BCK PARTNERS, INC.

Adviser information for BCK PARTNERS, INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 604 $191.1M
Non-Discretionary 0 $0
Total 604 $191.1M

Clients

Type Number RAUM
Individuals 144 $47.1M
HNW Individuals 76 $142.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $727,954
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $733,966
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-107484
SEC ERA File Number 801-107484
SEC CIK Numbers 1845867
SEC CRD Numbers 181512
Legal Entity Identifier None

Principal Office

27 EAST MARKET STREET
CORNING
NY
United States
Monday - Friday, 8AM - 5PM
Tel: (607) 654-1182, Fax: None

Chief Compliance Officer

JAMES KAFFENBARGER
PRINCIPAL, CORPORATE SECRETARY
27 EAST MARKET STREET
CORNING
NY
United States
Tel: (607) 654-1182
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KAFFENBARGER, JAMES, ALLEN Individual OWNER/CHIEF COMPLIANCE OFFICER 05/2015 25-50%
CREATH, SARAH, JEAN Individual OWNER 05/2015 25-50%
BONO, MICHAEL, BARNEY Individual OWNER 05/2015 25-50%

No. Employees, Historic

105020192020202120222023202420255 on 11/22/20195 on 3/5/20205 on 6/15/20205 on 7/30/20206 on 3/1/20217 on 3/25/20227 on 3/10/20237 on 10/13/20237 on 3/20/2024

RAUM, Historic

200M100M02019202020212022202320242025100585356 on 11/22/2019128016983 on 3/5/2020128016983 on 6/15/2020128016983 on 7/30/2020154963891 on 3/1/2021191516171 on 3/25/2022168057701 on 3/10/2023168057701 on 10/13/2023191102881 on 3/20/2024

No. Clients, Historic

30015002019202020212022202320242025156 on 11/22/2019182 on 3/5/2020182 on 6/15/2020182 on 7/30/2020192 on 3/1/2021205 on 3/25/2022217 on 3/10/2023217 on 10/13/2023223 on 3/20/2024

Holdings

From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 285K 2K
AMAZON COM INC COM 509K 3K
AMGEN INC COM 334K 1K
APPLE INC COM 935K 4K
APPLIED MATLS INC COM 424K 2K
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 4K
CORNING INC COM 3M 71K
ELI LILLY & CO COM 257K 284
EXXON MOBIL CORP COM 362K 3K
ISHARES TR ISHS 5-10YR INVT 20M 400K
ISHARES TR CORE S&P500 ETF 643K 1K
ISHARES TR CORE S&P MCP ETF 301K 5K
JOHNSON & JOHNSON COM 516K 4K
MICROSOFT CORP COM 594K 1K
NEXTERA ENERGY INC COM 261K 4K
NORFOLK SOUTHN CORP COM 341K 2K
SCHWAB STRATEGIC TR INTL EQTY ETF 8M 198K
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 3M 129K
SCHWAB STRATEGIC TR US SML CAP ETF 1M 28K
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 683K 19K
SPDR SER TR PORTFOLIO INTRMD 354K 11K
SPDR SER TR PORTFOLI S&P1500 515K 8K
SPDR SER TR PORTFOLIO SHORT 576K 19K
THERMO FISHER SCIENTIFIC INC COM 236K 427
UNITEDHEALTH GROUP INC COM 652K 1K
VANGUARD INDEX FDS MID CAP ETF 29M 119K
VANGUARD INDEX FDS TOTAL STK MKT 2M 6K
VANGUARD INDEX FDS S&P 500 ETF SHS 50M 101K
VANGUARD INDEX FDS SMALL CP ETF 22M 100K
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 45M 583K