW | Com | 300K | 11K | 1 |
| PORTUGAL TELECOM SGPS | Com | 449K | 100K | 1 |
| POTASH CORP | Com | 8M | 264K | 1 |
| POWER SOLUTIONS INTL INC | Com | 241K | 4K | 1 |
| POWERSHARES | Com | 269K | 20K | 1 |
| POWERSHARES BUILD | Com | 298K | 11K | 1 |
| POWERSHARES CEF INCOME | Com | 568K | 24K | 1 |
| POWERSHARES DB | Com | 402K | 16K | 1 |
| POWERSHARES DWA | Com | 3M | 80K | 1 |
| POWERSHARES DWA | Com | 1M | 49K | 1 |
| POWERSHARES DWA | Com | 434K | 24K | 1 |
| POWERSHARES DWA SMALL | Com | 3M | 90K | 1 |
| POWERSHARES DYNAMIC | Com | 1M | 26K | 1 |
| POWERSHARES DYNAMIC | Com | 1M | 25K | 1 |
| POWERSHARES DYNAMIC | Com | 1M | 50K | 1 |
| POWERSHARES DYNAMIC | Com | 2M | 56K | 1 |
| POWERSHARES DYNAMIC | Com | 2M | 49K | 1 |
| POWERSHARES DYNAMIC | Com | 763K | 33K | 1 |
| POWERSHARES FINANCIAL | Com | 271K | 16K | 1 |
| POWERSHARES GLOBAL GOLD | Com | 697K | 32K | 1 |
| POWERSHARES INSURED | Com | 2M | 89K | 1 |
| POWERSHARES INTL | Com | 405K | 23K | 1 |
| POWERSHARES INTL | Com | 3M | 107K | 1 |
| POWERSHARES KBW HIGH | Com | 331K | 13K | 1 |
| POWERSHARES KBW PREMIUM | Com | 373K | 13K | 1 |
| POWERSHARES KBW PROPERTY | Com | 239K | 7K | 1 |
| POWERSHARES NASDAQ | Com | 1M | 20K | 1 |
| POWERSHARES QQQ ETF | Com | 6M | 80K | 1 |
| POWERSHARES S&P 500 | Com | 465K | 17K | 1 |
| POWERSHARES S&P 500 | Com | 3M | 93K | 1 |
| POWERSHARES S&P SMALL | Com | 752K | 18K | 1 |
| POWERSHARES SENIOR LOAN | Com | 11M | 452K | 1 |
| POWERSHARES WILDERHILL | Com | 203K | 32K | 1 |
| POWERSHARES ZACKS | Com | 182K | 12K | 1 |
| PPG INDUSTRIES INC | Com | 1M | 9K | 1 |
| PPL CORP | Com | 3M | 92K | 1 |
| PPL CORP CORP UNIT | Pfd | 665K | 12K | 1 |
| PRAXAIR INC | Com | 2M | 20K | 1 |
| PRECISION CASTPARTS CORP | Com | 5M | 20K | 1 |
| PRICE T ROWE GRP INC | Com | 2M | 23K | 1 |
| PRICELINE.COM INC NEW | Com | 1M | 1K | 1 |
| PRICESMART INC | Com | 267K | 3K | 1 |
| PROASSURANCE CORP | Com | 349K | 8K | 1 |
| PROCTER & GAMBLE COMPANY | Com | 38M | 498K | 1 |
| PROGRESSIVE CORP OH | Com | 316K | 12K | 1 |
| PROSHARES SHORT | Com | 1M | 36K | 1 |
| PROSHARES ULTRA | Com | 4M | 65K | 1 |
| PROSHARES ULTRA | Com | 3M | 44K | 1 |
| PROSHARES ULTRASHORT | Com | 471K | 13K | 1 |
| PROSHARES ULTRASHORT | Com | 534K | 37K | 1 |
| PROSPECT CAPITAL CORP | Com | 469K | 42K | 1 |
| PRUDENTIAL FINANCIAL INC | Com | 1M | 16K | 1 |
| PUBLIC SERVICE | Com | 897K | 27K | 1 |
| PUBLIC STORAGE * | Com | 616K | 4K | 1 |
| PUTNAM MUNICIPAL | Com | 416K | 38K | 1 |
| PVR PARTNERS UNIT REPSTG | Units | 1M | 55K | 1 |
| QIHOO 360 TECHNOLOGY | Com | 328K | 4K | 1 |
| QR ENERGY LTD | Units | 394K | 24K | 1 |
| QUAKER CHEMICAL CORP | Com | 440K | 6K | 1 |
