FINANCE OF AMERICA CAPITAL MANAGEMENT LLC
Adviser information for FINANCE OF AMERICA CAPITAL MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $500,000 |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $500,000 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $500,000 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO VALUATION AND ANALYTICAL SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-107497 |
|---|---|
| SEC ERA File Number | 801-107497 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282791 |
| Legal Entity Identifier | None |
Principal Office
30 EAST 7TH STREETSUITE 2350
ST. PAUL
MN
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (651) 412-2042, Fax: None
Chief Compliance Officer
PETER MAHON
30 EAST 7TH ST
SUITE 2350
ST. PAUL
MN
United States
Tel:
651-412-2042
P*****@*******************M
(Full email address available in API data)
Industry Affiliates
| AGENTS NATIONAL TITLE HOLDING COMPANY | Insurance company or agency |
| ALIGHT FINANCIAL ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ALIGHT FINANCIAL SOLUTIONS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ASSETPOINT FINANCIAL, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BLACKSTONE ALTERNATIVE ASSET MANAGEMENT L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE ALTERNATIVE INVESTMENT ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE ALTERNATIVE SOLUTIONS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE ASSET BASED FINANCE ADVISORS LP | Other investment adviser, including financial planners |
| BLACKSTONE COMMUNICATIONS ADVISORS I LLC | Other investment adviser, including financial planners |
| BLACKSTONE CREDIT SYSTEMATIC STRATEGIES LLC | Other investment adviser, including financial planners |
| BLACKSTONE GROWTH ADVISORS L.L.C. | Other investment adviser, including financial planners |
| BLACKSTONE INFRASTRUCTURE ADVISORS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE IRELAND LIMITED | Other investment adviser, including financial planners |
| BLACKSTONE ISG-I ADVISORS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE ISG-II ADVISORS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE LIFE SCIENCES ADVISORS L.L.C. | Other investment adviser, including financial planners |
| BLACKSTONE LIQUID CREDIT STRATEGIES LLC | Other investment adviser, including financial planners |
| BLACKSTONE MANAGEMENT PARTNERS IV L.L.C. | Other investment adviser, including financial planners |
| BLACKSTONE MANAGEMENT PARTNERS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE MULTI-ASSET ADVISORS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE PROPERTY ADVISORS L.P. | Other investment adviser, including financial planners |
| BLACKSTONE REAL ESTATE ADVISORS EUROPE L.P. | Other investment adviser, including financial planners |
| BLACKSTONE REAL ESTATE ADVISORS IV L.L.C. | Other investment adviser, including financial planners |
| BLACKSTONE REAL ESTATE ADVISORS L.P. | Other investment adviser, including financial planners |
| BLACKSTONE REAL ESTATE ADVISORS V L.P. | Other investment adviser, including financial planners |
| BLACKSTONE REAL ESTATE INCOME ADVISORS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE SECURITIES PARTNERS L.P. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BLACKSTONE STRATEGIC ALLIANCE ADVISORS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE STRATEGIC CAPITAL ADVISORS, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE TACTICAL OPPORTUNITIES ADVISORS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BOSTON NATIONAL HOLDINGS LLC | Insurance company or agency |
| BSCA ADVISORS L.L.C. | Other investment adviser, including financial planners |
| BX REIT ADVISORS L.L.C. | Other investment adviser, including financial planners |
