HUDSON COVE CAPITAL MANAGEMENT LLC
Adviser information for HUDSON COVE CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $957.7M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $957.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $957.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesMONITORING FEES |
Identifiers
| SEC RIA File Number | 801-107465 |
|---|---|
| SEC ERA File Number | 801-107465 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283128 |
| Legal Entity Identifier | None |
Principal Office
HARBORSIDE 5185 HUDSON STREET, SUITE 1430
JERSEY CITY
NJ
United States
Monday - Friday, 8AM-6PM
Tel: 201-685-7555, Fax: 201-685-7567
Chief Compliance Officer
SHAHID WAHEED
CONTROLLER
HARBORSIDE 5
185 HUDSON STREET, SUITE 1430
JERSEY CITY
NJ
United States
Tel:
201-685-7555
Fax:
201-685-7567
S******@********************M
(Full email address available in API data)
Regulatory Contact
FRED WANG
PARTNER
HARBORSIDE 5
185 HUDSON STREET, SUITE 1430
JERSEY CITY
NJ
United States
Tel:
201-685-7555
Fax:
201-685-7567
F****@********************M
(Full email address available in API data)
Industry Affiliates
| HUDSON COVE CREDIT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HC SMA-I LLC | Private Equity Fund | $59.1M | $0.0M | 2 |
| HUDSON COVE CREDIT OPPORTUNITY MASTER FUND, L.P. | Hedge Fund | $818.6M | $1.0M | 19 |
| RC ABL FUND LP | Private Equity Fund | $80.0M | $0.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WU, DAVID, NMN | Individual | – | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | 09/2009 | > 75% |
| WANG, FREDERICK, WILLIAM | Individual | – | MEMBER | 09/2009 | 25-50% |
| WAHEED, SHAHID, NMN | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 05/2017 | < 5% |