Hedge Fund Database

CLEAR PERSPECTIVES FINANCIAL PLANNING, LLC

Adviser information for CLEAR PERSPECTIVES FINANCIAL PLANNING, LLC last updated from Form ADV on March 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 904 $348.3M
Non-Discretionary 0 $0
Total 904 $348.3M

Clients

Type Number RAUM
Individuals 100 $51.4M
HNW Individuals 130 $296.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-107503
SEC ERA File Number 801-107503
SEC CIK Numbers 1841174
SEC CRD Numbers 146588
Legal Entity Identifier None

Principal Office

10300 ALLIANCE RD
SUITE 460
CINCINNATI
OH
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (513)469-8400, Fax: (513)469-8401

Websites

www.clearperspectivesllc.com www.cpplan.com twitter.com/cp_plan www.facebook.com/clearpla/ www.linkedin.com/company/clear-perspectives-financial-planning/

Chief Compliance Officer

DEBORAH L. THOCKER
CCO
10300 ALLIANCE RD.
SUITE 460
CINCINNATI
OH
United States
Tel: (513)469-8400
Fax: (513)469-8401
(Full email address available in API data)

Regulatory Contact

JESSICA ROEPER
COMPLIANCE CONSULTANT
6224 TURPIN HILLS DRIVE
CINCINNATI
OH
United States
Tel: (513)857-1392
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HOFFMAN, CAROL, AMELIA Individual – MEMBER 02/2008 50-75%
GROUT, TIMOTHY, ANTHONY Individual – MEMBER 02/2008 10-25%
THOCKER, DEBORAH, LOU Individual – CHIEF COMPLIANCE OFFICER/MEMBER 01/2021 10-25%
MCINERNEY, KATHERINE, MARY Individual – MEMBER 01/2020 5-10%
Bartlett, Robert, W Individual – MEMBER 01/2020 5-10%
Schelle, Michael, Justin Individual – MEMBER 01/2021 5-10%

No. Employees, Historic

20100202020212022202320248 on 3/11/20208 on 6/5/20208 on 1/29/20218 on 7/6/20218 on 7/7/202112 on 3/10/202212 on 11/4/202212 on 3/20/2023

RAUM, Historic

400M200M020202021202220232024229208263 on 3/11/2020229208263 on 6/5/2020285169162 on 1/29/2021285169162 on 7/6/2021285169162 on 7/7/2021342172297 on 3/10/2022342172297 on 11/4/2022348254437 on 3/20/2023

No. Clients, Historic

300150020202021202220232024174 on 3/11/2020174 on 6/5/2020196 on 1/29/2021196 on 7/6/2021196 on 7/7/2021216 on 3/10/2022216 on 11/4/2022230 on 3/20/2023