| QUALCOMM INC | Com | 30M | 446K | 1 |
| QUALITY DISTRIBUTION INC | Com | 171K | 18K | 1 |
| QUANTA SERVICES INC | Com | 2M | 72K | 1 |
| QUEST DIAGNOSTICS INC | Com | 2M | 37K | 1 |
| QUESTAR CORP | Com | 231K | 10K | 1 |
| QUESTCOR PHARMACEUTICAL | Com | 5M | 79K | 1 |
| QUIKSILVER INC | Com | 342K | 49K | 1 |
| R L I CORP | Com | 226K | 3K | 1 |
| RACKSPACE INC | Com | 666K | 13K | 1 |
| RAIT FINANCIAL TR * | Com | 160K | 23K | 1 |
| RAMCO-GERSHENSON PPTY * | Com | 599K | 39K | 1 |
| RAMCO-GERSHENSON PPTYS | Pfd | 275K | 5K | 1 |
| RANGE RESOURCES CORP | Com | 1M | 16K | 1 |
| RAYMOND JAMES | Com | 231K | 6K | 1 |
| RAYONIER INC * | Com | 6M | 115K | 1 |
| RAYTHEON COMPANY NEW | Com | 9M | 120K | 1 |
| RBC BEARINGS INC | Com | 234K | 4K | 1 |
| READING INTL INC CL A | Com | 74K | 11K | 1 |
| REALTY INCOME CORP * | Com | 1M | 36K | 1 |
| REAVES UTILITY INCOME | Com | 2M | 72K | 1 |
| RED HAT INC | Com | 387K | 8K | 1 |
| REGAL ENTERTAINMENT GRP | Com | 330K | 17K | 1 |
| REGENERON | Com | 433K | 1K | 1 |
| REGIONS FINANCIAL | Com | 472K | 51K | 1 |
| REINSURANCE GROUP | Com | 4M | 62K | 1 |
| REPUBLIC AWYS HOLDINGS | Com | 333K | 28K | 1 |
| REPUBLIC SERVICES INC | Com | 4M | 130K | 1 |
| RESOLUTE FOREST PRODS | Com | 269K | 20K | 1 |
| REVENUESHARES | Com | 3M | 76K | 1 |
| REX ENERGY CORP | Com | 712K | 32K | 1 |
| REYNOLDS AMERICAN INC | Com | 3M | 62K | 1 |
| ROBERT HALF INTL INC | Com | 269K | 7K | 1 |
| ROCKWELL AUTOMATION INC | Com | 987K | 9K | 1 |
| ROCKWELL COLLINS INC DE | Com | 374K | 6K | 1 |
| ROCKWELL MEDICAL INC | Com | 404K | 35K | 1 |
| ROCKWOOD HOLDINGS INC | Com | 337K | 5K | 1 |
| ROGERS COMMUNICATIONS | Com | 2M | 43K | 1 |
| ROPER INDUSTRIES INC NEW | Com | 432K | 3K | 1 |
| ROSE ROCK MIDSTREAM LTD | Units | 256K | 8K | 1 |
| ROSETTA RESOURCES INC | Com | 4M | 71K | 1 |
| ROSS STORES INC | Com | 417K | 6K | 1 |
| ROYAL BANK CANADA | Com | 1M | 16K | 1 |
| ROYAL BANK SCOTLAND PLC | Pfd | 424K | 14K | 1 |
| ROYAL BANK SCOTLAND PLC | Pfd | 515K | 16K | 1 |
| ROYAL CARIBBEAN | Com | 425K | 11K | 1 |
| ROYAL DUTCH SHELL PLC | Com | 2M | 30K | 1 |
| ROYAL DUTCH SHELL PLC | Com | 23M | 348K | 1 |
| ROYCE FOCUS TRUST INC | Com | 439K | 61K | 1 |
| ROYCE MICRO-CAP TRUST | Com | 158K | 13K | 1 |
| ROYCE VALUE TRUST INC | Com | 2M | 131K | 1 |
| RPC INC | Com | 215K | 14K | 1 |
| RPM INTERNATIONAL INC | Com | 641K | 18K | 1 |
| RUBICON TECHNOLOGY INC | Com | 156K | 13K | 1 |
| RYDER SYSTEM INC | Com | 712K | 12K | 1 |
| RYDEX GUGGENHEIM RUSSELL | Com | 8M | 66K | 1 |
| RYDEX GUGGENHEIM RUSSELL | Com | 876K | 20K | 1 |
| RYDEX GUGGENHEIM S&P | Com | 1M | 12K | 1 |
