CWS CAPITAL PARTNERS LLC
Adviser information for CWS CAPITAL PARTNERS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 51 |
|---|---|
| Investment Advisory/Research | 51 |
| Registered Broker-Dealer Representatives | 15 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 28 | $336.3M |
| Non-Discretionary | 0 | $0 |
| Total | 28 | $336.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 28 | $336.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesADVISES PRIVATE REAL ESTATE FUNDS |
|---|---|
| Compensation | Performance-based feesREIMBURSED EXPENSES; ASSET MGMT FEE |
| Other Business Activities | Real estate broker, dealer, or agent |
Identifiers
| SEC RIA File Number | 801-107474 |
|---|---|
| SEC ERA File Number | 801-107474 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166871 |
| Legal Entity Identifier | None |
Principal Office
14 CORPORATE PLAZASTE. 210
NEWPORT BEACH
CA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 800-466-0020, Fax: 949-640-4931
Websites
Chief Compliance Officer
MARK R. RUGGLES
CCO
14 CORPORATE PLAZA
STE 210
NEWPORT BEACH
CA
United States
Tel:
800-466-0020
Fax:
949-640-4931
M*******@*************M
(Full email address available in API data)
Regulatory Contact
GARY CARMELL
PRESIDENT
14 CORPORATE PLAZA
STE 210
NEWPORT BEACH
CA
United States
Tel:
800-466-0020
Fax:
949-640-4931
G*******@*************M
(Full email address available in API data)
Industry Affiliates
| CWS INVESTMENTS | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CWS SAF III, LLC | Real Estate Fund | $25.9M | $0.1M | 93 |
| CWS SAF IV, LLC | Real Estate Fund | $15.7M | $0.1M | 112 |
| CWS SAF IX LLC | Real Estate Fund | $34.6M | $0.1M | 3 |
| CWS SAF IX QI, LLC | Real Estate Fund | $8.6M | $0.1M | 61 |
| CWS SAF IX QPF, LLC | Real Estate Fund | $26.0M | $0.5M | 68 |
| CWS SAF V, LLC | Real Estate Fund | $19.9M | $0.1M | 90 |
| CWS SAF VI, LLC | Real Estate Fund | $35.3M | $0.1M | 102 |
| CWS SAF VII, LLC | Real Estate Fund | $28.1M | $0.1M | 114 |
| CWS SAF VIII LLC | Real Estate Fund | $57.2M | $0.1M | 3 |
| CWS SAF VIII QI, LLC | Real Estate Fund | $29.7M | $0.1M | 104 |
| CWS SAF VIII QPF, LLC | Real Estate Fund | $27.5M | $0.5M | 30 |
| CWS SAF X LLC | Real Estate Fund | $34.1M | $0.1M | 3 |
| CWS SAF X QI LLC | Real Estate Fund | $5.3M | $0.1M | 32 |
| CWS SAF X QPF LLC | Real Estate Fund | $28.8M | $0.5M | 73 |
| CWS SAF XI LLC | Real Estate Fund | $19.0M | $0.1M | 3 |
| CWS SAF XI QI LLC | Real Estate Fund | $3.4M | $0.1M | 37 |
| CWS SAF XI QPF LLC | Real Estate Fund | $15.6M | $0.5M | 44 |
| CWS SAF XII LLC | Real Estate Fund | $21.4M | $0.1M | 3 |
| CWS SAF XII QI LLC | Real Estate Fund | $4.1M | $0.1M | 43 |
| CWS SAF XII QPF LLC | Real Estate Fund | $17.3M | $0.5M | 50 |
| CWS SAF XIII LLC | Real Estate Fund | $27.8M | $0.1M | 3 |
| CWS SAF XIII QI LLC | Real Estate Fund | $3.9M | $0.1M | 45 |
| CWS SAF XIII QPF LLC | Real Estate Fund | $23.9M | $0.5M | 45 |
| CWS SAF XIV LLC | Real Estate Fund | $10.7M | $0.1M | 3 |
| CWS SAF XIV QPF LLC | Real Estate Fund | $8.5M | $0.1M | 34 |
| CWS STRATEGIC APARTMENT FUND LLC | Real Estate Fund | $6.5M | $0.0M | 75 |
| SAF SAF XIV QI, LLC | Real Estate Fund | $2.2M | $0.1M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZACHARY SHERWOOD IRREVOCABLE TRUST | Domestic Entity | SHERWOOD FAMILY LLC | MEMBER | 07/2008 | 25-50% |
| STEVEN SHERWOOD TRUST | Domestic Entity | – | SHAREHOLDER / MANAGING MEMBER | 01/1998 | 25-50% |
| SHERWOOD FAMILY LLC | Domestic Entity | – | SHAREHOLDER | 07/2008 | 25-50% |
| CARMELL TRUST | Domestic Entity | – | SHAREHOLDER | 01/1998 | 10-25% |
| ZACHARY SHERWOOD S. TRUST | Domestic Entity | SHERWOOD FAMILY LLC | MEMBER | 07/2008 | > 75% |
| ENGELS, MICHAEL, ELMER | Individual | – | CHIEF INVESTMENT OFFICER | 10/2003 | 10-25% |
| SHERWOOD, STEVEN, JAY | Individual | STEVEN SHERWQOOD TRUST | TRUSTEE | 01/1998 | > 75% |
| CARMELL, GARY, CHARLES | Individual | – | SHAREHOLDER | 01/1998 | < 5% |
| SHERWOOD, JOSEPH, HULING | Individual | JOSEPH H. SHERWOOD TRUST | TRUSTEE | 01/1998 | > 75% |
| SHERWOOD, ZACHARY, SCOTT | Individual | ZACHARY SHERWOOD IRREVOCABLE TRUST | TRUST BENEFICIARY | 07/2008 | |
| SHERWOOD, ZACHARY, SCOTT | Individual | ZACHARY SHERWOOD S. TRUST | TRUST BENEFICIARY | 07/2008 | |
| RUGGLES, MARK, RYAN | Individual | – | COO/CCO | 03/2017 | < 5% |
| BRITTINGHAM, MICHAEL, JAMES | Individual | – | SHAREHOLDER | 01/2017 | 5-10% |
| Leahy, Justin, Patrick | Individual | – | SHAREHOLDER | 01/2023 | 5-10% |