Holdings

From latest 13F, filed May 11th, 2023 for period ending March 31st, 2023
Name Class Value $USD # Shares Private Fund
3 D SYSTEMS INC COM COM 697 65 –
3M COMPANY COM COM 9K 90 –
ABBVIE INC COM COM 18K 112 –
ADAMS DIVERSIFIED EQUITY FD COM COM 7K 456 –
ALPHABET INC COM CL A COM CL A 62K 600 –
ALPHABET INC COM CL C COM CL C 52K 500 –
AMAZON COM INC COM COM 72K 700 –
AMERICAN CENTURY INVESTMENTS INTL EQT ETF INTL EQT ETF 217K 4K –
AMERISOURCEBERGEN CORPORATION COM COM 20K 125 –
AMGEN INC COM COM 41K 168 –
APPLE INC COM COM 138K 837 –
BARRICK GOLD CORPORATION COM COM 3K 164 –
BERKSHIRE HATHAWAY INC COM CL B COM CL B 62K 200 –
BOOKING HOLDINGS INC COM COM 45K 17 –
BRIGHTSPIRE CAPITAL INC COM USD0.01 CL A COM USD0.01 CL A 6K 969 –
BRISTOL-MYERS SQUIBB CO COM COM 176K 3K –
CANOPY GROWTH CORPORATION COM COM 1K 719 –
CARNIVAL CORP UNITS COM 1K 104 –
CARRIER GLOBAL CORPORATION COM COM 112K 2K –
CENTENE CORPORATION COM COM 241K 4K –
CENTERPOINT ENERGY INC COM COM 4K 121 –
CHEVRON CORPORATION COM COM 75K 457 –
CIENA CORP COM COM 840 16 –
CINCINNATI FINANCIAL CORP COM COM 73K 655 –
CISCO SYSTEMS INC COM COM 18K 345 –
CITIGROUP INC COM COM 797 17 –
CITIUS PHARMACEUTICALS INC COM COM 468 400 –
CIVISTA BANCSHARES INC COM COM 5K 318 –
CONCENTRIX CORPORATION COM COM 8K 62 –
CONOCOPHILLIPS COM COM 37K 374 –
CONSTELLATION ENERGY CORP COM COM 6K 77 –
COSTCO WHOLESALE CORP COM COM 25K 50 –
DARDEN RESTAURANTS INC COM COM 34K 220 –
DIMENSIONAL ETF TR US MARKETWIDE VALUE ETF US MARKETWIDE VALUE ETF 527K 16K –
DIMENSIONAL ETF TR US SMALL CAP ETF US SMALL CAP ETF 18K 350 –
DIMENSIONAL ETF TR US TARGETED VALUE ETF US TARGETED VALUE ETF 18K 400 –
DUKE ENERGY CORP COM COM 30K 316 –
EA SERIES TRUST BRIDGEWAY BLUE CHIP ETF BRIDGEWAY BLUE CHIP ETF 9 1 –
ELI LILLY AND COMPANY COM COM 27K 80 –
ENBRIDGE INC COM COM 9K 224 –
EXELON CORP COM COM 10K 231 –
EXXON MOBIL CORPORATION COM COM 26K 236 –
FIDELITY COVINGTON TRUST MSCI HLTH CARE I ETF MSCI HLTH CARE I ETF 37K 600 –
FIFTH THIRD BANCORP COM COM 42K 2K –
FIRST FINANCIAL BANCORP COM COM 16K 750 –
FIRST TR NEW OPPORTUNITIES MLP COM COM 9K 2K –
FIRST TRUST PORTFOLIOS SHS ETF SHS ETF 10K 80 –
FIRST TST MORNINGS SHS ETF SHS ETF 14K 390 –
FOOT LOCKER INC COM COM 20K 500 –
FS KKR CAPITAL CORP COM COM 518 28 –
GARRETT MOTION INC COM COM 8 1 –
GENERAL ELECTRIC CO COM COM 96 1 –
GENUINE PARTS CO COM COM 16K 95 –
GILEAD SCIENCES INC COM COM 8K 100 –