| RYDEX GUGGENHEIM S&P | Com | 461K | 6K | 1 |
| RYDEX GUGGENHEIM S&P 500 | Com | 19M | 291K | 1 |
| RYDEX GUGGENHEIM S&P 500 | Com | 476K | 7K | 1 |
| RYDEX GUGGENHEIM S&P 500 | Com | 608K | 9K | 1 |
| RYDEX GUGGENHEIM S&P 500 | Com | 383K | 11K | 1 |
| RYDEX GUGGENHEIM S&P 500 | Com | 240K | 3K | 1 |
| SAINT JUDE MEDICAL INC | Com | 527K | 10K | 1 |
| SALESFORCE.COM INC | Com | 577K | 11K | 1 |
| SALIENT MLP & ENERGY | Com | 1M | 39K | 1 |
| SANDISK CORP | Com | 260K | 4K | 1 |
| SANDRIDGE ENERGY INC | Com | 2M | 417K | 1 |
| SANOFI SPON ADR | Com | 683K | 13K | 1 |
| SANTARUS INC | Com | 924K | 41K | 1 |
| SBA COMMUNICATIONS CORP | Com | 6M | 69K | 1 |
| SCHEIN HENRY INC | Com | 8M | 80K | 1 |
| SCHLUMBERGER LTD | Com | 9M | 100K | 1 |
| SCORPIO TANKERS INC | Com | 212K | 22K | 1 |
| SCOTTS MIRACLE-GRO CO | Com | 310K | 6K | 1 |
| SEACOAST BANKING CORP FL | Com | 64K | 30K | 1 |
| SEADRILL LTD | Com | 6M | 126K | 1 |
| SEAGATE TECHNOLOGY PLC | Com | 27M | 620K | 1 |
| SEALED AIR CORP NEW | Com | 295K | 11K | 1 |
| SECTOR CONSUMER | Com | 2M | 35K | 1 |
| SECTOR CONSUMER STAPLES | Com | 2M | 43K | 1 |
| SECTOR ENERGY SELECT | Com | 3M | 39K | 1 |
| SECTOR FINANCIAL SELECT | Com | 3M | 149K | 1 |
| SECTOR HEALTHCARE | Com | 2M | 39K | 1 |
| SECTOR INDUSTRIAL | Com | 1M | 29K | 1 |
| SECTOR MATERIALS SELECT | Com | 929K | 22K | 1 |
| SECTOR TECHNOLOGY | Com | 3M | 87K | 1 |
| SEI INVESTMENTS COMPANY | Com | 299K | 10K | 1 |
| SELECT UTILITIES SELECT | Com | 951K | 25K | 1 |
| SENIOR HOUSING * | Com | 23M | 1M | 1 |
| SENOMYX INC | Com | 41K | 12K | 1 |
| SEQUENOM INC | Com | 83K | 31K | 1 |
| SERVICE CORP INTL | Com | 4M | 204K | 1 |
| SHERWIN WILLIAMS CO | Com | 443K | 2K | 1 |
| SIEMENS A G SPONS ADR | Com | 390K | 3K | 1 |
| SIGMA ALDRICH CORP | Com | 7M | 79K | 1 |
| SIGNATURE BANK | Com | 2M | 23K | 1 |
| SILICONWARE PRECISION | Com | 438K | 76K | 1 |
| SIMON PROPERTY GROUP * | Com | 3M | 23K | 1 |
| SINA CORP | Com | 399K | 5K | 1 |
| SIRIUS XM RADIO INC | Com | 416K | 107K | 1 |
| SLM CORP | Com | 211K | 8K | 1 |
| SM ENERGY COMPANY | Com | 476K | 6K | 1 |
| SMITH & NEPHEW PLC NEW | Com | 2M | 32K | 1 |
| SMUCKER JM COMPANY NEW | Com | 2M | 21K | 1 |
| SNAP ON INC | Com | 312K | 3K | 1 |
| SNYDERS LANCE INC | Com | 223K | 8K | 1 |
| SODASTREAM INTL LTD | Com | 1M | 19K | 1 |
| SOHU.COM INC | Com | 231K | 3K | 1 |
| SOLAZYME INC | Com | 145K | 13K | 1 |
| SONOCO PRODUCTS CO | Com | 1M | 27K | 1 |
| SOPHIRIS BIO INC NEW | Com | 84K | 18K | 1 |
| SOTHEBYS CLASS A | Com | 219K | 4K | 1 |
| SOUTHERN COMPANY | Com | 24M | 593K | 1 |
| SOUTHERN COPPER CORP DEL | Com | 305K | 11K | 1 |
| SOUTHWEST AIRLINES | Com | 189K | 13K | 1 |
| SOUTHWEST GAS CORP | Com | 212K | 4K | 1 |
| SOUTHWESTERN ENERGY | Com | 259K | 7K | 1 |
| SPARTAN MOTORS INC | Com | 777K | 128K | 1 |
| SPDR BARCLAYS 1-3 MONTH | Com | 632K | 14K | 1 |
| SPDR BARCLAYS CAP INVEST | Com | 266K | 9K | 1 |
| SPDR BARCLAYS CAPITAL | Com | 3M | 65K | 1 |
| SPDR BARCLAYS CAPITAL | Com | 13M | 322K | 1 |
| SPDR BARCLAYS CAPITAL | Com | 5M | 214K | 1 |
| SPDR BARCLAYS CAPITAL | Com | 1M | 46K | 1 |
| SPDR BARCLAYS INTL | Com | 3M | 53K | 1 |
| SPDR DOW JONES | Com | 1M | 8K | 1 |
| SPDR DOW JONES INTL | Com | 595K | 14K | 1 |
| SPDR EURO STOXX 50 ETF | Com | 519K | 14K | 1 |
| SPDR GOLD TRUST | Com | 21M | 164K | 1 |
| SPDR NUVEEN BARCLAYS | Com | 3M | 123K | 1 |
| SPDR NUVEEN S&P HIGH | Com | 271K | 5K | 1 |
| SPDR S&P 500 ETF | Com | 236M | 1M | 1 |
| SPDR S&P BANK ETF | Com | 22M | 730K | 1 |
| SPDR S&P INTL | Com | 414K | 9K | 1 |
| SPDR S&P MID CAP 400 ETF | Com | 840K | 4K | 1 |
| SPDR S&P REGIONAL | Com | 1M | 33K | 1 |
| SPDR SERIES TRUST | Com | 3M | 45K | 1 |
| SPDR SERIES TRUST | Com | 586K | 7K | 1 |
| SPDR SERIES TRUST | Com | 380K | 5K | 1 |
| SPDR SERIES TRUST | Com | 919K | 14K | 1 |
| SPDR SERIES TRUST | Com | 893K | 24K | 1 |
| SPDR SERIES TRUST | Com | 8M | 116K | 1 |
| SPDR SERIES TRUST | Com | 452K | 5K | 1 |
| SPDR SERIES TRUST | Com | 652K | 5K | 1 |
| SPDR SERIES TRUST | Com | 1M | 36K | 1 |
| SPECTRA ENERGY CORP | Com | 2M | 70K | 1 |
| SPECTRA ENERGY PARTNERS | Units | 223K | 5K | 1 |
| SPIRIT AEROSYSTEMS | Com | 253K | 10K | 1 |
| SPIRIT REALTY CAP INC | Com | 110K | 12K | 1 |
| SPREADTRUM COMMUNICATION | Com | 409K | 13K | 1 |
| SPROTT PHYSICAL GOLD | Com | 668K | 61K | 1 |
| SSGA ACTIVE | Com | 2M | 40K | 1 |
| ST JOE COMPANY | Com | 338K | 17K | 1 |
| STANDARD PACIFIC CORP | Com | 87K | 11K | 1 |
| STANLEY BLACK & DECKER | Com | 642K | 7K | 1 |
| STAPLES INC | Com | 1M | 82K | 1 |
| STARBUCKS CORP | Com | 5M | 59K | 1 |
| STARWOOD HOTELS & * | Com | 405K | 6K | 1 |
| STARWOOD PROPERTY TRUST* | Com | 6M | 230K | 1 |
| STATE STREET CORP | Com | 1M | 21K | 1 |
| STEELCASE INC | Com | 4M | 216K | 1 |
| STERICYCLE INC | Com | 2M | 17K | 1 |
| STEWART ENTERPRISES | Com | 2M | 144K | 1 |
| STIFEL FINANCIAL CORP | Com | 101M | 2M | 1 |
| STONE HARBOR EMRG MKTS | Com | 303K | 15K | 1 |
| STONERIDGE INC | Com | 243K | 23K | 1 |
| STRATASYS LTD | Com | 202K | 2K | 1 |
| STRYKER CORP | Com | 4M | 62K | 1 |
| STUDENT TRANSPORTATION | Com | 592K | 94K | 1 |
| STURM RUGER & CO INC | Com | 601K | 10K | 1 |
| SUBURBAN PROPANE | Units | 241K | 5K | 1 |
| SUFFOLK BANCORP | Com | 203K | 11K | 1 |
| SUMITOMO MITSUI FINL | Com | 184K | 19K | 1 |
