VARAGON CAPITAL PARTNERS, L.P.
Adviser information for VARAGON CAPITAL PARTNERS, L.P. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 70 |
|---|---|
| Investment Advisory/Research | 42 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $7.3B |
| Non-Discretionary | 5 | $6.5B |
| Total | 18 | $13.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $7.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 12 | $6.2B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesORIGINATION & OTHER FEES RELATED TO ARRANGEMENT OF LOANS |
Identifiers
| SEC RIA File Number | 801-107473 |
|---|---|
| SEC ERA File Number | 801-107473 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281851 |
| Legal Entity Identifier | None |
Principal Office
151 WEST 42ND STREET53RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-235-2600, Fax: None
Websites
Chief Compliance Officer
NADINE LE GALL
1345 AVENUE OF THE AMERICAS
21ST FLOOR
NEW YORK
NY
United States
Tel:
212-649-6720
N************@******M
(Full email address available in API data)
Industry Affiliates
| AHL PARTNERS LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| GLG LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| GLG PARTNERS LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MAN GLOBAL PRIVATE MARKETS (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MAN GLOBAL PRIVATE MARKETS (USA) INC. | Other investment adviser, including financial planners |
| MAN INVESTMENTS AUSTRALIA LIMITED | Other investment adviser, including financial planners |
| MAN INVESTMENTS INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MAN SOLUTIONS LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MAN SOLUTIONS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| NUMERIC INVESTORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SILVERMINE CAPITAL MANAGEMENT | Other investment adviser, including financial planners |
| VCAP OFFSHORE GP, SARL | Sponsor, GP, manager of pooled investment vehicles |
| VCAP ONSHORE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| VCC ADVISORS, LLC | Other investment adviser, including financial planners |
| VIVA ONSHORE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| VARAGON CAPITAL DIRECT LENDING FUND, L.P. | DIRECT LENDING FUND | $213.0M | $10.0M | 8 |
| VARAGON CAPITAL DIRECT LENDING INTERNATIONAL, SCSP | DIRECT LENDING FUND | $31.7M | $10.0M | 2 |
| VARAGON STRUCTURED NOTES ISSUER I, LLC | Securitized Asset Fund | $507.9M | $0.3M | 2 |
| VIVA FUND I, L.P. | DIRECT LENDING FUND | $439.1M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Bourgeois, Robert, Jacob | Individual | – | TREASURER | 12/2023 | < 5% |
| OWENS, WALTER, JAMES | Individual | – | PRESIDENT | 12/2023 | < 5% |
| MAN TIMES SQUARE HOLDINGS LLC | Domestic Entity | – | SOLE LIMITED PARTNER | 09/2023 | > 75% |
| OWENS, WALTER, JAMES | Individual | MAN TIMES SQUARE HOLDINGS LLC | SHAREHOLDER | 09/2023 | 25-50% |
| MAN INVESTMENTS HOLDINGS INC. | Domestic Entity | MAN TIMES SQUARE HOLDINGS LLC | SHAREHOLDER | 09/2023 | 50-75% |
| MAN INVESTMENTS USA HOLDINGS INC. | Domestic Entity | MAN INVESTMENTS HOLDINGS INC. | SHAREHOLDER | 08/2006 | > 75% |
| MAN INVESTMENTS HOLDINGS (NETHERLANDS) B.V | Foreign Entity | MAN INVESTMENTS USA HOLDINGS INC. | SHAREHOLDER | 07/2006 | > 75% |
| MAN GROUP HOLDINGS LTD. | Foreign Entity | MAN INVESTMENTS HOLDINGS (NETHERLANDS) B.V | SHAREHOLDER | 08/2013 | > 75% |
| MAN WORLDWIDE OPERATIONS MANAGEMENT LTD. | Foreign Entity | MAN GROUP HOLDINGS LTD. | SHAREHOLDER | 05/2019 | > 75% |
| MAN GROUP TREASURY LTD. | Foreign Entity | MAN WORLDWIDE OPERATIONS MANAGEMENT LTD. | SHAREHOLDER | 05/2019 | > 75% |
| MAN GROUP PLC | Foreign Entity | MAN GROUP TREASURY LTD. | SHAREHOLDER | 05/2019 | > 75% |
| MAN TIMES SQUARE GP LLC | Domestic Entity | – | GENERAL PARTNER | 09/2023 | < 5% |
| KUCKELMAN, SOLOMON, EDMUND | Individual | – | SECRETARY | 12/2023 | < 5% |
| HAMILTON, DOUGLAS, WINTER | Individual | – | VICE PRESIDENT | 12/2023 | < 5% |
| LYNCH, NANCY, ELLEN | Individual | – | ASSISTANT SECRETARY | 12/2023 | < 5% |
| LE GALL, NADINE, NMN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |