THE NALLS SHERBAKOFF GROUP, LLC
Adviser information for THE NALLS SHERBAKOFF GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 791 | $254.5M |
| Non-Discretionary | 0 | $0 |
| Total | 791 | $254.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 279 | $83.9M |
| HNW Individuals | 65 | $170.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-107462 |
|---|---|
| SEC ERA File Number | 801-107462 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168239 |
| Legal Entity Identifier | None |
Principal Office
9724 KINGSTON PIKESUITE 505
KNOXVILLE
TN
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 865-691-0898, Fax: 865-691-0900
Chief Compliance Officer
DONALD NALLS
MANAGING MEMBER/PRINCIPAL
9724 KINGSTON PIKE
SUITE 505
KNOXVILLE
TN
United States
Tel:
865-691-0898
Fax:
865-691-0900
D**@******************M
(Full email address available in API data)
Regulatory Contact
T. LEE SHERBAKOFF
PARTNER
9724 KINGSTON PIKE
SUITE 505
KNOXVILLE
TN
United States
Tel:
865-691-0898
Fax:
865-691-0900
L**@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NALLS, DONALD, EUGENE | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 06/2013 | > 75% |
| SHERBAKOFF, THOMAS, LEE | Individual | – | MEMBER | 10/2014 | 10-25% |