| SUN BANCORP INC NJ | Com | 44K | 12K | 1 |
| SUN HYDRAULICS INC | Com | 1M | 32K | 1 |
| SUNCOR ENERGY INC NEW | Com | 5M | 141K | 1 |
| SUPERIOR IND INTRNTL INC | Com | 277K | 16K | 1 |
| SUPERVALU INC | Com | 298K | 36K | 1 |
| SWIFT ENERGY COMPANY | Com | 116K | 10K | 1 |
| SWIFT TRANSPORTATION | Com | 1M | 56K | 1 |
| SWIFT TRANSPORTATION | Put | 440K | 20K | 1 |
| SYMANTEC CORP | Com | 379K | 15K | 1 |
| SYMETRA FINANCIAL CORP | Com | 318K | 18K | 1 |
| SYNAPTICS INC | Com | 3M | 72K | 1 |
| SYNAPTICS INC | Put | 376K | 8K | 1 |
| SYNERGETICS INC | Com | 106K | 23K | 1 |
| SYNGENTA AG | Com | 1M | 13K | 1 |
| SYNNEX CORP | Com | 381K | 6K | 1 |
| SYNOVUS FINANCIAL CORP | Com | 10M | 3M | 1 |
| SYSCO CORP | Com | 4M | 134K | 1 |
| T-MOBILE US INC | Com | 366K | 14K | 1 |
| TAIWAN SEMICONDUCTOR | Com | 1M | 78K | 1 |
| TAL INTERNATIONAL GROUP | Com | 548K | 12K | 1 |
| TALISMAN ENERGY INC | Com | 6M | 513K | 1 |
| TARGA RES CORP | Com | 1M | 14K | 1 |
| TARGA RESOURCES PARTNERS | Units | 478K | 9K | 1 |
| TARGET CORP | Com | 5M | 75K | 1 |
| TC PIPELINES LP UNIT | Units | 881K | 18K | 1 |
| TCP CAPITAL CORP | Com | 2M | 109K | 1 |
| TCW STRATEGIC INCOME | Com | 1M | 203K | 1 |
| TE CONNECTIVITY LTD | Com | 346K | 7K | 1 |
| TEAM HEALTH HOLDINGS INC | Com | 3M | 82K | 1 |
| TECK RESOURCES LTD CL B | Com | 211K | 8K | 1 |
| TECO ENERGY INC | Com | 291K | 18K | 1 |
| TEEKAY LNG PARTNERS | Units | 610K | 14K | 1 |
| TELEFONICA BRASIL SA | Com | 433K | 19K | 1 |
| TELEFONICA S A | Com | 891K | 58K | 1 |
| TELEPHONE & DATA SYS INC | Com | 25M | 832K | 1 |
| TELUS CORP | Com | 394K | 12K | 1 |
| TEMPLETON DRAGON | Com | 1M | 48K | 1 |
| TEMPLETON EMERGING | Com | 313K | 22K | 1 |
| TEMPLETON EMERGING MKTS | Com | 2M | 118K | 1 |
| TEMPLETON GLOBAL INCOME | Com | 2M | 215K | 1 |
| TEREX CORP NEW | Com | 325K | 10K | 1 |
| TERRA NITROGEN CO LTD | Units | 233K | 1K | 1 |
| TESLA MOTORS INC | Com | 773K | 4K | 1 |
| TESORO CORP | Call | 36M | 729K | 1 |
| TESORO CORP | Com | 321K | 7K | 1 |
| TEVA PHARMACEUTICAL INDS | Com | 30M | 803K | 1 |
| TEXAS INSTRUMENTS INC | Com | 9M | 221K | 1 |
| TEXAS ROADHOUSE INC | Com | 211K | 8K | 1 |
| TEXTRON INC | Com | 7M | 239K | 1 |
| THERMO FISHER | Com | 894K | 10K | 1 |
| THL CREDIT INC | Com | 572K | 37K | 1 |
| THOMAS PROPERTIES GRP * | Com | 155K | 23K | 1 |
| THOMSON REUTERS CORP | Com | 218K | 6K | 1 |
| THOR INDUSTRIES INC | Com | 238K | 4K | 1 |
| THRESHOLD | Com | 301K | 65K | 1 |
| TICC CAPITAL CORP | Com | 178K | 18K | 1 |
| TIM HORTONS INC | Com | 2M | 33K | 1 |
| TIME WARNER CABLE INC | Com | 809K | 7K | 1 |
| TIME WARNER INC NEW | Com | 23M | 352K | 1 |
| TIMKEN COMPANY | Com | 7M | 120K | 1 |