GLOBAL X FDS RUSSELL 2000 COVERED CALL ETF RUSSELL 2000 COVERED CALL ETF 790 44 –
GLOBAL X FDS US INFR DEV ETF US INFR DEV ETF 83K 3K –
HEMP INC COM COM 0 1K –
HONEYWELL INTERNATIONAL INC COM COM 4K 19 –
HUMANA INC COM COM 28K 57 –
INSULET CORPORATION COM COM 16K 50 –
INTEL CORP COM COM 51K 2K –
INTERNATIONAL BUS MACH CORP COM COM 13K 102 –
INVESCO EXCHANGE TRADED FD TR FTSE RAFI 1000 ETF FTSE RAFI 1000 ETF 16K 104 –
INVESCO EXCHANGE TRADED FD TR FTSE RAFI 1500 ETF FTSE RAFI 1500 ETF 13K 77 –
INVESCO EXCHANGE TRADED FD TR HIG YLD EQ DIV ETF HIG YLD EQ DIV ETF 31K 2K –
INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT ETF S&P500 EQL WGT ETF 15M 101K –
INVESCO EXCHANGE TRADED FUND T FTSE RAFI DEV ETF FTSE RAFI DEV ETF 8K 171 –
INVESCO EXCHANGE TRADED FUND T MSCI GBL TIMBR ETF MSCI GBL TIMBR ETF 8K 281 –
INVESCO EXCHANGE TRADED FUND T S&P500 HDL VOL ETF S&P500 HDL VOL ETF 4K 100 –
INVESCO EXCHANGE TRADED FUND T S&P500 LOW VOL ETF S&P500 LOW VOL ETF 2M 27K –
INVESCO EXCHANGE TRADED FUND T SOLAR ETF SOLAR ETF 24K 310 –
INVESCO QQQ TRUST UNIT SER 1 ETF UNIT SER 1 ETF 2M 5K –
ISHARES INC CORE MSCI EMKT ETF CORE MSCI EMKT ETF 13K 276 –
ISHARES INC MSCI GBL MIN VOL ETF MSCI GBL MIN VOL ETF 24K 253 –
ISHARES TRUST AGGRES ALLOC ETF AGGRES ALLOC ETF 68K 1K –
ISHARES TRUST CORE HIGH DV ETF CORE HIGH DV ETF 544K 5K –
ISHARES TRUST CORE MSCI EAFE ETF CORE MSCI EAFE ETF 1K 22 –
ISHARES TRUST CORE S&P SCP ETF CORE S&P SCP ETF 35K 364 –
ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 2M 6K –
ISHARES TRUST EAFE GRWTH ETF EAFE GRWTH ETF 14K 150 –
ISHARES TRUST GL CLEAN ENE ETF GL CLEAN ENE ETF 20K 1K –
ISHARES TRUST GLOBAL 100 ETF GLOBAL 100 ETF 3M 44K –
ISHARES TRUST GLOBAL ENERG ETF GLOBAL ENERG ETF 42K 1K –
ISHARES TRUST ISHARES 0-3 MONTH TREASURY ISHARES 0-3 MONTH TREASURY ETF 11M 105K –
ISHARES TRUST MSCI ACWI ETF MSCI ACWI ETF 209K 2K –
ISHARES TRUST MSCI KLD400 SOC ETF MSCI KLD400 SOC ETF 595K 8K –
ISHARES TRUST MSCI USA ESG SLC ETF MSCI USA ESG SLC ETF 437K 5K –
ISHARES TRUST MSCI USA MIN VOL FACTOR ETF MSCI USA MIN VOL FACTOR ETF 669K 9K –
ISHARES TRUST RUS 1000 ETF RUS 1000 ETF 3M 13K –
ISHARES TRUST RUS 1000 GRW ETF RUS 1000 GRW ETF 1M 4K –
ISHARES TRUST RUS 1000 VAL ETF RUS 1000 VAL ETF 172K 1K –
ISHARES TRUST RUSSELL 3000 ETF RUSSELL 3000 ETF 330K 1K –
ISHARES TRUST S&P 100 ETF S&P 100 ETF 1M 6K –
ISHARES TRUST S&P 500 GRWT ETF S&P 500 GRWT ETF 7K 106 –
ISHARES TRUST S&P 500 VAL ETF S&P 500 VAL ETF 51K 336 –
ISHARES TRUST SELECT DIVID ETF SELECT DIVID ETF 7M 56K –
JOHNSON & JOHNSON COM COM 132K 850 –
JP MORGAN CHASE & CO COM COM 24K 186 –
KONINKLIJKE AHOLD DELHAIZE NV COM COM 37K 1K –
KROGER CO COM COM 48K 970 –
KYNDRYL HLDGS INC COM COM 44 3 –
LIBERTY BROADBAND CORP COM COM 11K 136 –
LIBERTY BROADBAND CORP COM COM 31K 385 –
LIBERTY MEDIA CORPORATION COM COM 15K 546 –
LIBERTY MEDIA CORPORATION COM COM 22K 792 –
LIBERTY MEDIA CORPORATION COM COM 15K 198 –
LIBERTY MEDIA CORPORATION COM COM 9K 136 –
MARATHON PETROLEUM CORP COM COM 13K 96 –
MASTERCARD INCORPORATED COM CL A COM CL A 55K 150 –
MCDONALD'S CORPORATION COM COM 29K 102 –
MEDICAL MARIJUANA INC COM COM 4 1K –
MERCK & CO INC COM COM 86K 813 –
META PLATFORMS INC COM CL A COM CL A 212 1 –
MICROSOFT CORP COM COM 177K 614 –
MONARCH CEMENT COMPANY COM COM 22K 200 –
MONSTER BEVERAGE CORP COM COM 29K 540 –
MOUNTAIN PROVINCE DIAMONDS INC COM COM 74 195 –
NETFLIX INC COM COM 10K 28 –
NIKE INC COM CL B COM CL B 613 5 –
NORFOLK SOUTHERN CORP COM COM 23K 108 –
NUVEEN ESG NUVEEN ESG LRG CAP VAL ETF NUVEEN ESG LRG CAP VAL ETF 2K 46 –
NVIDIA CORP COM COM 24K 86 –
OCCIDENTAL PETROLEUM CORP COM COM 7K 111 –
OCCIDENTAL PETROLEUM CORP WARRANT WARRANT 533 13 –
OTIS WORLDWIDE CORP COM COM 104K 1K –
PALANTIR TECH INC COM CL A COM CL A 4K 500 –
PEPSICO INC COM COM 135K 738 –
PFIZER INC COM COM 13K 315 –
PHILLIPS 66 COM COM 21K 204 –
PROCTER & GAMBLE CO COM COM 18M 120K –
PUBLIC SERVICE ENTERPRISE GRP COM COM 55K 887 –
RAYTHEON TECH CORP COM COM 243K 2K –
REPLIGEN CORP COM COM 164K 975 –
RESIDEO TECHNOLOGIES INC COM COM 55 3 –
RILEY EXPLORATION COM COM 152 4 –
SCHWAB STRATEGIC TR INTL EQTY ETF INTL EQTY ETF 32K 920 –
SCHWAB STRATEGIC TR US BRD MKT ETF US BRD MKT ETF 16K 342 –
SCHWAB STRATEGIC TR US DIVIDEND EQ ETF US DIVIDEND EQ ETF 11K 150 –
SCHWAB STRATEGIC TR US LCAP GR ETF US LCAP GR ETF 59K 900 –
SCHWAB STRATEGIC TR US LCAP VA ETF US LCAP VA ETF 59K 900 –
SCHWAB STRATEGIC TR US LRG CAP ETF US LRG CAP ETF 13K 278 –
SCHWAB STRATEGIC TR US SML CAP ETF US SML CAP ETF 25K 600 –
SELECT SECTOR SPDR TRUST ENERGY ETF ENERGY ETF 118K 1K –
SELECT SECTOR SPDR TRUST RL EST SEL SEC ETF RL EST SEL SEC ETF 4K 100 –
SELECT SECTOR SPDR TRUST SBI CONS STPLS ETF SBI CONS STPLS ETF 7K 100 –
SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETF SBI HEALTHCARE ETF 42K 325 –
SELECT SECTOR SPDR TRUST SBI INT-INDS ETF SBI INT-INDS ETF 72K 715 –
SERVICE CORP INTL COM COM 6K 85 –