| BXMT ADVISORS L.L.C. | Other investment adviser, including financial planners |
| CLARUS VENTURES, LLC | Other investment adviser, including financial planners |
| CT HIGH GRADE PARTNERS II MANAGER, LLC | Other investment adviser, including financial planners |
| CT HIGH GRADE PARTNERS II MM, LLC | Other investment adviser, including financial planners |
| CT INVESTMENT MANAGEMENT CO., LLC | Other investment adviser, including financial planners |
| EVERLAKE DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FEF DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FINANCE OF AMERICA SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIRST EAGLE ALTERNATIVE CAPITAL BDC, INC. | Other investment adviser, including financial planners |
| FIRST EAGLE ALTERNATIVE CREDIT, LLC | Other investment adviser, including financial planners |
| FIRST EAGLE DIRECT LENDING MANAGER III, LLC | Other investment adviser, including financial planners |
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIRST EAGLE SEPARATE ACCOUNT MANAGEMENT, LLC | Other investment adviser, including financial planners |
| HARVEST FUND ADVISORS LLC | Other investment adviser, including financial planners |
| HEALTHMARKETS INSURANCE AGENCY, INC. | Insurance company or agency |
| ICM GP SPV LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INCENTER INSURANCE SOLUTIONS LLC | Insurance company or agency |
| INCENTER LLC | Sponsor or syndicator of limited partnerships |
| NIBC BANK N.V. | Other investment adviser, including financial planners |
| NIBC CREDIT MANAGEMENT, INC. | Other investment adviser, including financial planners |
| STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FOA RESPA FEEDER FUND LP | MORTGAGE SERVICING RIGHTS | $0.5M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INCENTER LLC | Domestic Entity | – | SOLE MEMBER | 01/2016 | > 75% |
| LIBMAN FAMILY HOLDINGS LLC | Domestic Entity | FINANCE OF AMERICA EQUITY CAPITAL LLC | MEMBER | 04/2021 | 25-50% |
| LIBMAN, BRIAN, LEWIS | Individual | LIBMAN FAMILY HOLDINGS LLC | MANAGER | 04/2005 | |
| LIBMAN-ALPHA HOLDINGS, LLC | Domestic Entity | LIBMAN FAMILY HOLDINGS LLC | MEMBER | 04/2005 | 25-50% |
| LIBMAN-ETA HOLDINGS, LLC | Domestic Entity | LIBMAN FAMILY HOLDINGS LLC | MEMBER | 04/2005 | 25-50% |
| LIBMAN-KAPPA HOLDINGS, LLC | Domestic Entity | LIBMAN FAMILY HOLDINGS LLC | MEMBER | 04/2005 | 25-50% |
| LIBMAN FAMILY GENERATIONAL TRUST | Domestic Entity | LIBMAN-ALPHA HOLDINGS, LLC | MEMBER | 04/2005 | 50-75% |
| LIBMAN, KENNETH, JAY | Individual | LIBMAN 2004 TRUST | TRUSTEE | 04/2005 | |
| LIBMAN 2004 TRUST | Domestic Entity | LIBMAN-ALPHA HOLDINGS, LLC | MEMBER | 04/2005 | 25-50% |
| LIBMAN, KENNETH, JAY | Individual | LIBMAN 2004 TRUST | TRUSTEE | 04/2005 | |
| LIBMAN FAMILY GENERATIONAL TRUST | Domestic Entity | LIBMAN-KAPPA HOLDINGS, LLC | MEMBER | 04/2005 | 50-75% |
| LIBMAN 2004 TRUST | Domestic Entity | LIBMAN-KAPPA HOLDINGS, LLC | MEMBER | 04/2005 | 25-50% |
| LIBMAN FAMILY GENERATIONAL TRUST | Domestic Entity | LIBMAN-ETA HOLDINGS, LLC | MEMBER | 04/2005 | 25-50% |
| LIBMAN 2004 TRUST | Domestic Entity | LIBMAN-ETA HOLDINGS, LLC | MEMBER | 04/2005 | 25-50% |
| FINANCE OF AMERICA FUNDING LLC | Domestic Entity | INCENTER LLC | SOLE MEMBER | 09/2020 | > 75% |
| FINANCE OF AMERICA EQUITY CAPITAL LLC | Domestic Entity | FINANCE OF AMERICA FUNDING LLC | SOLE MEMBER | 09/2020 | > 75% |
| MAHON, PETER, CHRISTOPHER | Individual | – | CHIEF FINANCIAL OFFICER | 03/2020 | < 5% |
| FINANCE OF AMERICA COMPANIES INC. | Domestic Entity | FINANCE OF AMERICA EQUITY CAPITAL LLC | MEMBER | 04/2021 | 25-50% |
| MAHON, PETER, CHRISTOPHER | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2021 | < 5% |
| MAHON, PETER, CHRISTOPHER | Individual | – | PRESIDENT | 09/2022 | < 5% |