| TJX COMPANIES INC NEW | Com | 9M | 158K | 1 |
| TOLL BROTHERS INC | Com | 690K | 21K | 1 |
| TOOTSIE ROLL INDS INC | Com | 241K | 8K | 1 |
| TORCHMARK CORP | Com | 630K | 9K | 1 |
| TORONTO DOMINION BANK | Com | 327K | 4K | 1 |
| TORTOISE ENERGY CAPITAL | Com | 242K | 8K | 1 |
| TORTOISE PIPELINE & | Com | 257K | 9K | 1 |
| TORTOISE POWER & ENERGY | Com | 388K | 16K | 1 |
| TOTAL S A | Com | 32M | 545K | 1 |
| TOTAL SYSTEMS SERVICES | Com | 326K | 11K | 1 |
| TOWER WATSON & COMPANY | Com | 269K | 3K | 1 |
| TOYOTA MOTOR CORP | Com | 1M | 9K | 1 |
| TRANSCANADA CORP | Com | 1M | 26K | 1 |
| TRANSOCEAN LIMITED | Com | 2M | 43K | 1 |
| TRAVELERS COMPANIES INC | Com | 1M | 15K | 1 |
| TRIANGLE CAPITAL CORP | Com | 606K | 21K | 1 |
| TRIMBLE NAVIGATION LTD | Com | 796K | 27K | 1 |
| TRINITY BIOTECH PLC | Com | 395K | 18K | 1 |
| TRINITY INDS INC | Note | 99K | – | 1 |
| TRINITY INDUSTRIES INC | Com | 654K | 14K | 1 |
| TRIQUINT SEMICONDUCTOR | Com | 150K | 18K | 1 |
| TRIUMPH GROUP INC | Com | 7M | 103K | 1 |
| TRONOX LTD CL A | Com | 941K | 38K | 1 |
| TSAKOS ENERGY NAVIGATION | Com | 494K | 95K | 1 |
| TTM TECHNOLOGIES INC | Com | 1M | 139K | 1 |
| TUPPERWARE BRANDS CORP | Com | 1M | 15K | 1 |
| TWENTY FIRST CENTURY FOX | Com | 2M | 58K | 1 |
| TWO HARBORS INVT CORP | Com | 2M | 194K | 1 |
| TYCO INTERNATIONAL LTD | Com | 2M | 63K | 1 |
| TYSON FOODS INC CLASS A | Com | 362K | 13K | 1 |
| U S BANCORP DE NEW | Com | 6M | 155K | 1 |
| UBS AG JERSEY BRANCH E | Com | 319K | 9K | 1 |
| UBS AG JERSEY E-TRACS | Pfd | 2M | 35K | 1 |
| UBS AG LONDON BRANCH | Pfd | 852K | 30K | 1 |
| UGI CORP NEW | Com | 5M | 140K | 1 |
| UIL HOLDINGS CORP | Com | 201K | 5K | 1 |
| ULTIMATE SOFTWARE GROUP | Com | 259K | 2K | 1 |
| UNDER ARMOUR INC | Com | 283K | 4K | 1 |
| UNIFIRST CORP | Com | 525K | 5K | 1 |
| UNILEVER N V | Com | 360K | 10K | 1 |
| UNILEVER PLC | Com | 1M | 33K | 1 |
| UNION PACIFIC CORP | Com | 3M | 20K | 1 |
| UNITED PARCEL SERVICE | Com | 4M | 40K | 1 |
| UNITED RENTALS INC | Com | 4M | 74K | 1 |
| UNITED TECHNOLOGIES CORP | Com | 18M | 166K | 1 |
| UNITED TECHNOLOGIES CORP | Pfd | 857K | 13K | 1 |
| UNITEDHEALTH GROUP INC | Com | 33M | 458K | 1 |
| UNIVERSAL HEALTH | Com | 6M | 83K | 1 |
| UNIVERSAL TRUCKLOAD | Com | 233K | 9K | 1 |
| UNUM GROUP | Com | 473K | 16K | 1 |
| URANERZ ENERGY CORP | Com | 17K | 17K | 1 |
| USG CORP NEW | Com | 456K | 16K | 1 |
| V F CORP | Com | 2M | 10K | 1 |
| VALASSIS COMMUNICATIONS | Com | 296K | 10K | 1 |
| VALE S A ADR | Com | 428K | 27K | 1 |
| VALEANT PHARM INTL INC | Com | 1M | 13K | 1 |
| VALERO ENERGY CORP | Com | 3M | 78K | 1 |
| VALMONT INDUSTRIES INC | Com | 7M | 49K | 1 |