SMUCKER (JM) CO COM COM 42K 265 –
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF BLOOMBERG 1-3 MONTH T-BILL ETF 3M 28K –
SPDR GOLD TRUST GOLD SHS ETF GOLD SHS ETF 28K 155 –
SPDR INDEX SHARES FUNDS DJ INTL RL ETF DJ INTL RL ETF 4K 157 –
SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT ETF 3M 6K –
SPDR SERIES TRUST DJ REIT ETF DJ REIT ETF 7K 78 –
SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETF PORTFOLI S&P 1500 COMP STK ETF 24K 470 –
SPDR SERIES TRUST PORTFOLIO S&P 500 ETF PORTFOLIO S&P 500 ETF 33K 675 –
SPDR SERIES TRUST PRTFLO S&P500 GW ETF PRTFLO S&P500 GW ETF 61K 1K –
SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 7M 59K –
STARBUCKS CORP COM COM 43K 414 –
TD SYNNEX CORP COM COM 6K 62 –
TESLA INC COM COM 24K 117 –
THE CIGNA GROUP COM COM 4K 15 –
TRAVELERS COMPANIES INC COM COM 12K 70 –
UTD STS LIME&MINER COM COM 15K 100 –
VANGUARD 500 VAL IDX FD ETF 500 VAL IDX FD ETF 9M 64K –
VANGUARD DIV APP ETF DIV APP ETF 10M 68K –
VANGUARD EXTEND MKT ETF EXTEND MKT ETF 195K 1K –
VANGUARD FTSE DEVELOPED MKTS ETF FTSE DEVELOPED MKTS ETF 7M 166K –
VANGUARD FTSE EMR MKT ETF FTSE EMR MKT ETF 32K 800 –
VANGUARD GROWTH ETF GROWTH ETF 1M 4K –
VANGUARD HEALTH CAR ETF HEALTH CAR ETF 235K 987 –
VANGUARD HIGH DIV YLD ETF HIGH DIV YLD ETF 18M 167K –
VANGUARD INDUSTRIAL ETF INDUSTRIAL ETF 19K 100 –
VANGUARD LARGE CAP ETF LARGE CAP ETF 2M 9K –
VANGUARD MCAP GR IDXVIP ETF MCAP GR IDXVIP ETF 277K 1K –
VANGUARD MCAP VL IDXVIP ETF MCAP VL IDXVIP ETF 75K 560 –
VANGUARD MEGA CAP VAL ETF MEGA CAP VAL ETF 4M 45K –
VANGUARD MEGA GRWTH IND ETF MEGA GRWTH IND ETF 5M 25K –
VANGUARD MID CAP ETF MID CAP ETF 133K 631 –
VANGUARD S&P 500 ETF SHS S&P 500 ETF SHS 11M 30K –
VANGUARD SHORT TERM TREAS ETF SHORT TERM TREAS ETF 410 7 –
VANGUARD SMALL CP ETF SMALL CP ETF 243K 1K –
VANGUARD STAR FD TL INTL STK F ETF STAR FD TL INTL STK F ETF 8M 138K –
VANGUARD TOTAL STK MKT ETF TOTAL STK MKT ETF 2M 10K –
VANGUARD TT WRLD ST ETF TT WRLD ST ETF 208K 2K –
VANGUARD UTILITIES ETF UTILITIES ETF 89K 600 –
VANGUARD VALUE ETF VALUE ETF 14M 104K –
VANGUARD VNG RUS2000IDX ETF VNG RUS2000IDX ETF 360 5 –
VERIZON COMMUNICATIONS COM COM 2K 42 –
VIATRIS INC COM COM 106 11 –
VISA INC COM CL A COM CL A 138K 610 –
WABTEC CORP COM COM 101 1 –
WALT DISNEY COMPANY (THE) COM COM 1K 12 –
WARNER BROS DISCOVERY INC COM COM 8K 509 –
WOLVERINE WORLD WIDE INC COM COM 6K 326 –
YUM BRANDS INC COM COM 52K 394 –
YUM CHINA HOLDINGS INC COM COM 24K 376 –