| VALSPAR CORP | Com | 2M | 39K | 1 |
| VALUECLICK INC | Com | 935K | 45K | 1 |
| VANGUARD | Com | 5M | 102K | 1 |
| VANGUARD DIVIDEND | Com | 1M | 15K | 1 |
| VANGUARD FTSE DEVELOPED | Com | 909K | 23K | 1 |
| VANGUARD FTSE EMERGING | Com | 50M | 1M | 1 |
| VANGUARD FTSE EUROPE ETF | Com | 423K | 8K | 1 |
| VANGUARD GLOBAL EX U S | Com | 1M | 18K | 1 |
| VANGUARD GROWTH ETF | Com | 2M | 22K | 1 |
| VANGUARD HEALTH CARE ETF | Com | 2M | 17K | 1 |
| VANGUARD HIGH DIVIDEND | Com | 3M | 50K | 1 |
| VANGUARD INDUSTRIALS ETF | Com | 458K | 5K | 1 |
| VANGUARD INFORMATION | Com | 1M | 17K | 1 |
| VANGUARD INTERMEDIATE | Com | 7M | 79K | 1 |
| VANGUARD INTERMEDIATE | Com | 27M | 319K | 1 |
| VANGUARD LONG TERM | Com | 4M | 52K | 1 |
| VANGUARD MATERIALS ETF | Com | 252K | 3K | 1 |
| VANGUARD MEGA CAP | Com | 681K | 12K | 1 |
| VANGUARD MID CAP | Com | 12M | 158K | 1 |
| VANGUARD MID CAP | Com | 12M | 138K | 1 |
| VANGUARD NATURAL RES | Com | 345K | 12K | 1 |
| VANGUARD REIT INDEX ETF | Com | 16M | 248K | 1 |
| VANGUARD S&P 500 OLDCHG | Com | 16M | 202K | 1 |
| VANGUARD SHORT TERM | Com | 2M | 26K | 1 |
| VANGUARD SHORT TERM | Com | 6M | 127K | 1 |
| VANGUARD SHORT TERM CORP | Com | 7M | 84K | 1 |
| VANGUARD SMALL CAP | Com | 2M | 19K | 1 |
| VANGUARD SMALL CAP ETF | Com | 4M | 36K | 1 |
| VANGUARD SMALL CAP VALUE | Com | 467K | 5K | 1 |
| VANGUARD TOTAL BOND | Com | 2M | 25K | 1 |
| VANGUARD TOTAL STOCK | Com | 4M | 46K | 1 |
| VANGUARD VALUE ETF | Com | 728K | 10K | 1 |
| VARIAN MEDICAL | Com | 7M | 98K | 1 |
| VECTREN CORP | Com | 1M | 32K | 1 |
| VERIZON COMMUNICATIONS | Com | 42M | 893K | 1 |
| VIACOM INC CL B NEW | Com | 39M | 468K | 1 |
| VIACOM INC NEW CL A | Com | 6M | 69K | 1 |
| VIROPHARMA INC | Com | 417K | 11K | 1 |
| VISA INC CLASS A | Com | 10M | 53K | 1 |
| VISA INC CLASS A | Put | 216K | 1K | 1 |
| VISHAY INTERTECHNOLOGY | Com | 288K | 22K | 1 |
| VMWARE INC CLASS A | Com | 270K | 3K | 1 |
| VODAFONE GROUP PLC NEW | Com | 33M | 930K | 1 |
| VOXX INTERNATIONAL CORP | Com | 376K | 27K | 1 |
| VSE CORP | Com | 284K | 6K | 1 |
| W P CAREY INC | Com | 1M | 23K | 1 |
| WABTEC | Com | 575K | 9K | 1 |
| WAL-MART STORES INC | Com | 34M | 453K | 1 |
| WALGREEN COMPANY | Com | 33M | 620K | 1 |
| WASHINGTON REAL ESTATE * | Com | 577K | 23K | 1 |
| WASTE CONNECTIONS INC | Com | 282K | 6K | 1 |
| WASTE MANAGEMENT INC DEL | Com | 28M | 671K | 1 |
| WATERS CORP | Com | 441K | 4K | 1 |
| WAUSAU PAPER CORP | Com | 165K | 13K | 1 |
| WEIGHT WATCHERS INTL INC | Com | 207K | 6K | 1 |
| WELLCARE HEALTHPLANS INC | Com | 4M | 60K | 1 |
| WELLPOINT INC | Com | 2M | 21K | 1 |
| WELLS FARGO & CO NEW | Com | 28M | 681K | 1 |
| WELLS FARGO & COMPANY | Pfd | 386K | 339 | 1 |
| WELLS FARGO ADVANTAGE | Com | 413K | 29K | 1 |
| WENDYS COMPANY | Com | 109K | 13K | 1 |
| WESTAR ENERGY INC | Com | 491K | 16K | 1 |
| WESTERN ASSET HIGH * | Com | 582K | 62K | 1 |
| WESTERN ASSET MANAGED * | Com | 298K | 24K | 1 |
| WESTERN ASSET MORTGAGE | Com | 378K | 24K | 1 |
| WESTERN ASSET PREMIER | Com | 225K | 16K | 1 |
| WESTERN DIGITAL CORP | Com | 10M | 160K | 1 |
| WESTERN GAS PARTNERS | Units | 229K | 4K | 1 |
| WESTERN UNION COMPANY | Com | 443K | 24K | 1 |
| WESTLAKE CHEMICAL CORP | Com | 345K | 3K | 1 |
| WEYERHAEUSER COMPANY | Com | 645K | 23K | 1 |
| WHIRLPOOL CORP | Com | 273K | 2K | 1 |
| WHITE MOUNTAINS | Com | 631K | 1K | 1 |
| WHITEHORSE FINANCE INC | Com | 386K | 26K | 1 |
| WHITING PETROLEUM | Com | 2M | 42K | 1 |
| WHOLE FOODS MARKET INC | Com | 1M | 25K | 1 |
| WILEY JOHN & SONS CL A | Com | 2M | 47K | 1 |
| WILLIAMS COS INC DEL | Com | 3M | 73K | 1 |
| WILLIAMS PARTNERS L P | Units | 11M | 217K | 1 |
| WILLIAMS SONOMA INC | Com | 214K | 4K | 1 |
| WINDSTREAM HOLDINGS INC | Com | 2M | 270K | 1 |
| WINTHROP REALTY TRUST * | Com | 245K | 22K | 1 |
| WISCONSIN ENERGY CORP | Com | 1M | 27K | 1 |
| WISDOMTREE | Com | 986K | 54K | 1 |
| WISDOMTREE DEFA ETF | Com | 436K | 8K | 1 |
| WISDOMTREE DIVIDEND | Com | 823K | 13K | 1 |
| WISDOMTREE EMERGING | Com | 349K | 7K | 1 |
| WISDOMTREE EMERGING | Com | 339K | 7K | 1 |
| WISDOMTREE EQUITY INCOME | Com | 3M | 51K | 1 |
| WISDOMTREE EUROPE | Com | 2M | 40K | 1 |
| WISDOMTREE INTL MID CAP | Com | 612K | 11K | 1 |
| WISDOMTREE INTL SMALL | Com | 421K | 7K | 1 |
| WISDOMTREE INVESTMENTS | Com | 3M | 225K | 1 |
| WISDOMTREE JAPAN HEDGED | Com | 13M | 269K | 1 |
| WISDOMTREE LARGE CAP | Com | 205K | 3K | 1 |
| WISDOMTREE MID CAP | Com | 2M | 35K | 1 |
| WISDOMTREE SMALL CAP | Com | 1M | 18K | 1 |
| WISDOMTREE TOTAL | Com | 440K | 7K | 1 |
| WISDOMTREE TRUST US | Com | 248K | 10K | 1 |
| WORKDAY INC | Com | 203K | 3K | 1 |
| WORTHINGTON | Com | 357K | 10K | 1 |
| WRIGHT MED GRP INC | Note | 48K | – | 1 |
| WYNDHAM WORLDWIDE CORP | Com | 810K | 13K | 1 |
| WYNN RESORTS LIMITED | Com | 828K | 5K | 1 |
| XCEL ENERGY INC | Com | 327K | 12K | 1 |
| XEROX CORP | Com | 21M | 2M | 1 |
| XL GROUP PLC | Com | 3M | 105K | 1 |
| XYRATEX LTD | Com | 3M | 265K | 1 |
| YAHOO INC | Com | 3M | 88K | 1 |
| YAMANA GOLD INC | Com | 14M | 1M | 1 |
| YANDEX N V SHS CL A | Com | 299K | 8K | 1 |
| YUM BRANDS INC | Com | 4M | 56K | 1 |
| ZIMMER HOLDINGS INC | Com | 638K | 8K | 1 |
| ZOETIS INC CL A | Com | 1M | 34K | 1 |
| ZWEIG TOTAL RETURN FUND | Com | 2M | 154K | 1 |
| ZYNGA INC | Com | 52K | 14K | 1 |